Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 128
- −2 vs. Q4 2022
- Shares held
- 16.7M
- −127.1K (−0.8%) vs. Q4 2022
- Total value
- $270.2M
- +$15.7M (+6.2%) vs. Q4 2022
- New holders
- 15
- 54 more added
- Sold out
- 17
- 43 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sigma Planning Corp | 170,963 | $2.76M | 0.09% | +12,501+7.9% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 175,740 | $2.83M | 0.75% | +2,587+1.5% | Added |
| Mosaic Family Wealth Partners, LLC | 175,517 | $2.84M | 0.59% | +10,435+6.3% | Added |
| Brookstone Capital Management | 188,117 | $3.01M | 0.06% | +56,828+43.3% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $3.11M | 0.40% | −2,554−1.3% | Reduced |
| Change Path, LLC | 193,638 | $3.13M | 0.15% | +64,052+49.4% | Added |
| Baird Financial Group, Inc. | 206,248 | $3.34M | 0.01% | −15,295−6.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 209,738 | $3.39M | 0.02% | −259−0.1% | Reduced |
| Captrust Financial Advisors | 212,364 | $3.43M | 0.02% | +10,839+5.4% | Added |
| Advisors Asset Management, Inc. | 217,611 | $3.52M | 0.07% | −91,825−29.7% | Reduced |
| Truist Financial Corp | 223,069 | $3.61M | 0.01% | +105,537+89.8% | Added |
| Verus Capital Partners, LLC | 245,871 | $3.98M | 0.62% | +74,640+43.6% | Added |
| Bank of America Corp | 261,270 | $4.22M | 0.00% | +32,712+14.3% | Added |
| Janney Montgomery Scott LLC | 262,756 | $4.25M | 0.02% | +16,683+6.8% | Added |
| Cetera Advisor Networks LLC | 277,795 | $4.49M | 0.03% | +19,783+7.7% | Added |
| Envestnet Asset Management Inc | 314,286 | $5.08M | 0.00% | +112,311+55.6% | Added |
| Richmond Brothers, Inc. | 318,696 | $5.15M | 8.70% | −124,886−28.2% | Reduced |
| Royal Bank of Canada | 348,614 | $5.64M | 0.00% | +19,189+5.8% | Added |
| Commonwealth Equity Services, LLC | 361,076 | $5.84M | 0.01% | +21,369+6.3% | Added |
| Atria Wealth Solutions, Inc. | 416,722 | $6.74M | 0.10% | +53,598+14.8% | Added |
| Cohen & Steers, Inc. | 433,208 | $7.00M | 0.02% | −34,659−7.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 457,468 | $7.40M | 0.01% | −39,518−8.0% | Reduced |
| Ameriprise Financial Inc | 484,894 | $7.85M | 0.00% | −72,559−13.0% | Reduced |
| LPL Financial LLC | 503,604 | $8.14M | 0.01% | +2,631+0.5% | Added |
| Prime Capital Investment Advisors, LLC | 544,235 | $8.80M | 0.36% | −147,811−21.4% | Reduced |
| Advisor Group Holdings, Inc. | 687,414 | $11.1M | 0.02% | −148,719−17.8% | Reduced |
| UBS Group AG | 1,506,912 | $24.4M | 0.01% | +85,164+6.0% | Added |
| Morgan Stanley | 3,796,019 | $61.4M | 0.01% | −63,664−1.6% | Reduced |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −100,533−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −57,462−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −48,996−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −20,731−100.0% | Sold out |
| Collaborative Wealth Managment Inc. | 0 | $0 | 0.00% | −20,532−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −15,564−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −14,894−100.0% | Sold out |
| Gladstone Institutional Advisory LLC | 0 | $0 | 0.00% | −10,235−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −4,988−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −6,622−100.0% | Sold out |
| RWM Asset Management, LLC | 0 | $0 | 0.00% | −3,925−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,037−100.0% | Sold out |
| McElhenny Sheffield Capital Management, LLC | 0 | $0 | 0.00% | −775−100.0% | Sold out |
| Hazlett, Burt & Watson, Inc. | 0 | $0 | 0.00% | −570−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −501−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −148−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |