Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +5 vs. Q3 2024
- Shares held
- 15.3M
- +5.69M (+59.3%) vs. Q3 2024
- Total value
- $180.0M
- +$75.5M (+72.2%) vs. Q3 2024
- New holders
- 19
- 30 more added
- Sold out
- 14
- 23 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 4,355,074 | $51.3M | 1.16% | +4,237,538+3,605.3% | Added |
| Morgan Stanley | 1,348,544 | $15.9M | 0.00% | −221,998−14.1% | Reduced |
| Raymond James Financial Inc | 1,165,089 | $13.7M | 0.01% | +1,165,089 | New |
| Penserra Capital Management LLC | 1,068,202 | $12.6M | 0.23% | +72,008+7.2% | Added |
| Absolute Investment Advisers LLC | 797,246 | $9.38M | 1.21% | +797,246 | New |
| Wells Fargo & Company | 756,278 | $8.90M | 0.00% | +11,019+1.5% | Added |
| Guggenheim Capital LLC | 682,010 | $8.03M | 0.07% | +11,579+1.7% | Added |
| Advisors Asset Management, Inc. | 602,548 | $7.09M | 0.13% | +109,712+22.3% | Added |
| LPL Financial LLC | 498,517 | $5.87M | 0.00% | +63,521+14.6% | Added |
| Koshinski Asset Management, Inc. | 404,996 | $4.77M | 0.41% | +63,508+18.6% | Added |
| Arete Wealth Advisors, LLC | 322,546 | $3.78M | 0.27% | −277,493−46.2% | Reduced |
| Baird Financial Group, Inc. | 295,570 | $3.48M | 0.01% | +6,261+2.2% | Added |
| Quarry LP | 290,621 | $3.42M | 0.67% | +279,270+2,460.3% | Added |
| Fca Corp | 190,847 | $2.25M | 0.70% | +49,237+34.8% | Added |
| Commonwealth Equity Services, LLC | 175,582 | $2.07M | 0.00% | −630−0.4% | Reduced |
| UBS Group AG | 174,298 | $2.05M | 0.00% | +29,687+20.5% | Added |
| Creative Planning | 160,890 | $1.89M | 0.00% | +160,890 | New |
| Invesco Ltd. | 139,988 | $1.65M | 0.00% | −11,966−7.9% | Reduced |
| Formidable Asset Management, LLC | 115,632 | $1.36M | 0.22% | −5,092−4.2% | Reduced |
| Advisor Group Holdings, Inc. | 111,247 | $1.31M | 0.00% | −5,626−4.8% | Reduced |
| Readystate Asset Management LP | 104,580 | $1.23M | 0.05% | +104,580 | New |
| CF Capital LLC | 85,900 | $1.01M | 1.09% | +85,900 | New |
| Modern Wealth Management, LLC | 73,868 | $869.4K | 0.03% | +16,201+28.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 72,547 | $854.0K | 0.00% | −5,085−6.6% | Reduced |
| Bank of America Corp | 65,087 | $766.1K | 0.00% | +5,240+8.8% | Added |
| Cyndeo Wealth Partners, LLC | 63,409 | $746.3K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 62,865 | $739.9K | 0.00% | +2,600+4.3% | Added |
| Warren Averett Asset Management, LLC | 59,395 | $699.1K | 0.01% | +59,395 | New |
| Stolper Co | 54,928 | $647.0K | 0.22% | −1,238−2.2% | Reduced |
| Yakira Capital Management, Inc. | 53,462 | $629.2K | 0.25% | −30,727−36.5% | Reduced |
| PFG Investments, LLC | 50,760 | $597.4K | 0.04% | −5,677−10.1% | Reduced |
| Royal Bank of Canada | 45,968 | $542.0K | 0.00% | −1,122−2.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 45,509 | $535.6K | 0.00% | +4,146+10.0% | Added |
| Heron Bay Capital Management | 42,823 | $504.0K | 0.11% | +7,709+22.0% | Added |
| Rockefeller Capital Management L.P. | 39,047 | $459.6K | 0.00% | +39,047 | New |
| Twelve Points Wealth Management LLC | 35,016 | $412.1K | 0.12% | −869−2.4% | Reduced |
| International Assets Investment Management, LLC | 34,736 | $407.8K | 0.03% | −373,065−91.5% | Reduced |
| Ameritas Advisory Services, LLC | 33,303 | $392.0K | 0.01% | −1,277−3.7% | Reduced |
| Calamos Advisors LLC | 32,762 | $385.6K | 0.00% | +32,762 | New |
| Sage Capital Management, LLC | 32,700 | $384.9K | 0.19% | +1,000+3.2% | Added |
| Centurion Wealth Management LLC | 32,273 | $379.8K | 0.12% | +430+1.4% | Added |
| CoreCap Advisors, LLC | 28,050 | $330.1K | 0.02% | +14,900+113.3% | Added |
| Concurrent Investment Advisors, LLC | 26,337 | $310.0K | 0.01% | +11,586+78.5% | Added |
| Stifel Financial Corp | 26,223 | $308.7K | 0.00% | +14,808+129.7% | Added |
| Oxbow Advisors, LLC | 24,111 | $283.8K | 0.03% | +702+3.0% | Added |
| Steward Partners Investment Advisory, LLC | 22,729 | $267.5K | 0.00% | −1,350−5.6% | Reduced |
| Atomi Financial Group, Inc. | 22,212 | $261.4K | 0.01% | +1,999+9.9% | Added |
| Beacon Pointe Advisors, LLC | 22,014 | $259.1K | 0.00% | −1,059−4.6% | Reduced |
| Windsor Capital Management, LLC | 21,831 | $257.0K | 0.08% | −455−2.0% | Reduced |
| Moors & Cabot, Inc. | 21,000 | $247.2K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 20,705 | $243.7K | 0.27% | +27+0.1% | Added |
| Truist Financial Corp | 20,615 | $242.6K | 0.00% | −1,519−6.9% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $219.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 18,274 | $215.1K | 0.00% | −3,903−17.6% | Reduced |
| Susquehanna International Group, LLP | 18,215 | $214.4K | 0.00% | +18,215 | New |
| XTX Topco Ltd | 17,444 | $205.3K | 0.02% | +17,444 | New |
| Resources Investment Advisors, LLC. | 16,493 | $194.1K | 0.00% | +16,493 | New |
| Jaffetilchin Investment Partners, LLC | 16,342 | $192.3K | 0.01% | +2,867+21.3% | Added |
| Encompass More Asset Management | 14,660 | $172.6K | 0.06% | +2,755+23.1% | Added |
| Marex Group plc | 14,432 | $169.9K | 0.00% | +14,432 | New |
| Melfa Wealth Management, LLC | 13,802 | $162.4K | 0.11% | 00.0% | Unchanged |
| Mariner, LLC | 12,537 | $147.6K | 0.00% | −4,734−27.4% | Reduced |
| Landscape Capital Management, L.L.C. | 12,520 | $147.4K | 0.02% | +12,520 | New |
| Kestra Private Wealth Services, LLC | 12,078 | $142.2K | 0.00% | +49+0.4% | Added |
| Transcend Wealth Collective, LLC | 11,681 | $137.5K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,697 | $125.9K | 0.00% | −2,600−19.6% | Reduced |
| Harbour Investments, Inc. | 10,011 | $117.8K | 0.00% | +330+3.4% | Added |
| Wolverine Asset Management LLC | 8,556 | $100.7K | 0.00% | +8,556 | New |
| Ameriflex Group, Inc. | 5,445 | $66.5K | 0.03% | +5,445 | New |
| Northwestern Mutual Wealth Management Co | 5,190 | $61.1K | 0.00% | +103+2.0% | Added |
| MeadowBrook Investment Advisors LLC | 5,055 | $59.5K | 0.05% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,795 | $44.7K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 2,057 | $24.2K | 0.02% | +2,057 | New |
| Parkside Financial Bank & Trust | 2,042 | $24.0K | 0.00% | +2,042 | New |
| Zions Bancorporation, N.A. | 2,010 | $23.7K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,976 | $23.3K | 0.00% | +20+1.0% | Added |
| US Bancorp | 1,474 | $17.3K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $12.1K | 0.00% | +1,026 | New |
| Geneos Wealth Management Inc. | 991 | $11.7K | 0.00% | −379−27.7% | Reduced |
| Elequin Capital LP | 971 | $11.4K | 0.00% | +971 | New |
| Fortis Group Advisors, LLC | 909 | $10.7K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 837 | $9.85K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $9.47K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 702 | $8.26K | 0.00% | −422−37.5% | Reduced |
| Gen-Wealth Partners Inc | 495 | $5.83K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.94K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.86K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.71K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.08K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 105 | $1.24K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −298,611−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −289,143−100.0% | Sold out |
| Cable Car Capital LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −73,951−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −41,596−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −31,814−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −14,630−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −13,946−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −12,971−100.0% | Sold out |