Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- +5 vs. Q2 2023
- Shares held
- 19.0M
- +1.15M (+6.5%) vs. Q2 2023
- Total value
- $280.5M
- −$3.44M (−1.2%) vs. Q2 2023
- New holders
- 11
- 65 more added
- Sold out
- 6
- 33 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 145,596 | $2.15M | 0.00% | −7,475−4.9% | Reduced |
| AE Wealth Management LLC | 155,455 | $2.30M | 0.01% | +19,109+14.0% | Added |
| Mosaic Family Wealth Partners, LLC | 177,183 | $2.62M | 0.53% | +1,467+0.8% | Added |
| Wells Fargo & Company | 191,825 | $2.84M | 0.00% | −2,023−1.0% | Reduced |
| Marks Group Wealth Management, Inc | 192,193 | $2.84M | 0.35% | 00.0% | Unchanged |
| Sigma Planning Corp | 193,049 | $2.86M | 0.11% | +13,601+7.6% | Added |
| Baird Financial Group, Inc. | 195,193 | $2.89M | 0.01% | +7,283+3.9% | Added |
| Brookstone Capital Management | 252,056 | $3.07M | 0.07% | +13,001+5.4% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 209,053 | $3.09M | 0.74% | −18,686−8.2% | Reduced |
| Petra Financial Advisors Inc | 220,704 | $3.26M | 2.72% | +18,354+9.1% | Added |
| Truist Financial Corp | 230,063 | $3.40M | 0.01% | −14,813−6.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 253,324 | $3.75M | 0.02% | +17,820+7.6% | Added |
| Richmond Brothers, Inc. | 260,700 | $3.86M | 7.24% | +2,040+0.8% | Added |
| Bank of America Corp | 279,427 | $4.13M | 0.00% | −1,921−0.7% | Reduced |
| Janney Montgomery Scott LLC | 290,613 | $4.30M | 0.02% | +25,837+9.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 348,059 | $5.15M | 0.01% | −29,551−7.8% | Reduced |
| Atria Wealth Solutions, Inc. | 362,388 | $5.36M | 0.08% | −112,267−23.7% | Reduced |
| Envestnet Asset Management Inc | 363,239 | $5.37M | 0.00% | +32,323+9.8% | Added |
| Change Path, LLC | 381,284 | $5.64M | 0.41% | +91,965+31.8% | Added |
| Royal Bank of Canada | 383,684 | $5.67M | 0.00% | +17,333+4.7% | Added |
| Cohen & Steers, Inc. | 399,940 | $5.92M | 0.01% | −25,000−5.9% | Reduced |
| Commonwealth Equity Services, LLC | 406,110 | $6.01M | 0.01% | +13,474+3.4% | Added |
| Verus Capital Partners, LLC | 407,473 | $6.03M | 0.84% | +125,760+44.6% | Added |
| Prime Capital Investment Advisors, LLC | 868,521 | $12.8M | 0.26% | +66,701+8.3% | Added |
| Advisor Group Holdings, Inc. | 959,919 | $14.2M | 0.02% | +240,686+33.5% | Added |
| LPL Financial LLC | 965,960 | $14.3M | 0.01% | +175,404+22.2% | Added |
| UBS Group AG | 1,899,465 | $28.1M | 0.01% | +283,118+17.5% | Added |
| Morgan Stanley | 4,382,339 | $64.8M | 0.01% | +203,184+4.9% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −112,203−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −21,062−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −16,888−100.0% | Sold out |
| Keybank National Association | 0 | $0 | 0.00% | −15,920−100.0% | Sold out |
| Capital CS Group, LLC | 0 | $0 | 0.00% | −13,472−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −11,582−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |