Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +3 vs. Q3 2025
- Shares held
- 12.8M
- −791.8K (−5.8%) vs. Q3 2025
- Total value
- $160.9M
- −$13.1M (−7.6%) vs. Q3 2025
- New holders
- 12
- 33 more added
- Sold out
- 9
- 27 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,437,672 | $30.6M | 0.60% | −893,756−26.8% | Reduced |
| Raymond James Financial Inc | 1,534,321 | $19.2M | 0.01% | +77,656+5.3% | Added |
| Penserra Capital Management LLC | 1,303,614 | $16.3M | 0.19% | +89,299+7.4% | Added |
| Wells Fargo & Company | 799,373 | $10.0M | 0.00% | −76,664−8.8% | Reduced |
| Advisors Asset Management, Inc. | 788,747 | $9.89M | 0.17% | +49,595+6.7% | Added |
| Guggenheim Capital LLC | 785,038 | $9.84M | 0.07% | +103,476+15.2% | Added |
| LPL Financial LLC | 567,005 | $7.11M | 0.00% | +9,175+1.6% | Added |
| Morgan Stanley | 486,277 | $6.10M | 0.00% | −40,002−7.6% | Reduced |
| Koshinski Asset Management, Inc. | 465,158 | $5.83M | 0.38% | +19,345+4.3% | Added |
| Arete Wealth Advisors, LLC | 308,048 | $3.86M | 0.27% | +11,517+3.9% | Added |
| Baird Financial Group, Inc. | 300,161 | $3.76M | 0.01% | −3,554−1.2% | Reduced |
| Fca Corp | 231,225 | $2.90M | 0.82% | +13,039+6.0% | Added |
| Steward Partners Investment Advisory, LLC | 217,859 | $2.73M | 0.01% | +24,825+12.9% | Added |
| Commonwealth Equity Services, LLC | 163,357 | $2.05M | 0.00% | −7,151−4.2% | Reduced |
| Creative Planning | 140,680 | $1.76M | 0.00% | −919−0.6% | Reduced |
| Cyndeo Wealth Partners, LLC | 138,145 | $1.73M | 0.09% | +20,280+17.2% | Added |
| Advisor Group Holdings, Inc. | 117,678 | $1.48M | 0.00% | −10,778−8.4% | Reduced |
| UBS Group AG | 104,853 | $1.31M | 0.00% | −4,148−3.8% | Reduced |
| Formidable Asset Management, LLC | 89,316 | $1.14M | 0.17% | −4,015−4.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 81,621 | $1.02M | 0.01% | +81,621 | New |
| NWF Advisory Services Inc. | 70,893 | $889.0K | 0.10% | −1,100−1.5% | Reduced |
| Bank of America Corp | 69,942 | $877.1K | 0.00% | +127+0.2% | Added |
| GWM Advisors LLC | 69,775 | $875.0K | 0.00% | −887−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 68,452 | $858.0K | 0.00% | −230.0% | Reduced |
| Sanctuary Advisors, LLC | 67,293 | $843.9K | 0.00% | +9,389+16.2% | Added |
| Stolper Co | 61,919 | $776.0K | 0.23% | +833+1.4% | Added |
| Modern Wealth Management, LLC | 61,831 | $775.4K | 0.01% | −11,456−15.6% | Reduced |
| Absolute Investment Advisers LLC | 59,002 | $751.7K | 0.09% | −197,984−77.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 55,820 | $716.2K | 0.00% | +5,200+10.3% | Added |
| PFG Investments, LLC | 56,300 | $706.0K | 0.03% | +4,196+8.1% | Added |
| Warren Averett Asset Management, LLC | 54,270 | $680.6K | 0.01% | +119+0.2% | Added |
| Stifel Financial Corp | 50,624 | $634.8K | 0.00% | +40,368+393.6% | Added |
| International Assets Investment Management, LLC | 47,636 | $597.4K | 0.04% | +1,600+3.5% | Added |
| Greenberg Financial Group | 47,510 | $595.8K | 0.25% | +47,510 | New |
| Heron Bay Capital Management | 42,823 | $537.0K | 0.10% | 00.0% | Unchanged |
| Royal Bank of Canada | 42,711 | $535.0K | 0.00% | −670−1.5% | Reduced |
| Cetera Investment Advisers | 40,701 | $510.4K | 0.00% | +17,770+77.5% | Added |
| Quarry LP | 38,423 | $481.8K | 0.08% | −57,552−60.0% | Reduced |
| Concurrent Investment Advisors, LLC | 38,039 | $477.0K | 0.01% | 00.0% | Unchanged |
| WCG Wealth Advisors LLC | 36,752 | $460.9K | 0.01% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 34,783 | $447.7K | 0.10% | +20.0% | Added |
| Ameritas Advisory Services, LLC | 33,246 | $416.9K | 0.02% | −4,863−12.8% | Reduced |
| Sage Capital Management, LLC | 33,200 | $416.3K | 0.19% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 32,773 | $411.0K | 0.09% | +500+1.5% | Added |
| PMG Family Office LLC | 29,931 | $375.3K | 0.43% | −558−1.8% | Reduced |
| Moors & Cabot, Inc. | 29,500 | $369.9K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 28,922 | $362.7K | 0.00% | −22,360−43.6% | Reduced |
| Beacon Pointe Advisors, LLC | 23,428 | $293.8K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 23,265 | $291.7K | 0.01% | +4,710+25.4% | Added |
| Atomi Financial Group, Inc. | 21,156 | $265.3K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 20,934 | $262.5K | 0.08% | −27,176−56.5% | Reduced |
| Private Trust Co NA | 20,558 | $257.8K | 0.02% | +558+2.8% | Added |
| Windsor Capital Management, LLC | 20,553 | $257.7K | 0.07% | −329−1.6% | Reduced |
| Vanguard Capital Wealth Advisors | 20,315 | $254.8K | 0.20% | +27+0.1% | Added |
| Truist Financial Corp | 19,951 | $250.2K | 0.00% | +14+0.1% | Added |
| Kestra Private Wealth Services, LLC | 19,700 | $247.0K | 0.00% | +319+1.6% | Added |
| Envestnet Asset Management Inc | 19,099 | $239.5K | 0.00% | +19,099 | New |
| Benjamin Edwards Inc | 19,093 | $239.4K | 0.00% | +2,850+17.5% | Added |
| Comerica Bank | 18,721 | $234.8K | 0.00% | +374+2.0% | Added |
| Oxbow Advisors, LLC | 14,696 | $184.3K | 0.02% | +394+2.8% | Added |
| Tactive Advisors, LLC | 14,455 | $181.3K | 0.05% | −876−5.7% | Reduced |
| Encompass More Asset Management | 14,422 | $180.8K | 0.03% | +100+0.7% | Added |
| Merit Financial Group, LLC | 14,325 | $179.6K | 0.00% | +14,325 | New |
| Melfa Wealth Management, LLC | 13,802 | $173.1K | 0.10% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 13,094 | $164.2K | 0.01% | −349−2.6% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 12,398 | $155.5K | 0.02% | +12,398 | New |
| Mount Yale Investment Advisors, LLC | 12,181 | $152.8K | 0.01% | 00.0% | Unchanged |
| Vestmark Advisory Solutions, Inc. | 12,181 | $152.8K | 0.00% | +12,181 | New |
| Oppenheimer & Co Inc | 11,511 | $144.3K | 0.00% | −535−4.4% | Reduced |
| Ellevest, Inc. | 11,061 | $138.7K | 0.02% | +299+2.8% | Added |
| Calton & Associates, Inc. | 10,856 | $136.1K | 0.02% | −893−7.6% | Reduced |
| Ballew Advisors, Inc | 10,077 | $129.5K | 0.07% | +10,077 | New |
| Harbour Investments, Inc. | 10,011 | $125.5K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 9,491 | $119.0K | 0.00% | +9,491 | New |
| Rockefeller Capital Management L.P. | 4,927 | $61.8K | 0.00% | −111−2.2% | Reduced |
| Atlantic Union Bankshares Corp | 4,700 | $58.9K | 0.00% | 00.0% | Unchanged |
| LFA - Lugano Financial Advisors SA | 2,759 | $34.3K | 0.02% | +2,759 | New |
| CIBC Private Wealth Group, LLC | 2,059 | $25.8K | 0.00% | +21+1.0% | Added |
| Zions Bancorporation, National Association | 2,010 | $25.2K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $18.5K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $17.8K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,300 | $16.3K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 1,095 | $13.7K | 0.00% | +1,095 | New |
| Golden State Wealth Management, LLC | 1,026 | $12.9K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,026 | $12.9K | 0.00% | +1,026 | New |
| Federation des caisses Desjardins du Quebec | 1,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $10.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 744 | $9.00K | 0.00% | +216+40.9% | Added |
| Fortis Group Advisors, LLC | 544 | $6.82K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $6.21K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $5.26K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $5.02K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $5.02K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 279 | $3.50K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.29K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 220 | $2.76K | 0.00% | −280−56.0% | Reduced |
| Geneos Wealth Management Inc. | 99 | $1.24K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 98 | $1.23K | 0.00% | +98 | New |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −35,282−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −34,337−100.0% | Sold out |