Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +4 vs. Q2 2025
- Shares held
- 13.6M
- −781.2K (−5.4%) vs. Q2 2025
- Total value
- $174.0M
- −$273.9K (−0.2%) vs. Q2 2025
- New holders
- 11
- 37 more added
- Sold out
- 7
- 23 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 99 | $1.27K | 0.00% | −1,423−93.5% | Reduced |
| Assetmark, Inc | 262 | $3.35K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 279 | $3.57K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 314 | $4.02K | 0.00% | −388−55.3% | Reduced |
| Advisory Services Network, LLC | 343 | $4.39K | 0.00% | +343 | New |
| JPMorgan Chase & Co | 400 | $5.12K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $5.12K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $5.37K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $6.33K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 500 | $6.39K | 0.00% | +500 | New |
| Fortis Group Advisors, LLC | 544 | $6.96K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 528 | $7.00K | 0.00% | +105+24.8% | Added |
| McIlrath & Eck, LLC | 805 | $10.3K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $12.8K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $13.1K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,300 | $16.6K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $18.2K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $18.9K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, National Association | 2,010 | $25.7K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,038 | $26.1K | 0.00% | +20+1.0% | Added |
| MeadowBrook Investment Advisors LLC | 4,155 | $53.1K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,167 | $53.3K | 0.00% | +106+2.6% | Added |
| Atlantic Union Bankshares Corp | 4,700 | $60.1K | 0.00% | +4,700 | New |
| Rockefeller Capital Management L.P. | 5,038 | $64.4K | 0.00% | +5,038 | New |
| Harbour Investments, Inc. | 10,011 | $128.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,256 | $131.2K | 0.00% | −3,823−27.2% | Reduced |
| Ellevest, Inc. | 10,762 | $137.6K | 0.02% | +297+2.8% | Added |
| Calton & Associates, Inc. | 11,749 | $150.3K | 0.02% | +276+2.4% | Added |
| Oppenheimer & Co Inc | 12,046 | $154.1K | 0.00% | +60.0% | Added |
| Mount Yale Investment Advisors, LLC | 12,181 | $155.8K | 0.01% | +12,181 | New |
| Trust Investment Advisors | 12,650 | $161.8K | 0.09% | +289+2.3% | Added |
| Level Four Advisory Services, LLC | 13,443 | $171.9K | 0.01% | +20.0% | Added |
| Melfa Wealth Management, LLC | 13,802 | $176.5K | 0.10% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 14,302 | $182.9K | 0.02% | +267+1.9% | Added |
| Encompass More Asset Management | 14,322 | $183.2K | 0.04% | +52+0.4% | Added |
| Tactive Advisors, LLC | 15,331 | $196.1K | 0.06% | +169+1.1% | Added |
| Benjamin Edwards Inc | 16,243 | $207.7K | 0.00% | +16,243 | New |
| Comerica Bank | 18,347 | $234.7K | 0.00% | +116+0.6% | Added |
| CoreCap Advisors, LLC | 18,555 | $237.3K | 0.01% | +5,655+43.8% | Added |
| Kestra Private Wealth Services, LLC | 19,381 | $247.9K | 0.00% | −196−1.0% | Reduced |
| Truist Financial Corp | 19,937 | $255.0K | 0.00% | +13+0.1% | Added |
| Private Trust Co NA | 20,000 | $255.8K | 0.02% | +20,000 | New |
| Vanguard Capital Wealth Advisors | 20,288 | $259.5K | 0.21% | +27+0.1% | Added |
| Windsor Capital Management, LLC | 20,882 | $267.1K | 0.07% | −447−2.1% | Reduced |
| Atomi Financial Group, Inc. | 21,156 | $270.6K | 0.01% | −1,575−6.9% | Reduced |
| Cetera Investment Advisers | 22,931 | $293.3K | 0.00% | +22,931 | New |
| Beacon Pointe Advisors, LLC | 23,428 | $299.6K | 0.00% | +1,414+6.4% | Added |
| Newbridge Financial Services Group, Inc. | 24,636 | $315.1K | 0.05% | +188+0.8% | Added |
| Jane Street Group, LLC | 26,825 | $343.1K | 0.00% | +26,825 | New |
| Moors & Cabot, Inc. | 29,500 | $377.3K | 0.02% | 00.0% | Unchanged |
| PMG Family Office LLC | 30,489 | $390.0K | 0.44% | +30,489 | New |
| Centurion Wealth Management LLC | 32,273 | $412.8K | 0.09% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 33,200 | $424.6K | 0.19% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 34,337 | $439.2K | 0.00% | +3,316+10.7% | Added |
| Twelve Points Wealth Management LLC | 34,781 | $444.9K | 0.11% | +10.0% | Added |
| Calamos Advisors LLC | 35,282 | $451.3K | 0.00% | +6,300+21.7% | Added |
| WCG Wealth Advisors LLC | 36,752 | $470.1K | 0.03% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 38,039 | $486.5K | 0.01% | +8,915+30.6% | Added |
| Ameritas Advisory Services, LLC | 38,109 | $487.4K | 0.03% | 00.0% | Unchanged |
| Heron Bay Capital Management | 42,823 | $547.7K | 0.10% | 00.0% | Unchanged |
| Royal Bank of Canada | 43,381 | $555.0K | 0.00% | −1,779−3.9% | Reduced |
| International Assets Investment Management, LLC | 46,036 | $559.3K | 0.05% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 48,110 | $615.3K | 0.21% | +48,110 | New |
| Wealth Enhancement Advisory Services, LLC | 50,620 | $648.9K | 0.00% | +571+1.1% | Added |
| Invesco Ltd. | 51,282 | $655.9K | 0.00% | −29,113−36.2% | Reduced |
| PFG Investments, LLC | 52,104 | $666.4K | 0.03% | +279+0.5% | Added |
| Warren Averett Asset Management, LLC | 54,151 | $692.6K | 0.01% | −3,031−5.3% | Reduced |
| Sanctuary Advisors, LLC | 57,904 | $740.6K | 0.00% | +30,031+107.7% | Added |
| Stolper Co | 61,086 | $781.0K | 0.24% | +89+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 68,475 | $876.0K | 0.00% | +130+0.2% | Added |
| Bank of America Corp | 69,815 | $892.9K | 0.00% | +3,111+4.7% | Added |
| GWM Advisors LLC | 70,662 | $903.8K | 0.00% | +10,954+18.3% | Added |
| NWF Advisory Services Inc. | 71,993 | $920.8K | 0.10% | −900−1.2% | Reduced |
| Modern Wealth Management, LLC | 73,287 | $937.3K | 0.02% | −381−0.5% | Reduced |
| Formidable Asset Management, LLC | 93,331 | $1.13M | 0.18% | −5,500−5.6% | Reduced |
| Quarry LP | 95,975 | $1.23M | 0.30% | −153,700−61.6% | Reduced |
| UBS Group AG | 109,001 | $1.39M | 0.00% | −11,550−9.6% | Reduced |
| Cyndeo Wealth Partners, LLC | 117,865 | $1.51M | 0.08% | +9,543+8.8% | Added |
| Advisor Group Holdings, Inc. | 128,456 | $1.61M | 0.00% | +930+0.7% | Added |
| Creative Planning | 141,599 | $1.81M | 0.00% | −17,650−11.1% | Reduced |
| Commonwealth Equity Services, LLC | 170,508 | $2.18M | 0.00% | −7,445−4.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 193,034 | $2.47M | 0.01% | +59,373+44.4% | Added |
| Fca Corp | 218,186 | $2.79M | 0.77% | +9,509+4.6% | Added |
| Absolute Investment Advisers LLC | 256,986 | $3.29M | 0.41% | −359,700−58.3% | Reduced |
| Arete Wealth Advisors, LLC | 296,531 | $3.79M | 0.24% | −14,387−4.6% | Reduced |
| Baird Financial Group, Inc. | 303,715 | $3.88M | 0.01% | −720.0% | Reduced |
| Koshinski Asset Management, Inc. | 445,813 | $5.70M | 0.38% | +12,915+3.0% | Added |
| Morgan Stanley | 526,279 | $6.73M | 0.00% | −210,714−28.6% | Reduced |
| LPL Financial LLC | 557,830 | $7.13M | 0.00% | +48,671+9.6% | Added |
| Guggenheim Capital LLC | 681,562 | $8.72M | 0.06% | −8,020−1.2% | Reduced |
| Advisors Asset Management, Inc. | 739,152 | $9.45M | 0.16% | −66,426−8.2% | Reduced |
| Wells Fargo & Company | 876,037 | $11.2M | 0.00% | +26,241+3.1% | Added |
| Penserra Capital Management LLC | 1,214,315 | $15.5M | 0.19% | +3,401+0.3% | Added |
| Raymond James Financial Inc | 1,456,665 | $18.6M | 0.01% | +114,371+8.5% | Added |
| Sit Investment Associates Inc | 3,331,428 | $42.6M | 0.86% | −347,163−9.4% | Reduced |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −27,853−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −15,416−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,284−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −13,165−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |