Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- +16 vs. Q3 2022
- Shares held
- 9.73M
- −349.6K (−3.5%) vs. Q3 2022
- Total value
- $106.0M
- −$10.6M (−9.1%) vs. Q3 2022
- New holders
- 20
- 25 more added
- Sold out
- 4
- 27 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,120,180 | $34.0M | 0.00% | −478,925−13.3% | Reduced |
| Advisors Asset Management, Inc. | 731,584 | $7.97M | 0.16% | −46,648−6.0% | Reduced |
| Wells Fargo & Company | 577,079 | $6.29M | 0.00% | +86,993+17.8% | Added |
| Guggenheim Capital LLC | 520,936 | $5.68M | 0.05% | +72,233+16.1% | Added |
| Raymond James & Associates | 431,225 | $4.70M | 0.00% | −187,153−30.3% | Reduced |
| Koshinski Asset Management, Inc. | 422,209 | $4.60M | 0.45% | +12,261+3.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 330,989 | $3.61M | 0.01% | +32,068+10.7% | Added |
| Commonwealth Equity Services, LLC | 314,165 | $3.42M | 0.01% | +45,356+16.9% | Added |
| UBS Group AG | 248,332 | $2.71M | 0.00% | −58,628−19.1% | Reduced |
| Bank of America Corp | 208,326 | $2.27M | 0.00% | −70,989−25.4% | Reduced |
| Arete Wealth Advisors, LLC | 208,273 | $2.27M | 0.20% | −24,244−10.4% | Reduced |
| LPL Financial LLC | 205,589 | $2.24M | 0.00% | +11,272+5.8% | Added |
| Wolverine Asset Management LLC | 168,846 | $1.84M | 0.03% | +79,403+88.8% | Added |
| Advisor Group Holdings, Inc. | 149,703 | $1.63M | 0.00% | −89,644−37.5% | Reduced |
| Invesco Ltd. | 136,836 | $1.49M | 0.00% | −757−0.6% | Reduced |
| Edmonds Duncan Registered Investment Advisors, LLC | 134,541 | $1.47M | 0.48% | +3,468+2.6% | Added |
| Formidable Asset Management, LLC | 120,058 | $1.31M | 0.30% | +5,400+4.7% | Added |
| Shaker Financial Services, LLC | 97,063 | $1.06M | 0.50% | +97,063 | New |
| Fca Corp | 75,323 | $821.0K | 0.33% | +522+0.7% | Added |
| 9258 Wealth Management, LLC | 73,138 | $797.2K | 0.17% | −13,029−15.1% | Reduced |
| Baird Financial Group, Inc. | 68,260 | $744.0K | 0.00% | +2,044+3.1% | Added |
| Advent Capital Management | 59,048 | $643.6K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 58,061 | $633.0K | 0.00% | +2,404+4.3% | Added |
| Stolper Co | 57,831 | $630.0K | 0.28% | +57,831 | New |
| Oxbow Advisors, LLC | 56,716 | $618.2K | 0.12% | −63,591−52.9% | Reduced |
| Ameritas Advisory Services, LLC | 55,791 | $608.1K | 0.03% | +26,133+88.1% | Added |
| GWM Advisors LLC | 60,460 | $601.4K | 0.02% | +459+0.8% | Added |
| Wealth Management Solutions, LLC | 49,718 | $542.0K | 0.28% | −1,331−2.6% | Reduced |
| Avantax Advisory Services, Inc. | 48,295 | $526.4K | 0.01% | −7,915−14.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 44,985 | $490.3K | 0.01% | +570+1.3% | Added |
| FourThought Financial Partners, LLC | 42,822 | $466.8K | 0.07% | +42,822 | New |
| Cyndeo Wealth Partners, LLC | 41,246 | $449.6K | 0.05% | +41,246 | New |
| Twelve Points Wealth Management LLC | 40,182 | $438.0K | 0.30% | −8,727−17.8% | Reduced |
| Private Trust Co NA | 37,642 | $410.0K | 0.06% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 37,580 | $409.6K | 0.01% | +37,580 | New |
| Heron Bay Capital Management | 35,114 | $382.7K | 0.24% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 34,838 | $379.7K | 0.06% | +34,838 | New |
| Mariner, LLC | 34,331 | $374.0K | 0.00% | −2,184−6.0% | Reduced |
| International Assets Investment Management, LLC | 31,802 | $346.6K | 0.04% | +20,509+181.6% | Added |
| Windsor Capital Management, LLC | 26,818 | $292.3K | 0.11% | −520−1.9% | Reduced |
| Rockefeller Capital Management L.P. | 26,566 | $289.0K | 0.00% | +273+1.0% | Added |
| Mutual Advisors, LLC | 24,860 | $271.0K | 0.01% | −10,392−29.5% | Reduced |
| Truist Financial Corp | 24,801 | $270.3K | 0.00% | +100.0% | Added |
| Elequin Capital LP | 24,620 | $268.4K | 0.08% | +24,620 | New |
| Envestnet Asset Management Inc | 24,233 | $264.1K | 0.00% | −697−2.8% | Reduced |
| Royal Bank of Canada | 23,895 | $260.0K | 0.00% | −13,468−36.0% | Reduced |
| First Trust Advisors LP | 23,481 | $255.9K | 0.00% | −34,402−59.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 22,952 | $250.2K | 0.04% | −2,528−9.9% | Reduced |
| Centaurus Financial, Inc. | 22,572 | $246.0K | 0.02% | −504−2.2% | Reduced |
| Park Avenue Securities LLC | 21,452 | $234.0K | 0.00% | −1,971−8.4% | Reduced |
| Atria Wealth Solutions, Inc. | 19,089 | $208.1K | 0.00% | −66−0.3% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $202.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 17,730 | $193.3K | 0.02% | −3,186−15.2% | Reduced |
| Global Retirement Partners, LLC | 17,706 | $193.0K | 0.01% | +58+0.3% | Added |
| Stifel Financial Corp | 16,848 | $183.6K | 0.00% | +12+0.1% | Added |
| Cresset Asset Management, LLC | 16,311 | $177.8K | 0.00% | +4,086+33.4% | Added |
| Oppenheimer & Co Inc | 14,097 | $153.7K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 13,389 | $145.9K | 0.00% | +13,389 | New |
| Capital Investment Advisors, LLC | 12,697 | $138.0K | 0.00% | +350+2.8% | Added |
| Kestra Advisory Services, LLC | 12,181 | $132.8K | 0.00% | +12,181 | New |
| Susquehanna International Group, LLP | 12,167 | $132.6K | 0.00% | +12,167 | New |
| Transcend Wealth Collective, LLC | 11,681 | $127.3K | 0.01% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 11,616 | $126.6K | 0.07% | +11,616 | New |
| Melfa Wealth Management, LLC | 11,500 | $125.3K | 0.13% | +11,500 | New |
| Calton & Associates, Inc. | 10,739 | $117.1K | 0.05% | +75+0.7% | Added |
| We Are One Seven, LLC | 10,715 | $116.8K | 0.01% | −3,687−25.6% | Reduced |
| Geneos Wealth Management Inc. | 10,099 | $110.1K | 0.01% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 10,026 | $109.3K | 0.00% | +10,026 | New |
| Northwestern Mutual Wealth Management Co | 8,803 | $96.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,334 | $69.0K | 0.00% | +6,334 | New |
| High Net Worth Advisory Group LLC | 5,557 | $60.6K | 0.02% | +46+0.8% | Added |
| Piershale Financial Group, Inc. | 5,320 | $58.0K | 0.05% | +5,320 | New |
| IFP Advisors, Inc | 2,455 | $38.0K | 0.00% | −274−10.0% | Reduced |
| Money Concepts Capital Corp | 3,290 | $35.9K | 0.00% | +3,290 | New |
| US Bancorp | 2,500 | $27.3K | 0.00% | −218−8.0% | Reduced |
| CWM, LLC | 2,406 | $26.0K | 0.00% | +40+1.7% | Added |
| Zions Bancorporation, N.A. | 2,010 | $21.9K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $18.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,521 | $17.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 742 | $8.82K | 0.00% | +742 | New |
| McIlrath & Eck, LLC | 805 | $8.78K | 0.00% | +805 | New |
| Larson Financial Group LLC | 800 | $8.72K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $8.72K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $7.38K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.58K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $4.36K | 0.00% | – | – |
| Allworth Financial LP | 400 | $4.36K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 331 | $3.61K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 210 | $2.29K | 0.00% | +210 | New |
| Coppell Advisory Solutions Corp. | 210 | $2.29K | 0.00% | +210 | New |
| Harbour Investments, Inc. | 181 | $1.97K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −37,300−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −15,870−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |