Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +4 vs. Q2 2025
- Shares held
- 13.6M
- −781.2K (−5.4%) vs. Q2 2025
- Total value
- $174.0M
- −$273.9K (−0.2%) vs. Q2 2025
- New holders
- 11
- 37 more added
- Sold out
- 7
- 23 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 3,331,428 | $42.6M | 0.86% | −347,163−9.4% | Reduced |
| Raymond James Financial Inc | 1,456,665 | $18.6M | 0.01% | +114,371+8.5% | Added |
| Penserra Capital Management LLC | 1,214,315 | $15.5M | 0.19% | +3,401+0.3% | Added |
| Wells Fargo & Company | 876,037 | $11.2M | 0.00% | +26,241+3.1% | Added |
| Advisors Asset Management, Inc. | 739,152 | $9.45M | 0.16% | −66,426−8.2% | Reduced |
| Guggenheim Capital LLC | 681,562 | $8.72M | 0.06% | −8,020−1.2% | Reduced |
| LPL Financial LLC | 557,830 | $7.13M | 0.00% | +48,671+9.6% | Added |
| Morgan Stanley | 526,279 | $6.73M | 0.00% | −210,714−28.6% | Reduced |
| Koshinski Asset Management, Inc. | 445,813 | $5.70M | 0.38% | +12,915+3.0% | Added |
| Baird Financial Group, Inc. | 303,715 | $3.88M | 0.01% | −720.0% | Reduced |
| Arete Wealth Advisors, LLC | 296,531 | $3.79M | 0.24% | −14,387−4.6% | Reduced |
| Absolute Investment Advisers LLC | 256,986 | $3.29M | 0.41% | −359,700−58.3% | Reduced |
| Fca Corp | 218,186 | $2.79M | 0.77% | +9,509+4.6% | Added |
| Steward Partners Investment Advisory, LLC | 193,034 | $2.47M | 0.01% | +59,373+44.4% | Added |
| Commonwealth Equity Services, LLC | 170,508 | $2.18M | 0.00% | −7,445−4.2% | Reduced |
| Creative Planning | 141,599 | $1.81M | 0.00% | −17,650−11.1% | Reduced |
| Advisor Group Holdings, Inc. | 128,456 | $1.61M | 0.00% | +930+0.7% | Added |
| Cyndeo Wealth Partners, LLC | 117,865 | $1.51M | 0.08% | +9,543+8.8% | Added |
| UBS Group AG | 109,001 | $1.39M | 0.00% | −11,550−9.6% | Reduced |
| Quarry LP | 95,975 | $1.23M | 0.30% | −153,700−61.6% | Reduced |
| Formidable Asset Management, LLC | 93,331 | $1.13M | 0.18% | −5,500−5.6% | Reduced |
| Modern Wealth Management, LLC | 73,287 | $937.3K | 0.02% | −381−0.5% | Reduced |
| NWF Advisory Services Inc. | 71,993 | $920.8K | 0.10% | −900−1.2% | Reduced |
| GWM Advisors LLC | 70,662 | $903.8K | 0.00% | +10,954+18.3% | Added |
| Bank of America Corp | 69,815 | $892.9K | 0.00% | +3,111+4.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 68,475 | $876.0K | 0.00% | +130+0.2% | Added |
| Stolper Co | 61,086 | $781.0K | 0.24% | +89+0.1% | Added |
| Sanctuary Advisors, LLC | 57,904 | $740.6K | 0.00% | +30,031+107.7% | Added |
| Warren Averett Asset Management, LLC | 54,151 | $692.6K | 0.01% | −3,031−5.3% | Reduced |
| PFG Investments, LLC | 52,104 | $666.4K | 0.03% | +279+0.5% | Added |
| Invesco Ltd. | 51,282 | $655.9K | 0.00% | −29,113−36.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 50,620 | $648.9K | 0.00% | +571+1.1% | Added |
| Shaker Financial Services, LLC | 48,110 | $615.3K | 0.21% | +48,110 | New |
| International Assets Investment Management, LLC | 46,036 | $559.3K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 43,381 | $555.0K | 0.00% | −1,779−3.9% | Reduced |
| Heron Bay Capital Management | 42,823 | $547.7K | 0.10% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 38,109 | $487.4K | 0.03% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 38,039 | $486.5K | 0.01% | +8,915+30.6% | Added |
| WCG Wealth Advisors LLC | 36,752 | $470.1K | 0.03% | 00.0% | Unchanged |
| Calamos Advisors LLC | 35,282 | $451.3K | 0.00% | +6,300+21.7% | Added |
| Twelve Points Wealth Management LLC | 34,781 | $444.9K | 0.11% | +10.0% | Added |
| Integrated Wealth Concepts LLC | 34,337 | $439.2K | 0.00% | +3,316+10.7% | Added |
| Sage Capital Management, LLC | 33,200 | $424.6K | 0.19% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 32,273 | $412.8K | 0.09% | 00.0% | Unchanged |
| PMG Family Office LLC | 30,489 | $390.0K | 0.44% | +30,489 | New |
| Moors & Cabot, Inc. | 29,500 | $377.3K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 26,825 | $343.1K | 0.00% | +26,825 | New |
| Newbridge Financial Services Group, Inc. | 24,636 | $315.1K | 0.05% | +188+0.8% | Added |
| Beacon Pointe Advisors, LLC | 23,428 | $299.6K | 0.00% | +1,414+6.4% | Added |
| Cetera Investment Advisers | 22,931 | $293.3K | 0.00% | +22,931 | New |
| Atomi Financial Group, Inc. | 21,156 | $270.6K | 0.01% | −1,575−6.9% | Reduced |
| Windsor Capital Management, LLC | 20,882 | $267.1K | 0.07% | −447−2.1% | Reduced |
| Vanguard Capital Wealth Advisors | 20,288 | $259.5K | 0.21% | +27+0.1% | Added |
| Private Trust Co NA | 20,000 | $255.8K | 0.02% | +20,000 | New |
| Truist Financial Corp | 19,937 | $255.0K | 0.00% | +13+0.1% | Added |
| Kestra Private Wealth Services, LLC | 19,381 | $247.9K | 0.00% | −196−1.0% | Reduced |
| CoreCap Advisors, LLC | 18,555 | $237.3K | 0.01% | +5,655+43.8% | Added |
| Comerica Bank | 18,347 | $234.7K | 0.00% | +116+0.6% | Added |
| Benjamin Edwards Inc | 16,243 | $207.7K | 0.00% | +16,243 | New |
| Tactive Advisors, LLC | 15,331 | $196.1K | 0.06% | +169+1.1% | Added |
| Encompass More Asset Management | 14,322 | $183.2K | 0.04% | +52+0.4% | Added |
| Oxbow Advisors, LLC | 14,302 | $182.9K | 0.02% | +267+1.9% | Added |
| Melfa Wealth Management, LLC | 13,802 | $176.5K | 0.10% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 13,443 | $171.9K | 0.01% | +20.0% | Added |
| Trust Investment Advisors | 12,650 | $161.8K | 0.09% | +289+2.3% | Added |
| Mount Yale Investment Advisors, LLC | 12,181 | $155.8K | 0.01% | +12,181 | New |
| Oppenheimer & Co Inc | 12,046 | $154.1K | 0.00% | +60.0% | Added |
| Calton & Associates, Inc. | 11,749 | $150.3K | 0.02% | +276+2.4% | Added |
| Ellevest, Inc. | 10,762 | $137.6K | 0.02% | +297+2.8% | Added |
| Stifel Financial Corp | 10,256 | $131.2K | 0.00% | −3,823−27.2% | Reduced |
| Harbour Investments, Inc. | 10,011 | $128.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,038 | $64.4K | 0.00% | +5,038 | New |
| Atlantic Union Bankshares Corp | 4,700 | $60.1K | 0.00% | +4,700 | New |
| Northwestern Mutual Wealth Management Co | 4,167 | $53.3K | 0.00% | +106+2.6% | Added |
| MeadowBrook Investment Advisors LLC | 4,155 | $53.1K | 0.05% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,038 | $26.1K | 0.00% | +20+1.0% | Added |
| Zions Bancorporation, National Association | 2,010 | $25.7K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $18.9K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $18.2K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,300 | $16.6K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $13.1K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $12.8K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $10.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 528 | $7.00K | 0.00% | +105+24.8% | Added |
| Fortis Group Advisors, LLC | 544 | $6.96K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 500 | $6.39K | 0.00% | +500 | New |
| Gen-Wealth Partners Inc | 495 | $6.33K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $5.37K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $5.12K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $5.12K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 343 | $4.39K | 0.00% | +343 | New |
| Global Retirement Partners, LLC | 314 | $4.02K | 0.00% | −388−55.3% | Reduced |
| The PNC Financial Services Group, Inc. | 279 | $3.57K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.35K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 99 | $1.27K | 0.00% | −1,423−93.5% | Reduced |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −27,853−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −15,416−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,284−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −13,165−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |