Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Capital Southwest Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- +4 vs. Q2 2023
- Shares held
- 8.56M
- +311.3K (+3.8%) vs. Q2 2023
- Total value
- $196.1M
- +$33.0M (+20.2%) vs. Q2 2023
- New holders
- 17
- 47 more added
- Sold out
- 13
- 25 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Grace & White Inc | 176,597 | $4.04M | 0.75% | −874−0.5% | Reduced |
| BlackRock Inc. | 180,376 | $4.13M | 0.00% | −6,308−3.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 184,698 | $4.23M | 0.27% | +25,840+16.3% | Added |
| Advisors Asset Management, Inc. | 195,122 | $4.47M | 0.10% | +13,391+7.4% | Added |
| Two Sigma Investments, LP | 205,468 | $4.71M | 0.01% | −14,723−6.7% | Reduced |
| Tectonic Advisors LLC | 229,438 | $5.25M | 0.49% | +9,866+4.5% | Added |
| Legal & General Group Plc | 276,155 | $6.33M | 0.00% | +22,547+8.9% | Added |
| First Manhattan Co | 386,358 | $8.85M | 0.03% | −7,020−1.8% | Reduced |
| Invesco Ltd. | 439,385 | $10.1M | 0.00% | −55,726−11.3% | Reduced |
| Sound Income Strategies, LLC | 524,394 | $12.0M | 1.01% | +8,776+1.7% | Added |
| Zuckerman Investment Group, LLC | 643,829 | $14.7M | 2.11% | −450−0.1% | Reduced |
| Van Eck Associates Corp | 661,405 | $15.1M | 0.03% | +69,265+11.7% | Added |
| Sanders Morris Harris LLC | 669,189 | $15.3M | 3.15% | −30,910−4.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 773,561 | $17.7M | 1.13% | −73,148−8.6% | Reduced |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −40,470−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −38,196−100.0% | Sold out |
| First Dallas Securities Inc. | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −21,232−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,708−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −13,404−100.0% | Sold out |
| State Farm Mutual Automobile Insurance Co | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −1,081−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −665−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −27−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −25−100.0% | Sold out |