Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- +2 vs. Q2 2022
- Shares held
- 10.1M
- −629.5K (−5.9%) vs. Q2 2022
- Total value
- $117.2M
- −$12.5M (−9.6%) vs. Q2 2022
- New holders
- 9
- 19 more added
- Sold out
- 7
- 33 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,599,105 | $38.3M | 0.01% | −319,786−8.2% | Reduced |
| Advisors Asset Management, Inc. | 778,232 | $17.7M | 0.36% | +57,006+7.9% | Added |
| Raymond James & Associates | 618,378 | $6.57M | 0.01% | −168,147−21.4% | Reduced |
| Wells Fargo & Company | 490,086 | $5.21M | 0.00% | +10,736+2.2% | Added |
| Guggenheim Capital LLC | 448,703 | $4.77M | 0.04% | −206,353−31.5% | Reduced |
| Koshinski Asset Management, Inc. | 409,948 | $4.36M | 0.52% | +3,011+0.7% | Added |
| UBS Group AG | 306,960 | $3.26M | 0.00% | +77,089+33.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 298,921 | $3.18M | 0.01% | −31,018−9.4% | Reduced |
| Bank of America Corp | 279,315 | $2.97M | 0.00% | −73,020−20.7% | Reduced |
| Commonwealth Equity Services, LLC | 268,809 | $2.86M | 0.01% | +83,899+45.4% | Added |
| Advisor Group Holdings, Inc. | 239,347 | $2.54M | 0.01% | −20,198−7.8% | Reduced |
| Arete Wealth Advisors, LLC | 232,517 | $2.47M | 0.24% | −2,930−1.2% | Reduced |
| LPL Financial LLC | 194,317 | $2.07M | 0.00% | +12,854+7.1% | Added |
| Invesco Ltd. | 137,593 | $1.46M | 0.00% | +6,124+4.7% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 131,073 | $1.39M | 0.49% | +1,011+0.8% | Added |
| Oxbow Advisors, LLC | 120,307 | $1.28M | 0.20% | +5,737+5.0% | Added |
| Formidable Asset Management, LLC | 114,658 | $1.27M | 0.30% | −7,914−6.5% | Reduced |
| Wolverine Asset Management LLC | 89,443 | $950.0K | 0.01% | +89,443 | New |
| 9258 Wealth Management, LLC | 86,167 | $916.0K | 0.23% | −3,238−3.6% | Reduced |
| Fca Corp | 74,801 | $795.0K | 0.34% | +2,008+2.8% | Added |
| Baird Financial Group, Inc. | 66,216 | $704.0K | 0.00% | +2,344+3.7% | Added |
| GWM Advisors LLC | 60,001 | $638.0K | 0.01% | +700+1.2% | Added |
| Advent Capital Management | 59,048 | $628.0K | 0.01% | 00.0% | Unchanged |
| First Trust Advisors LP | 57,883 | $615.0K | 0.00% | −33,306−36.5% | Reduced |
| Avantax Advisory Services, Inc. | 56,210 | $598.0K | 0.01% | −19,949−26.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 55,657 | $592.0K | 0.00% | +87+0.2% | Added |
| Wealth Management Solutions, LLC | 51,049 | $543.0K | 0.32% | +1,543+3.1% | Added |
| Twelve Points Wealth Management LLC | 48,909 | $520.0K | 0.40% | −900−1.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 44,415 | $472.0K | 0.01% | −20,464−31.5% | Reduced |
| FourThought Financial, LLC | 39,313 | $418.0K | 0.06% | +14,023+55.4% | Added |
| Private Trust Co NA | 37,642 | $400.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 37,363 | $397.0K | 0.00% | −4,226−10.2% | Reduced |
| Clough Capital Partners L P | 37,300 | $396.0K | 0.06% | +37,300 | New |
| Mariner, LLC | 36,515 | $388.0K | 0.00% | +36,515 | New |
| Mutual Advisors, LLC | 35,252 | $375.0K | 0.02% | −95−0.3% | Reduced |
| Heron Bay Capital Management | 35,114 | $373.0K | 0.25% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 29,658 | $315.0K | 0.02% | −738−2.4% | Reduced |
| Windsor Capital Management, LLC | 27,338 | $290.0K | 0.11% | −236−0.9% | Reduced |
| Rockefeller Capital Management L.P. | 26,293 | $279.0K | 0.00% | −2,957−10.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 25,480 | $271.0K | 0.05% | −617−2.4% | Reduced |
| Envestnet Asset Management Inc | 24,930 | $265.0K | 0.00% | +24,930 | New |
| Truist Financial Corp | 24,791 | $264.0K | 0.00% | +2,010+8.8% | Added |
| Park Avenue Securities LLC | 23,423 | $249.0K | 0.00% | −2,007−7.9% | Reduced |
| Centaurus Financial, Inc. | 23,076 | $245.0K | 0.02% | −499−2.1% | Reduced |
| Nations Financial Group Inc, | 20,916 | $222.0K | 0.03% | +97+0.5% | Added |
| Global Retirement Partners, LLC | 17,648 | $207.0K | 0.02% | −508−2.8% | Reduced |
| Atria Wealth Solutions, Inc. | 19,155 | $203.6K | 0.00% | −587−3.0% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $198.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 16,836 | $179.0K | 0.00% | −22,289−57.0% | Reduced |
| Kestra Private Wealth Services, LLC | 15,870 | $169.0K | 0.01% | +15,870 | New |
| We Are One Seven, LLC | 14,402 | $153.0K | 0.01% | −1,183−7.6% | Reduced |
| Oppenheimer & Co Inc | 14,097 | $150.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 12,347 | $131.0K | 0.00% | −1,297−9.5% | Reduced |
| Cresset Asset Management, LLC | 12,225 | $130.0K | 0.00% | −32,970−73.0% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $124.0K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,293 | $120.0K | 0.03% | +11,293 | New |
| Calton & Associates, Inc. | 10,664 | $113.0K | 0.06% | +221+2.1% | Added |
| Geneos Wealth Management Inc. | 10,099 | $107.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 8,803 | $94.0K | 0.00% | −367−4.0% | Reduced |
| American Portfolios Advisors | 7,500 | $79.7K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 5,511 | $59.0K | 0.03% | +42+0.8% | Added |
| IFP Advisors, Inc | 2,729 | $42.0K | 0.00% | −163−5.6% | Reduced |
| US Bancorp | 2,718 | $29.0K | 0.00% | −469−14.7% | Reduced |
| CWM, LLC | 2,366 | $25.0K | 0.00% | −297−11.2% | Reduced |
| Zions Bancorporation, N.A. | 2,010 | $21.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $18.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,521 | $16.0K | 0.00% | −11,899−88.7% | Reduced |
| Bartlett & Co. LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $8.50K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $7.20K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 600 | $6.00K | 0.00% | +600 | New |
| Allworth Financial LP | 400 | $4.00K | 0.00% | −419−51.2% | Reduced |
| Huntington National Bank | – | $4.00K | 0.00% | – | – |
| North Star Investment Management Corp. | 420 | $4.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 331 | $4.00K | 0.00% | +331 | New |
| Harbour Investments, Inc. | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Advisor Resource Council | 0 | $0 | 0.00% | −70,356−100.0% | Sold out |
| Stolper Co | 0 | $0 | 0.00% | −43,415−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −10,408−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −6,326−100.0% | Sold out |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −4,436−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Coldstream Capital Management Inc | – | – | – | – | Not filed |