Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +5 vs. Q3 2024
- Shares held
- 15.3M
- +5.69M (+59.3%) vs. Q3 2024
- Total value
- $180.0M
- +$75.5M (+72.2%) vs. Q3 2024
- New holders
- 19
- 30 more added
- Sold out
- 14
- 23 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 105 | $1.24K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.08K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.71K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.86K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.94K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.83K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 702 | $8.26K | 0.00% | −422−37.5% | Reduced |
| McIlrath & Eck, LLC | 805 | $9.47K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 837 | $9.85K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 909 | $10.7K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 971 | $11.4K | 0.00% | +971 | New |
| Geneos Wealth Management Inc. | 991 | $11.7K | 0.00% | −379−27.7% | Reduced |
| Golden State Wealth Management, LLC | 1,026 | $12.1K | 0.00% | +1,026 | New |
| US Bancorp | 1,474 | $17.3K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,976 | $23.3K | 0.00% | +20+1.0% | Added |
| Zions Bancorporation, N.A. | 2,010 | $23.7K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 2,042 | $24.0K | 0.00% | +2,042 | New |
| WPG Advisers, LLC | 2,057 | $24.2K | 0.02% | +2,057 | New |
| Larson Financial Group LLC | 3,795 | $44.7K | 0.00% | 00.0% | Unchanged |
| MeadowBrook Investment Advisors LLC | 5,055 | $59.5K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,190 | $61.1K | 0.00% | +103+2.0% | Added |
| Ameriflex Group, Inc. | 5,445 | $66.5K | 0.03% | +5,445 | New |
| Wolverine Asset Management LLC | 8,556 | $100.7K | 0.00% | +8,556 | New |
| Harbour Investments, Inc. | 10,011 | $117.8K | 0.00% | +330+3.4% | Added |
| Oppenheimer & Co Inc | 10,697 | $125.9K | 0.00% | −2,600−19.6% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $137.5K | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 12,078 | $142.2K | 0.00% | +49+0.4% | Added |
| Landscape Capital Management, L.L.C. | 12,520 | $147.4K | 0.02% | +12,520 | New |
| Mariner, LLC | 12,537 | $147.6K | 0.00% | −4,734−27.4% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $162.4K | 0.11% | 00.0% | Unchanged |
| Marex Group plc | 14,432 | $169.9K | 0.00% | +14,432 | New |
| Encompass More Asset Management | 14,660 | $172.6K | 0.06% | +2,755+23.1% | Added |
| Jaffetilchin Investment Partners, LLC | 16,342 | $192.3K | 0.01% | +2,867+21.3% | Added |
| Resources Investment Advisors, LLC. | 16,493 | $194.1K | 0.00% | +16,493 | New |
| XTX Topco Ltd | 17,444 | $205.3K | 0.02% | +17,444 | New |
| Susquehanna International Group, LLP | 18,215 | $214.4K | 0.00% | +18,215 | New |
| Comerica Bank | 18,274 | $215.1K | 0.00% | −3,903−17.6% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $219.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,615 | $242.6K | 0.00% | −1,519−6.9% | Reduced |
| Vanguard Capital Wealth Advisors | 20,705 | $243.7K | 0.27% | +27+0.1% | Added |
| Moors & Cabot, Inc. | 21,000 | $247.2K | 0.01% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 21,831 | $257.0K | 0.08% | −455−2.0% | Reduced |
| Beacon Pointe Advisors, LLC | 22,014 | $259.1K | 0.00% | −1,059−4.6% | Reduced |
| Atomi Financial Group, Inc. | 22,212 | $261.4K | 0.01% | +1,999+9.9% | Added |
| Steward Partners Investment Advisory, LLC | 22,729 | $267.5K | 0.00% | −1,350−5.6% | Reduced |
| Oxbow Advisors, LLC | 24,111 | $283.8K | 0.03% | +702+3.0% | Added |
| Stifel Financial Corp | 26,223 | $308.7K | 0.00% | +14,808+129.7% | Added |
| Concurrent Investment Advisors, LLC | 26,337 | $310.0K | 0.01% | +11,586+78.5% | Added |
| CoreCap Advisors, LLC | 28,050 | $330.1K | 0.02% | +14,900+113.3% | Added |
| Centurion Wealth Management LLC | 32,273 | $379.8K | 0.12% | +430+1.4% | Added |
| Sage Capital Management, LLC | 32,700 | $384.9K | 0.19% | +1,000+3.2% | Added |
| Calamos Advisors LLC | 32,762 | $385.6K | 0.00% | +32,762 | New |
| Ameritas Advisory Services, LLC | 33,303 | $392.0K | 0.01% | −1,277−3.7% | Reduced |
| International Assets Investment Management, LLC | 34,736 | $407.8K | 0.03% | −373,065−91.5% | Reduced |
| Twelve Points Wealth Management LLC | 35,016 | $412.1K | 0.12% | −869−2.4% | Reduced |
| Rockefeller Capital Management L.P. | 39,047 | $459.6K | 0.00% | +39,047 | New |
| Heron Bay Capital Management | 42,823 | $504.0K | 0.11% | +7,709+22.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 45,509 | $535.6K | 0.00% | +4,146+10.0% | Added |
| Royal Bank of Canada | 45,968 | $542.0K | 0.00% | −1,122−2.4% | Reduced |
| PFG Investments, LLC | 50,760 | $597.4K | 0.04% | −5,677−10.1% | Reduced |
| Yakira Capital Management, Inc. | 53,462 | $629.2K | 0.25% | −30,727−36.5% | Reduced |
| Stolper Co | 54,928 | $647.0K | 0.22% | −1,238−2.2% | Reduced |
| Warren Averett Asset Management, LLC | 59,395 | $699.1K | 0.01% | +59,395 | New |
| GWM Advisors LLC | 62,865 | $739.9K | 0.00% | +2,600+4.3% | Added |
| Cyndeo Wealth Partners, LLC | 63,409 | $746.3K | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 65,087 | $766.1K | 0.00% | +5,240+8.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 72,547 | $854.0K | 0.00% | −5,085−6.6% | Reduced |
| Modern Wealth Management, LLC | 73,868 | $869.4K | 0.03% | +16,201+28.1% | Added |
| CF Capital LLC | 85,900 | $1.01M | 1.09% | +85,900 | New |
| Readystate Asset Management LP | 104,580 | $1.23M | 0.05% | +104,580 | New |
| Advisor Group Holdings, Inc. | 111,247 | $1.31M | 0.00% | −5,626−4.8% | Reduced |
| Formidable Asset Management, LLC | 115,632 | $1.36M | 0.22% | −5,092−4.2% | Reduced |
| Invesco Ltd. | 139,988 | $1.65M | 0.00% | −11,966−7.9% | Reduced |
| Creative Planning | 160,890 | $1.89M | 0.00% | +160,890 | New |
| UBS Group AG | 174,298 | $2.05M | 0.00% | +29,687+20.5% | Added |
| Commonwealth Equity Services, LLC | 175,582 | $2.07M | 0.00% | −630−0.4% | Reduced |
| Fca Corp | 190,847 | $2.25M | 0.70% | +49,237+34.8% | Added |
| Quarry LP | 290,621 | $3.42M | 0.67% | +279,270+2,460.3% | Added |
| Baird Financial Group, Inc. | 295,570 | $3.48M | 0.01% | +6,261+2.2% | Added |
| Arete Wealth Advisors, LLC | 322,546 | $3.78M | 0.27% | −277,493−46.2% | Reduced |
| Koshinski Asset Management, Inc. | 404,996 | $4.77M | 0.41% | +63,508+18.6% | Added |
| LPL Financial LLC | 498,517 | $5.87M | 0.00% | +63,521+14.6% | Added |
| Advisors Asset Management, Inc. | 602,548 | $7.09M | 0.13% | +109,712+22.3% | Added |
| Guggenheim Capital LLC | 682,010 | $8.03M | 0.07% | +11,579+1.7% | Added |
| Wells Fargo & Company | 756,278 | $8.90M | 0.00% | +11,019+1.5% | Added |
| Absolute Investment Advisers LLC | 797,246 | $9.38M | 1.21% | +797,246 | New |
| Penserra Capital Management LLC | 1,068,202 | $12.6M | 0.23% | +72,008+7.2% | Added |
| Raymond James Financial Inc | 1,165,089 | $13.7M | 0.01% | +1,165,089 | New |
| Morgan Stanley | 1,348,544 | $15.9M | 0.00% | −221,998−14.1% | Reduced |
| Sit Investment Associates Inc | 4,355,074 | $51.3M | 1.16% | +4,237,538+3,605.3% | Added |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −298,611−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −289,143−100.0% | Sold out |
| Cable Car Capital LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −73,951−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −41,596−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −31,814−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −14,630−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −13,946−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −12,971−100.0% | Sold out |