Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Advent Convertible & Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- −1 vs. Q1 2021
- Shares held
- 10.9M
- −586.7K (−5.1%) vs. Q1 2021
- Total value
- $210.5M
- +$7.06M (+3.5%) vs. Q1 2021
- New holders
- 11
- 26 more added
- Sold out
- 12
- 27 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 3,983,775 | $76.8M | 0.04% | −144,269−3.5% | Reduced |
| Guggenheim Capital LLC | 904,538 | $17.4M | 0.10% | +163,117+22.0% | Added |
| Raymond James & Associates | 728,551 | $14.0M | 0.01% | +19,052+2.7% | Added |
| Morgan Stanley | 490,096 | $9.44M | 0.00% | +55,069+12.7% | Added |
| Bank of America Corp | 453,958 | $8.75M | 0.00% | −36,610−7.5% | Reduced |
| Wells Fargo & Company | 416,452 | $8.03M | 0.00% | −12,912−3.0% | Reduced |
| UBS Group AG | 374,708 | $7.22M | 0.00% | −25,589−6.4% | Reduced |
| Advisors Asset Management, Inc. | 327,422 | $6.31M | 0.09% | +13,746+4.4% | Added |
| Advisor Group Holdings, Inc. | 286,081 | $5.52M | 0.01% | +22,772+8.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 277,840 | $5.35M | 0.01% | +4,210+1.5% | Added |
| Koshinski Asset Management, Inc. | 264,331 | $5.09M | 0.64% | −181,009−40.6% | Reduced |
| Arete Wealth Advisors, LLC | 203,427 | $3.92M | 0.55% | +7,513+3.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 154,261 | $2.97M | 1.24% | −45,739−22.9% | Reduced |
| Advent Capital Management | 153,048 | $2.95M | 0.06% | 00.0% | Unchanged |
| LPL Financial LLC | 150,857 | $2.91M | 0.00% | −843−0.6% | Reduced |
| Formidable Asset Management, LLC | 142,750 | $2.67M | 0.57% | −128,538−47.4% | Reduced |
| First Trust Advisors LP | 131,585 | $2.54M | 0.00% | +5,355+4.2% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 112,920 | $2.18M | 0.68% | +44,135+64.2% | Added |
| Baird Financial Group, Inc. | 106,728 | $2.06M | 0.01% | +1,643+1.6% | Added |
| Avantax Advisory Services, Inc. | 93,684 | $1.81M | 0.03% | +8,843+10.4% | Added |
| 9258 Wealth Management, LLC | 90,645 | $1.75M | 0.47% | +462+0.5% | Added |
| Commonwealth Equity Services, LLC | 72,624 | $1.40M | 0.00% | +1,946+2.8% | Added |
| Advisor Resource Council | 64,589 | $1.24M | 0.13% | +64,589 | New |
| Heron Bay Capital Management | 58,860 | $1.13M | 0.63% | +72+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 51,589 | $994.0K | 0.00% | +5,747+12.5% | Added |
| Shaker Financial Services, LLC | 49,178 | $948.0K | 0.35% | +8,889+22.1% | Added |
| Quad-Cities Investment Group, LLC | 47,297 | $911.0K | 0.62% | −847−1.8% | Reduced |
| Oxbow Advisors, LLC | 45,305 | $873.0K | 0.09% | +29,743+191.1% | Added |
| Invesco Ltd. | 41,125 | $792.0K | 0.00% | +41,125 | New |
| Quantedge Capital Pte Ltd | 37,700 | $726.0K | 0.35% | −100,400−72.7% | Reduced |
| Citigroup Inc | 37,577 | $724.0K | 0.00% | −184−0.5% | Reduced |
| Royal Bank of Canada | 36,567 | $705.0K | 0.00% | +6,524+21.7% | Added |
| Ameritas Investment Company, LLC | 36,379 | $701.0K | 0.03% | +36,379 | New |
| 6 Meridian | 36,048 | $695.0K | 0.06% | −41,226−53.4% | Reduced |
| Stifel Financial Corp | 35,324 | $681.0K | 0.00% | +4,404+14.2% | Added |
| Stolper Co | 35,309 | $680.0K | 0.32% | +39+0.1% | Added |
| Steward Partners Investment Advisory, LLC | 34,059 | $656.0K | 0.01% | −28,730−45.8% | Reduced |
| Park Avenue Securities LLC | 27,823 | $536.0K | 0.01% | −565−2.0% | Reduced |
| Windsor Capital Management, LLC | 26,394 | $508.0K | 0.17% | −5,854−18.2% | Reduced |
| FourThought Financial, LLC | 25,606 | $493.0K | 0.07% | −2,950−10.3% | Reduced |
| Spire Wealth Management | 21,784 | $420.0K | 0.01% | +276+1.3% | Added |
| Truist Financial Corp | 21,732 | $418.0K | 0.00% | −774−3.4% | Reduced |
| Mid Atlantic Financial Management Inc | 19,592 | $378.0K | 0.03% | −8,200−29.5% | Reduced |
| Nations Financial Group Inc, | 19,175 | $370.0K | 0.06% | +1,482+8.4% | Added |
| Global Retirement Partners, LLC | 18,522 | $357.0K | 0.04% | −309−1.6% | Reduced |
| Capital Investment Advisors, LLC | 18,361 | $354.0K | 0.01% | −714−3.7% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 17,110 | $330.0K | 0.08% | −564−3.2% | Reduced |
| We Are One Seven, LLC | 16,946 | $327.0K | 0.05% | −564−3.2% | Reduced |
| NEXT Financial Group, Inc | 16,985 | $327.0K | 0.03% | +15,125+813.2% | Added |
| Kestra Advisory Services, LLC | 14,947 | $288.0K | 0.00% | −703−4.5% | Reduced |
| Sigma Planning Corp | 11,767 | $227.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 11,172 | $215.0K | 0.00% | +772+7.4% | Added |
| Private Advisor Group, LLC | 10,460 | $202.0K | 0.00% | −947−8.3% | Reduced |
| Raymond James Trust N.A. | 10,129 | $196.0K | 0.01% | +10,129 | New |
| Geneos Wealth Management Inc. | 10,099 | $195.0K | 0.01% | +10,000+10,101.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 7,256 | $140.0K | 0.03% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $85.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 4,058 | $78.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,016 | $77.0K | 0.00% | +2,286+132.1% | Added |
| Atlas Private Wealth Advisors | 3,789 | $73.0K | 0.04% | −1,815−32.4% | Reduced |
| FNY Investment Advisers, LLC | 2,500 | $48.0K | 0.02% | −971−28.0% | Reduced |
| CWM, LLC | 2,043 | $39.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,010 | $39.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,000 | $38.5K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $32.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,213 | $23.0K | 0.02% | +1,213 | New |
| MBM Wealth Consultants, LLC | 980 | $19.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 823 | $16.0K | 0.00% | +823 | New |
| Bartlett & Co. Wealth Management LLC | 800 | $15.4K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 752 | $14.0K | 0.01% | +752 | New |
| US Bancorp | 687 | $13.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $8.00K | 0.00% | – | – |
| North Star Investment Management Corp. | 420 | $8.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 371 | $7.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 289 | $6.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 279 | $5.00K | 0.00% | −1,100−79.8% | Reduced |
| Paradigm, Strategies in Wealth Management, LLC | 261 | $5.00K | 0.00% | +261 | New |
| Advisory Services Network, LLC | 103 | $2.00K | 0.00% | +103 | New |
| Panagora Asset Management Inc | 27 | $1.00K | 0.00% | +27 | New |
| Asset Dedication, LLC | 26 | $1.00K | 0.00% | +26 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −161,048−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −70,465−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −67,481−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −30,877−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −11,681−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −10,679−100.0% | Sold out |
| Caldwell Trust Co | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −158−100.0% | Sold out |
| Sittner & Nelson, LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |