Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +2 vs. Q2 2021
- Shares held
- 11.0M
- +59.0K (+0.5%) vs. Q2 2021
- Total value
- $197.5M
- −$12.9M (−6.1%) vs. Q2 2021
- New holders
- 8
- 31 more added
- Sold out
- 6
- 24 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 4,001,016 | $71.9M | 0.04% | +17,241+0.4% | Added |
| Guggenheim Capital LLC | 822,596 | $14.8M | 0.09% | −81,942−9.1% | Reduced |
| Raymond James & Associates | 753,782 | $13.6M | 0.01% | +25,231+3.5% | Added |
| Morgan Stanley | 452,018 | $8.13M | 0.00% | −38,078−7.8% | Reduced |
| Bank of America Corp | 435,647 | $7.83M | 0.00% | −18,311−4.0% | Reduced |
| Koshinski Asset Management, Inc. | 422,953 | $7.60M | 0.66% | +158,622+60.0% | Added |
| Wells Fargo & Company | 407,365 | $7.32M | 0.00% | −9,087−2.2% | Reduced |
| UBS Group AG | 399,996 | $7.19M | 0.00% | +25,288+6.7% | Added |
| Advisors Asset Management, Inc. | 393,449 | $7.07M | 0.11% | +66,027+20.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 311,408 | $5.60M | 0.01% | +33,568+12.1% | Added |
| Advisor Group Holdings, Inc. | 277,386 | $4.99M | 0.01% | −8,695−3.0% | Reduced |
| Arete Wealth Advisors, LLC | 208,624 | $3.75M | 0.41% | +5,197+2.6% | Added |
| Advent Capital Management | 153,048 | $2.75M | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 147,998 | $2.66M | 0.00% | −2,859−1.9% | Reduced |
| Formidable Asset Management, LLC | 137,667 | $2.48M | 0.46% | −5,083−3.6% | Reduced |
| First Trust Advisors LP | 131,725 | $2.37M | 0.00% | +140+0.1% | Added |
| Baird Financial Group, Inc. | 117,755 | $2.12M | 0.01% | +11,027+10.3% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 107,971 | $1.94M | 0.59% | −4,949−4.4% | Reduced |
| Oxbow Advisors, LLC | 107,198 | $1.93M | 0.20% | +61,893+136.6% | Added |
| Avantax Advisory Services, Inc. | 107,290 | $1.92M | 0.03% | +13,606+14.5% | Added |
| 9258 Wealth Management, LLC | 90,121 | $1.62M | 0.43% | −524−0.6% | Reduced |
| Commonwealth Equity Services, LLC | 79,230 | $1.42M | 0.00% | +6,606+9.1% | Added |
| Invesco Ltd. | 60,492 | $1.09M | 0.00% | +19,367+47.1% | Added |
| Heron Bay Capital Management | 58,929 | $1.06M | 0.55% | +69+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,690 | $965.0K | 0.00% | +2,101+4.1% | Added |
| Quad-Cities Investment Group, LLC | 47,916 | $862.0K | 0.60% | +619+1.3% | Added |
| Steward Partners Investment Advisory, LLC | 42,957 | $772.0K | 0.01% | +8,898+26.1% | Added |
| Mid Atlantic Financial Management Inc | 42,919 | $772.0K | 0.05% | +23,327+119.1% | Added |
| Royal Bank of Canada | 37,919 | $682.0K | 0.00% | +1,352+3.7% | Added |
| Ameritas Investment Company, LLC | 37,603 | $676.0K | 0.03% | +1,224+3.4% | Added |
| Stolper Co | 37,585 | $676.0K | 0.32% | +2,276+6.4% | Added |
| Citadel Advisors LLC | 34,786 | $625.0K | 0.00% | +34,786 | New |
| Stifel Financial Corp | 30,600 | $550.0K | 0.00% | −4,724−13.4% | Reduced |
| Windsor Capital Management, LLC | 27,324 | $491.0K | 0.16% | +930+3.5% | Added |
| Park Avenue Securities LLC | 27,205 | $489.0K | 0.01% | −618−2.2% | Reduced |
| FourThought Financial, LLC | 25,570 | $459.0K | 0.06% | −36−0.1% | Reduced |
| Private Advisor Group, LLC | 23,012 | $414.0K | 0.00% | +12,552+120.0% | Added |
| Spire Wealth Management | 22,065 | $397.0K | 0.01% | +281+1.3% | Added |
| Truist Financial Corp | 21,737 | $391.0K | 0.00% | +50.0% | Added |
| Nations Financial Group Inc, | 21,246 | $382.0K | 0.06% | +2,071+10.8% | Added |
| NEXT Financial Group, Inc | 19,201 | $345.0K | 0.03% | +2,216+13.0% | Added |
| Capital Investment Advisors, LLC | 18,111 | $326.0K | 0.01% | −250−1.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 18,159 | $326.0K | 0.07% | +1,049+6.1% | Added |
| Global Retirement Partners, LLC | 17,963 | $323.0K | 0.03% | −559−3.0% | Reduced |
| We Are One Seven, LLC | 16,454 | $316.0K | 0.04% | −492−2.9% | Reduced |
| Mutual Advisors, LLC | 15,057 | $271.0K | 0.02% | +15,057 | New |
| Rockefeller Capital Management L.P. | 14,753 | $265.0K | 0.00% | +3,581+32.1% | Added |
| Kestra Advisory Services, LLC | 14,324 | $258.0K | 0.00% | −623−4.2% | Reduced |
| Raymond James Trust N.A. | 13,590 | $244.0K | 0.01% | +3,461+34.2% | Added |
| Transcend Wealth Collective, LLC | 11,681 | $225.0K | 0.02% | +11,681 | New |
| Oppenheimer & Co Inc | 11,827 | $213.0K | 0.00% | +11,827 | New |
| Sowell Financial Services LLC | 11,267 | $203.0K | 0.01% | +11,267 | New |
| Sigma Planning Corp | 10,597 | $191.0K | 0.01% | −1,170−9.9% | Reduced |
| Quantedge Capital Pte Ltd | 10,500 | $189.0K | 0.09% | −27,200−72.1% | Reduced |
| Geneos Wealth Management Inc. | 10,099 | $182.0K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 8,360 | $150.0K | 0.00% | +8,360 | New |
| Patriot Financial Group Insurance Agency, LLC | 6,726 | $121.0K | 0.02% | −530−7.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 5,586 | $100.0K | 0.04% | −148,675−96.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,569 | $82.0K | 0.00% | +553+13.8% | Added |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $80.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 4,058 | $73.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 2,700 | $49.0K | 0.03% | −1,089−28.7% | Reduced |
| Zions Bancorporation, N.A. | 2,010 | $36.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $30.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,250 | $22.0K | 0.01% | −1,250−50.0% | Reduced |
| Addison Advisors LLC | 1,213 | $22.0K | 0.02% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 980 | $18.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 820 | $15.0K | 0.00% | −3−0.4% | Reduced |
| Bartlett & Co. Wealth Management LLC | 800 | $14.4K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $14.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 752 | $14.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 687 | $12.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $8.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $7.00K | 0.00% | – | – |
| AdvisorNet Financial, Inc | 371 | $7.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 289 | $5.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 279 | $5.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 162 | $3.00K | 0.00% | −37,415−99.6% | Reduced |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Howe & Rusling Inc | 6 | $0 | 0.00% | +6 | New |
| Advisor Resource Council | 0 | $0 | 0.00% | −64,589−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −49,178−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −36,048−100.0% | Sold out |
| Paradigm, Strategies in Wealth Management, LLC | 0 | $0 | 0.00% | −261−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −103−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −27−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |