Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- −2 vs. Q4 2024
- Shares held
- 14.8M
- −519.7K (−3.4%) vs. Q4 2024
- Total value
- $170.4M
- −$9.64M (−5.4%) vs. Q4 2024
- New holders
- 12
- 27 more added
- Sold out
- 14
- 29 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 4,069,977 | $46.9M | 1.10% | −285,097−6.5% | Reduced |
| Raymond James Financial Inc | 1,246,782 | $14.4M | 0.01% | +81,693+7.0% | Added |
| Penserra Capital Management LLC | 1,175,128 | $13.5M | 0.24% | +106,926+10.0% | Added |
| Morgan Stanley | 1,018,490 | $11.7M | 0.00% | −330,054−24.5% | Reduced |
| Wells Fargo & Company | 790,971 | $9.12M | 0.00% | +34,693+4.6% | Added |
| Absolute Investment Advisers LLC | 789,946 | $9.11M | 1.33% | −7,300−0.9% | Reduced |
| Advisors Asset Management, Inc. | 660,623 | $7.62M | 0.14% | +58,075+9.6% | Added |
| Guggenheim Capital LLC | 657,690 | $7.58M | 0.07% | −24,320−3.6% | Reduced |
| LPL Financial LLC | 474,550 | $5.47M | 0.00% | −23,967−4.8% | Reduced |
| Koshinski Asset Management, Inc. | 424,446 | $4.89M | 0.42% | +19,450+4.8% | Added |
| Arete Wealth Advisors, LLC | 323,401 | $3.73M | 0.28% | +855+0.3% | Added |
| Baird Financial Group, Inc. | 304,857 | $3.52M | 0.01% | +9,287+3.1% | Added |
| Quarry LP | 290,621 | $3.35M | 0.86% | 00.0% | Unchanged |
| Fca Corp | 194,952 | $2.25M | 0.72% | +4,105+2.2% | Added |
| Commonwealth Equity Services, LLC | 184,293 | $2.13M | 0.00% | +8,711+5.0% | Added |
| Creative Planning | 159,249 | $1.84M | 0.00% | −1,641−1.0% | Reduced |
| UBS Group AG | 125,459 | $1.45M | 0.00% | −48,839−28.0% | Reduced |
| Advisor Group Holdings, Inc. | 120,877 | $1.39M | 0.00% | +9,630+8.7% | Added |
| Invesco Ltd. | 110,673 | $1.28M | 0.00% | −29,315−20.9% | Reduced |
| Cyndeo Wealth Partners, LLC | 108,322 | $1.25M | 0.08% | +44,913+70.8% | Added |
| Formidable Asset Management, LLC | 98,831 | $1.14M | 0.19% | −16,801−14.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 87,526 | $1.01M | 0.01% | +64,797+285.1% | Added |
| Modern Wealth Management, LLC | 73,347 | $845.7K | 0.03% | −521−0.7% | Reduced |
| NWF Advisory Services Inc. | 72,951 | $841.1K | 0.12% | +72,951 | New |
| Cambridge Investment Research Advisors, Inc. | 71,025 | $819.0K | 0.00% | −1,522−2.1% | Reduced |
| Bank of America Corp | 68,672 | $791.8K | 0.00% | +3,585+5.5% | Added |
| GWM Advisors LLC | 61,556 | $709.7K | 0.00% | −1,309−2.1% | Reduced |
| Warren Averett Asset Management, LLC | 58,857 | $678.6K | 0.01% | −538−0.9% | Reduced |
| Stolper Co | 55,592 | $641.0K | 0.21% | +664+1.2% | Added |
| PFG Investments, LLC | 51,585 | $594.8K | 0.04% | +825+1.6% | Added |
| Wealth Enhancement Advisory Services, LLC | 46,883 | $540.6K | 0.00% | +1,374+3.0% | Added |
| Royal Bank of Canada | 45,560 | $525.0K | 0.00% | −408−0.9% | Reduced |
| International Assets Investment Management, LLC | 45,436 | $523.9K | 0.05% | +10,700+30.8% | Added |
| Heron Bay Capital Management | 42,823 | $493.7K | 0.10% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 34,849 | $401.8K | 0.11% | −167−0.5% | Reduced |
| Ameritas Advisory Services, LLC | 33,303 | $392.0K | 0.02% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 33,200 | $382.8K | 0.21% | +500+1.5% | Added |
| Centurion Wealth Management LLC | 32,273 | $379.8K | 0.12% | 00.0% | Unchanged |
| Calamos Advisors LLC | 31,502 | $363.2K | 0.00% | −1,260−3.8% | Reduced |
| Concurrent Investment Advisors, LLC | 28,238 | $325.6K | 0.01% | +1,901+7.2% | Added |
| Stifel Financial Corp | 24,067 | $277.5K | 0.00% | −2,156−8.2% | Reduced |
| Moors & Cabot, Inc. | 23,000 | $265.2K | 0.01% | +2,000+9.5% | Added |
| Atomi Financial Group, Inc. | 22,731 | $262.1K | 0.01% | +519+2.3% | Added |
| Beacon Pointe Advisors, LLC | 22,014 | $253.8K | 0.00% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 21,825 | $251.6K | 0.08% | −60.0% | Reduced |
| Truist Financial Corp | 20,628 | $237.8K | 0.00% | +13+0.1% | Added |
| Shaker Financial Services, LLC | 20,421 | $235.5K | 0.09% | +20,421 | New |
| Vanguard Capital Wealth Advisors | 20,232 | $233.3K | 0.29% | −473−2.3% | Reduced |
| Integrated Wealth Concepts LLC | 19,997 | $230.6K | 0.00% | +19,997 | New |
| WCG Wealth Advisors LLC | 19,198 | $221.4K | 0.02% | +19,198 | New |
| Citadel Advisors LLC | 19,121 | $220.5K | 0.00% | +19,121 | New |
| The PNC Financial Services Group, Inc. | 18,605 | $214.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 18,252 | $210.4K | 0.00% | −22−0.1% | Reduced |
| Kestra Private Wealth Services, LLC | 16,988 | $195.9K | 0.00% | +4,910+40.7% | Added |
| Encompass More Asset Management | 14,180 | $163.5K | 0.05% | −480−3.3% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $159.1K | 0.11% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 13,626 | $157.1K | 0.02% | −10,485−43.5% | Reduced |
| Trust Investment Advisors | 12,059 | $139.0K | 0.09% | +12,059 | New |
| Mariner, LLC | 12,035 | $138.8K | 0.00% | −502−4.0% | Reduced |
| Oppenheimer & Co Inc | 12,034 | $138.8K | 0.00% | +1,337+12.5% | Added |
| Calton & Associates, Inc. | 11,765 | $135.7K | 0.03% | +11,765 | New |
| Transcend Wealth Collective, LLC | 11,681 | $134.7K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 11,200 | $129.1K | 0.01% | −16,850−60.1% | Reduced |
| United Capital Financial Advisers, LLC | 11,150 | $128.6K | 0.00% | +11,150 | New |
| Susquehanna International Group, LLP | 10,587 | $122.1K | 0.00% | −7,628−41.9% | Reduced |
| Ellevest, Inc. | 10,154 | $117.1K | 0.01% | +10,154 | New |
| Harbour Investments, Inc. | 10,011 | $115.4K | 0.00% | 00.0% | Unchanged |
| MeadowBrook Investment Advisors LLC | 4,455 | $51.4K | 0.05% | −600−11.9% | Reduced |
| Geneos Wealth Management Inc. | 3,975 | $45.8K | 0.00% | +2,984+301.1% | Added |
| Northwestern Mutual Wealth Management Co | 3,950 | $45.5K | 0.00% | −1,240−23.9% | Reduced |
| Parkside Financial Bank & Trust | 2,042 | $23.5K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, National Association | 2,010 | $23.2K | 0.00% | +2,010 | New |
| CIBC Private Wealth Group, LLC | 1,996 | $20.2K | 0.00% | +20+1.0% | Added |
| US Bancorp | 1,474 | $17.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $11.8K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $11.5K | 0.00% | +1,000 | New |
| WPG Advisers, LLC | 868 | $10.0K | 0.01% | −1,189−57.8% | Reduced |
| Atticus Wealth Management, LLC | 837 | $9.65K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $9.28K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 544 | $6.27K | 0.00% | −365−40.2% | Reduced |
| Gen-Wealth Partners Inc | 495 | $5.71K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.84K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 409 | $4.72K | 0.00% | +9+2.3% | Added |
| Allworth Financial LP | 400 | $4.38K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.02K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 191 | $2.20K | 0.00% | +191 | New |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −104,580−100.0% | Sold out |
| CF Capital LLC | 0 | $0 | 0.00% | −85,900−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −53,462−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −39,047−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,444−100.0% | Sold out |
| Resources Investment Advisors, LLC. | 0 | $0 | 0.00% | −16,493−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −16,342−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −14,432−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −12,520−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,556−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −5,445−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −3,795−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −971−100.0% | Sold out |