Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- +14 vs. Q4 2025
- Shares held
- 12.2M
- −515.1K (−4.0%) vs. Q4 2025
- Total value
- $136.8M
- −$23.3M (−14.5%) vs. Q4 2025
- New holders
- 17
- 33 more added
- Sold out
- 3
- 32 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,133,776 | $23.8M | 0.48% | −303,896−12.5% | Reduced |
| Raymond James Financial Inc | 1,598,699 | $17.8M | 0.01% | +64,378+4.2% | Added |
| Wells Fargo & Company | 860,064 | $9.60M | 0.00% | +60,691+7.6% | Added |
| Guggenheim Capital LLC | 743,063 | $8.29M | 0.07% | −41,975−5.3% | Reduced |
| Advisors Asset Management, Inc. | 690,549 | $7.71M | 0.13% | −98,198−12.4% | Reduced |
| Penserra Capital Management LLC | 658,215 | $7.34M | 0.09% | −645,399−49.5% | Reduced |
| Morgan Stanley | 543,111 | $6.06M | 0.00% | +56,834+11.7% | Added |
| LPL Financial LLC | 536,305 | $5.99M | 0.00% | −30,700−5.4% | Reduced |
| Koshinski Asset Management, Inc. | 472,817 | $5.28M | 0.33% | +7,659+1.6% | Added |
| Arete Wealth Advisors, LLC | 317,688 | $3.55M | 0.27% | +9,640+3.1% | Added |
| Baird Financial Group, Inc. | 286,777 | $3.20M | 0.00% | −13,384−4.5% | Reduced |
| Fca Corp | 239,080 | $2.67M | 0.75% | +7,855+3.4% | Added |
| Steward Partners Investment Advisory, LLC | 226,812 | $2.53M | 0.01% | +8,953+4.1% | Added |
| Commonwealth Equity Services, LLC | 164,124 | $1.83M | 0.00% | +767+0.5% | Added |
| Cyndeo Wealth Partners, LLC | 153,126 | $1.71M | 0.09% | +14,981+10.8% | Added |
| Wolverine Asset Management LLC | 152,998 | $1.71M | 0.03% | +152,998 | New |
| Creative Planning | 140,964 | $1.57M | 0.00% | +284+0.2% | Added |
| Readystate Asset Management LP | 106,373 | $1.19M | 0.07% | +106,373 | New |
| UBS Group AG | 104,300 | $1.16M | 0.00% | −553−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 100,092 | $1.12M | 0.00% | −17,586−14.9% | Reduced |
| Formidable Asset Management, LLC | 75,204 | $943.1K | 0.15% | −14,112−15.8% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 73,046 | $815.2K | 0.00% | −8,575−10.5% | Reduced |
| NWF Advisory Services Inc. | 69,087 | $771.0K | 0.09% | −1,806−2.5% | Reduced |
| Absolute Investment Advisers LLC | 68,391 | $763.2K | 0.09% | +9,389+15.9% | Added |
| GWM Advisors LLC | 66,754 | $745.0K | 0.00% | −3,021−4.3% | Reduced |
| Sanctuary Advisors, LLC | 66,265 | $739.5K | 0.00% | −1,028−1.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 65,328 | $729.0K | 0.00% | −3,124−4.6% | Reduced |
| Stolper Co | 63,026 | $703.0K | 0.23% | +1,107+1.8% | Added |
| Bank of America Corp | 60,458 | $674.7K | 0.00% | −9,484−13.6% | Reduced |
| PFG Investments, LLC | 56,583 | $631.5K | 0.03% | +283+0.5% | Added |
| Stifel Financial Corp | 56,269 | $628.0K | 0.00% | +5,645+11.2% | Added |
| Modern Wealth Management, LLC | 54,235 | $616.7K | 0.01% | −7,596−12.3% | Reduced |
| Millennium Management LLC | 53,470 | $596.7K | 0.00% | +53,470 | New |
| Warren Averett Asset Management, LLC | 49,779 | $555.5K | 0.00% | −4,491−8.3% | Reduced |
| International Assets Investment Management, LLC | 47,636 | $541.6K | 0.04% | 00.0% | Unchanged |
| Heron Bay Capital Management | 42,823 | $477.9K | 0.04% | 00.0% | Unchanged |
| Quarry LP | 42,334 | $472.4K | 0.10% | +3,911+10.2% | Added |
| Royal Bank of Canada | 41,954 | $469.0K | 0.00% | −757−1.8% | Reduced |
| Concurrent Investment Advisors, LLC | 40,874 | $456.2K | 0.00% | +2,835+7.5% | Added |
| Cetera Investment Advisers | 39,120 | $436.6K | 0.00% | −1,581−3.9% | Reduced |
| Integrated Wealth Concepts LLC | 38,162 | $425.9K | 0.00% | +38,162 | New |
| WCG Wealth Advisors LLC | 36,752 | $410.2K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 36,430 | $406.6K | 0.14% | +15,496+74.0% | Added |
| Sage Capital Management, LLC | 36,200 | $404.0K | 0.19% | +3,000+9.0% | Added |
| Twelve Points Wealth Management LLC | 34,784 | $388.2K | 0.09% | +10.0% | Added |
| Ameritas Advisory Services, LLC | 33,246 | $371.0K | 0.01% | 00.0% | Unchanged |
| PMG Family Office LLC | 33,149 | $369.9K | 0.41% | +3,218+10.8% | Added |
| Centurion Wealth Management LLC | 32,790 | $365.9K | 0.08% | +17+0.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 28,748 | $331.8K | 0.00% | −27,072−48.5% | Reduced |
| Moors & Cabot, Inc. | 28,750 | $320.9K | 0.01% | −750−2.5% | Reduced |
| Kestra Advisory Services, LLC | 26,431 | $295.0K | 0.00% | +16,940+178.5% | Added |
| Susquehanna International Group, LLP | 25,975 | $289.9K | 0.00% | +25,975 | New |
| HRT Financial LP | 25,714 | $286.0K | 0.00% | +25,714 | New |
| Jane Street Group, LLC | 25,001 | $279.0K | 0.00% | +25,001 | New |
| Private Trust Co NA | 21,166 | $236.2K | 0.02% | +608+3.0% | Added |
| Atomi Financial Group, Inc. | 21,156 | $236.1K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 20,345 | $227.1K | 0.21% | +30+0.1% | Added |
| Truist Financial Corp | 19,451 | $217.1K | 0.00% | −500−2.5% | Reduced |
| Fifth Third Bancorp | 18,942 | $211.4K | 0.00% | +18,942 | New |
| Benjamin Edwards Inc | 18,870 | $210.6K | 0.00% | −223−1.2% | Reduced |
| Windsor Capital Management, LLC | 18,768 | $209.4K | 0.06% | −1,785−8.7% | Reduced |
| Envestnet Asset Management Inc | 18,368 | $205.0K | 0.00% | −731−3.8% | Reduced |
| Invesco Ltd. | 17,092 | $190.7K | 0.00% | −11,830−40.9% | Reduced |
| Oxbow Advisors, LLC | 15,126 | $168.8K | 0.01% | +430+2.9% | Added |
| Encompass More Asset Management | 14,494 | $161.8K | 0.03% | +72+0.5% | Added |
| Tactive Advisors, LLC | 14,000 | $156.2K | 0.04% | −455−3.1% | Reduced |
| Merit Financial Group, LLC | 13,827 | $154.3K | 0.00% | −498−3.5% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $154.0K | 0.09% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 13,795 | $154.0K | 0.04% | +13,795 | New |
| Logan Stone Capital, LLC | 13,555 | $151.3K | 0.04% | +13,555 | New |
| Level Four Advisory Services, LLC | 13,102 | $146.2K | 0.00% | +8+0.1% | Added |
| Calamos Advisors LLC | 12,422 | $138.6K | 0.00% | +12,422 | New |
| Vestmark Advisory Solutions, Inc. | 12,181 | $135.9K | 0.00% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 12,181 | $135.9K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,517 | $128.5K | 0.00% | +6+0.1% | Added |
| Ellevest, Inc. | 11,387 | $127.1K | 0.02% | +326+2.9% | Added |
| Ballew Advisors, Inc | 10,375 | $126.5K | 0.07% | +298+3.0% | Added |
| Beacon Pointe Advisors, LLC | 10,800 | $120.5K | 0.00% | −12,628−53.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 10,198 | $113.8K | 0.01% | +10,198 | New |
| Pinnacle Wealth Planning Services, Inc. | 10,125 | $113.0K | 0.01% | −2,273−18.3% | Reduced |
| Harbour Investments, Inc. | 8,161 | $91.1K | 0.00% | −1,850−18.5% | Reduced |
| Rockefeller Capital Management L.P. | 7,884 | $88.0K | 0.00% | +2,957+60.0% | Added |
| MeadowBrook Investment Advisors LLC | 4,705 | $52.5K | 0.05% | +4,705 | New |
| Atlantic Union Bankshares Corp | 4,700 | $52.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,766 | $30.9K | 0.00% | +2,022+271.8% | Added |
| LFA - Lugano Financial Advisors SA | 2,759 | $30.5K | 0.02% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 1,920 | $21.4K | 0.02% | +1,920 | New |
| Colonial Trust Co | 1,973 | $21.3K | 0.00% | +1,973 | New |
| CoreCap Advisors, LLC | 1,500 | $16.7K | 0.00% | −21,765−93.6% | Reduced |
| US Bancorp | 1,474 | $16.4K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $15.9K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,300 | $14.5K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 1,095 | $12.2K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,026 | $11.4K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $11.4K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $11.2K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $8.98K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 711 | $7.94K | 0.00% | +432+154.8% | Added |
| Fortis Group Advisors, LLC | 544 | $6.07K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.52K | 0.00% | 00.0% | Unchanged |