Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +9 vs. Q3 2021
- Shares held
- 11.3M
- +373.5K (+3.4%) vs. Q3 2021
- Total value
- $208.0M
- +$11.9M (+6.1%) vs. Q3 2021
- New holders
- 23
- 33 more added
- Sold out
- 14
- 19 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 3,899,790 | $72.0M | 0.04% | −101,226−2.5% | Reduced |
| Guggenheim Capital LLC | 866,678 | $16.0M | 0.08% | +44,082+5.4% | Added |
| Raymond James & Associates | 788,518 | $14.6M | 0.01% | +34,736+4.6% | Added |
| Morgan Stanley | 464,755 | $8.58M | 0.00% | +12,737+2.8% | Added |
| Advisors Asset Management, Inc. | 460,377 | $8.50M | 0.12% | +66,928+17.0% | Added |
| Bank of America Corp | 436,468 | $8.06M | 0.00% | +821+0.2% | Added |
| Wells Fargo & Company | 434,447 | $8.02M | 0.00% | +27,082+6.6% | Added |
| Koshinski Asset Management, Inc. | 411,027 | $7.59M | 0.61% | −11,926−2.8% | Reduced |
| UBS Group AG | 389,067 | $7.18M | 0.00% | −10,929−2.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 344,820 | $6.37M | 0.01% | +33,412+10.7% | Added |
| Advisor Group Holdings, Inc. | 282,624 | $5.22M | 0.01% | +5,238+1.9% | Added |
| Arete Wealth Advisors, LLC | 215,941 | $3.96M | 0.34% | +7,317+3.5% | Added |
| LPL Financial LLC | 159,598 | $2.95M | 0.00% | +11,600+7.8% | Added |
| First Trust Advisors LP | 131,975 | $2.44M | 0.00% | +250+0.2% | Added |
| Avantax Advisory Services, Inc. | 113,522 | $2.10M | 0.03% | +6,232+5.8% | Added |
| Oxbow Advisors, LLC | 113,388 | $2.09M | 0.20% | +6,190+5.8% | Added |
| Baird Financial Group, Inc. | 107,329 | $1.98M | 0.00% | −10,426−8.9% | Reduced |
| Commonwealth Equity Services, LLC | 101,838 | $1.88M | 0.00% | +22,608+28.5% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 110,222 | $1.84M | 0.55% | +2,251+2.1% | Added |
| Invesco Ltd. | 96,447 | $1.78M | 0.00% | +35,955+59.4% | Added |
| 9258 Wealth Management, LLC | 93,201 | $1.72M | 0.39% | +3,080+3.4% | Added |
| CIBC Private Wealth Group, LLC | 72,127 | $1.33M | 0.00% | +72,127 | New |
| Advisor Resource Council | 70,695 | $1.30M | 0.10% | +70,695 | New |
| Steward Partners Investment Advisory, LLC | 59,581 | $1.10M | 0.02% | +16,624+38.7% | Added |
| Advent Capital Management | 59,048 | $1.09M | 0.02% | −94,000−61.4% | Reduced |
| Wealth Management Solutions, LLC | 54,878 | $1.01M | 0.52% | +54,878 | New |
| Cambridge Investment Research Advisors, Inc. | 54,727 | $1.01M | 0.00% | +1,037+1.9% | Added |
| GWM Advisors LLC | 51,501 | $951.0K | 0.01% | +51,501 | New |
| Quad-Cities Investment Group, LLC | 50,553 | $933.0K | 0.58% | +2,637+5.5% | Added |
| Twelve Points Wealth Management LLC | 50,253 | $928.0K | 0.75% | +50,253 | New |
| 6 Meridian | 42,285 | $781.0K | 0.06% | +42,285 | New |
| Ameritas Advisory Services, LLC | 41,070 | $758.0K | 0.03% | +41,070 | New |
| Royal Bank of Canada | 39,854 | $735.0K | 0.00% | +1,935+5.1% | Added |
| Stolper Co | 39,729 | $733.0K | 0.33% | +2,144+5.7% | Added |
| Heron Bay Capital Management | 35,114 | $648.0K | 0.32% | −23,815−40.4% | Reduced |
| Stifel Financial Corp | 33,389 | $616.0K | 0.00% | +2,789+9.1% | Added |
| Mutual Advisors, LLC | 32,585 | $602.0K | 0.03% | +17,528+116.4% | Added |
| Formidable Asset Management, LLC | 29,606 | $547.0K | 0.10% | −108,061−78.5% | Reduced |
| Windsor Capital Management, LLC | 27,940 | $515.0K | 0.16% | +616+2.3% | Added |
| Rockefeller Capital Management L.P. | 27,816 | $513.0K | 0.00% | +13,063+88.5% | Added |
| Park Avenue Securities LLC | 26,700 | $493.0K | 0.01% | −505−1.9% | Reduced |
| NEXT Financial Group, Inc | 24,400 | $450.0K | 0.03% | +5,199+27.1% | Added |
| Spire Wealth Management | 23,563 | $435.0K | 0.01% | +1,498+6.8% | Added |
| FourThought Financial, LLC | 23,018 | $425.0K | 0.05% | −2,552−10.0% | Reduced |
| Truist Financial Corp | 21,765 | $402.0K | 0.00% | +28+0.1% | Added |
| Nations Financial Group Inc, | 20,158 | $372.0K | 0.05% | −1,088−5.1% | Reduced |
| Andrew Hill Investment Advisors, Inc. | 19,531 | $360.0K | 0.34% | +19,531 | New |
| The PNC Financial Services Group, Inc. | 18,605 | $343.0K | 0.00% | +18,326+6,568.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 17,437 | $322.0K | 0.06% | −722−4.0% | Reduced |
| Capital Investment Advisors, LLC | 16,572 | $306.0K | 0.01% | −1,539−8.5% | Reduced |
| We Are One Seven, LLC | 16,406 | $303.0K | 0.03% | −48−0.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,538 | $268.0K | 0.00% | +9,969+218.2% | Added |
| Raymond James Trust N.A. | 12,410 | $229.0K | 0.01% | −1,180−8.7% | Reduced |
| Coldstream Capital Management Inc | 12,150 | $224.0K | 0.01% | +12,150 | New |
| Transcend Wealth Collective, LLC | 11,681 | $216.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,682 | $216.0K | 0.00% | −145−1.2% | Reduced |
| Private Advisor Group, LLC | 11,407 | $211.0K | 0.00% | −11,605−50.4% | Reduced |
| Sowell Financial Services LLC | 11,360 | $210.0K | 0.01% | +93+0.8% | Added |
| Janney Montgomery Scott LLC | 10,565 | $195.0K | 0.00% | +10,565 | New |
| Geneos Wealth Management Inc. | 10,099 | $186.0K | 0.01% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 7,900 | $146.0K | 0.05% | +7,900 | New |
| American Portfolios Advisors | 7,500 | $138.4K | 0.00% | +5,500+275.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 6,326 | $117.0K | 0.02% | −400−5.9% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $82.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 4,058 | $75.0K | 0.01% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 2,908 | $53.0K | 0.02% | +2,908 | New |
| Zions Bancorporation, N.A. | 2,010 | $37.0K | 0.00% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 2,000 | $37.0K | 0.02% | +2,000 | New |
| CWM, LLC | 1,891 | $35.0K | 0.00% | +1,891 | New |
| Tradition Wealth Management, LLC | 1,681 | $31.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,213 | $22.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 819 | $15.0K | 0.00% | −1−0.1% | Reduced |
| Alaethes Wealth LLC | 752 | $14.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 687 | $13.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $12.2K | 0.00% | +667 | New |
| Bessemer Group Inc | 675 | $12.0K | 0.00% | +675 | New |
| North Star Investment Management Corp. | 420 | $8.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $7.00K | 0.00% | – | – |
| AdvisorNet Financial, Inc | 371 | $7.00K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 363 | $7.00K | 0.00% | +363 | New |
| Larson Financial Group LLC | 400 | $7.00K | 0.00% | +400 | New |
| Widmann Financial Services, Inc. | 333 | $6.00K | 0.00% | +333 | New |
| Ahrens Investment Partners LLC | 244 | $5.00K | 0.00% | +244 | New |
| TAP Consulting, LLC | 282 | $5.00K | 0.00% | +282 | New |
| Fortitude Advisory Group L.L.C. | 252 | $5.00K | 0.00% | +252 | New |
| Harbour Investments, Inc. | 181 | $3.00K | 0.00% | −108−37.4% | Reduced |
| Investmark Advisory Group LLC | 70 | $1.00K | 0.00% | +70 | New |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −34,786−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −17,963−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −14,324−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,597−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,360−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,586−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −2,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| MBM Wealth Consultants, LLC | 0 | $0 | 0.00% | −980−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |