Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +1 vs. Q4 2023
- Shares held
- 8.52M
- −785.2K (−8.4%) vs. Q4 2023
- Total value
- $101.7M
- −$4.19M (−4.0%) vs. Q4 2023
- New holders
- 11
- 30 more added
- Sold out
- 10
- 30 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,863,519 | $22.3M | 0.00% | −133,823−6.7% | Reduced |
| Wells Fargo & Company | 737,450 | $8.81M | 0.00% | −1,312−0.2% | Reduced |
| Guggenheim Capital LLC | 571,772 | $6.83M | 0.05% | +76,622+15.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 438,437 | $5.23M | 0.01% | +8,787+2.0% | Added |
| Raymond James & Associates | 417,171 | $4.98M | 0.00% | −21,030−4.8% | Reduced |
| LPL Financial LLC | 395,404 | $4.72M | 0.00% | +30,048+8.2% | Added |
| Arete Wealth Advisors, LLC | 327,314 | $3.91M | 0.36% | +23,434+7.7% | Added |
| Baird Financial Group, Inc. | 306,752 | $3.66M | 0.01% | +148,029+93.3% | Added |
| Koshinski Asset Management, Inc. | 297,383 | $3.55M | 0.36% | −159,702−34.9% | Reduced |
| Advisors Asset Management, Inc. | 278,285 | $3.32M | 0.06% | −42,711−13.3% | Reduced |
| Commonwealth Equity Services, LLC | 242,960 | $2.90M | 0.00% | −43,413−15.2% | Reduced |
| UBS Group AG | 188,157 | $2.25M | 0.00% | −42,971−18.6% | Reduced |
| CNH Partners LLC | 165,987 | $1.98M | 0.07% | −77,207−31.7% | Reduced |
| Invesco Ltd. | 161,581 | $1.93M | 0.00% | −4,295−2.6% | Reduced |
| Advisor Group Holdings, Inc. | 159,061 | $1.90M | 0.00% | +3,029+1.9% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 150,338 | $1.80M | 0.45% | +1,827+1.2% | Added |
| Formidable Asset Management, LLC | 131,442 | $1.57M | 0.26% | −2,519−1.9% | Reduced |
| Fca Corp | 129,928 | $1.55M | 0.50% | +33,397+34.6% | Added |
| Wealth Enhancement Advisory Services, LLC | 129,619 | $1.55M | 0.00% | +1,218+0.9% | Added |
| Shaker Financial Services, LLC | 99,796 | $1.19M | 0.46% | −128,025−56.2% | Reduced |
| Bank of America Corp | 95,679 | $1.14M | 0.00% | −22,047−18.7% | Reduced |
| NWF Advisory Services Inc. | 76,346 | $911.6K | 0.15% | +900+1.2% | Added |
| Landscape Capital Management, L.L.C. | 74,926 | $894.6K | 0.08% | −51,744−40.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 69,405 | $829.0K | 0.00% | +548+0.8% | Added |
| Cyndeo Wealth Partners, LLC | 63,409 | $757.1K | 0.06% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 59,423 | $709.5K | 0.11% | +908+1.6% | Added |
| GWM Advisors LLC | 59,394 | $709.2K | 0.01% | −3,198−5.1% | Reduced |
| Stolper Co | 56,658 | $676.0K | 0.24% | +1,286+2.3% | Added |
| Comerica Bank | 42,920 | $512.5K | 0.00% | −113−0.3% | Reduced |
| PFG Investments, LLC | 37,383 | $446.3K | 0.03% | +37,383 | New |
| Twelve Points Wealth Management LLC | 35,882 | $428.4K | 0.16% | +10.0% | Added |
| Heron Bay Capital Management | 35,114 | $419.3K | 0.09% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 32,161 | $383.4K | 0.04% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 31,558 | $376.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 27,239 | $325.2K | 0.00% | −7,470−21.5% | Reduced |
| Ameritas Advisory Services, LLC | 27,017 | $316.9K | 0.01% | +13,983+107.3% | Added |
| CoreCap Advisors, LLC | 23,195 | $276.9K | 0.01% | +5,825+33.5% | Added |
| Cetera Investment Advisers | 23,125 | $276.1K | 0.00% | +9,773+73.2% | Added |
| Oxbow Advisors, LLC | 22,111 | $264.0K | 0.04% | +133+0.6% | Added |
| Mariner, LLC | 22,099 | $263.9K | 0.00% | −5,612−20.3% | Reduced |
| Windsor Capital Management, LLC | 21,926 | $261.8K | 0.08% | +305+1.4% | Added |
| Truist Financial Corp | 21,756 | $259.8K | 0.00% | −592−2.6% | Reduced |
| Centurion Wealth Management LLC | 21,729 | $259.4K | 0.10% | 00.0% | Unchanged |
| Spire Wealth Management | 21,729 | $259.4K | 0.01% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 21,000 | $250.7K | 0.01% | +21,000 | New |
| Vanguard Capital Wealth Advisors | 20,621 | $246.2K | 0.17% | −976−4.5% | Reduced |
| Sage Capital Management, LLC | 20,500 | $244.8K | 0.13% | +1,000+5.1% | Added |
| Avantax Advisory Services, Inc. | 19,707 | $235.3K | 0.00% | −5,926−23.1% | Reduced |
| Raymond James Trust N.A. | 19,269 | $230.1K | 0.01% | +8,000+71.0% | Added |
| The PNC Financial Services Group, Inc. | 18,605 | $222.1K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 18,594 | $222.0K | 0.00% | −4,712−20.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 16,805 | $200.7K | 0.03% | −212−1.2% | Reduced |
| Atomi Financial Group, Inc. | 16,782 | $200.4K | 0.02% | +1,163+7.4% | Added |
| Envestnet Asset Management Inc | 15,715 | $187.6K | 0.00% | −7,687−32.8% | Reduced |
| Concurrent Investment Advisors, LLC | 15,483 | $184.9K | 0.01% | +1,729+12.6% | Added |
| Oppenheimer & Co Inc | 13,297 | $158.8K | 0.00% | −700−5.0% | Reduced |
| Park Avenue Securities LLC | 13,064 | $156.0K | 0.00% | +1,348+11.5% | Added |
| Capital Investment Advisors, LLC | 11,954 | $142.7K | 0.00% | −465−3.7% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $139.5K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 11,283 | $134.7K | 0.10% | +37+0.3% | Added |
| Jaffetilchin Investment Partners, LLC | 10,858 | $129.6K | 0.01% | +10,858 | New |
| Capital Wealth Alliance, LLC | 10,730 | $128.1K | 0.08% | +10,730 | New |
| Harbour Investments, Inc. | 10,396 | $124.1K | 0.00% | +1,000+10.6% | Added |
| Northwestern Mutual Wealth Management Co | 4,849 | $57.9K | 0.00% | +62+1.3% | Added |
| MeadowBrook Investment Advisors LLC | 4,803 | $57.3K | 0.05% | 00.0% | Unchanged |
| Gilliland Jeter Wealth Management LLC | 4,789 | $57.2K | 0.02% | +4,789 | New |
| Royal Bank of Canada | 2,400 | $29.0K | 0.00% | −378−13.6% | Reduced |
| Zions Bancorporation, N.A. | 2,010 | $24.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,913 | $22.8K | 0.00% | +1,913 | New |
| US Bancorp | 1,474 | $17.6K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 1,300 | $15.5K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,277 | $15.2K | 0.00% | +1,276+127,600.0% | Added |
| FNY Investment Advisers, LLC | 1,000 | $11.0K | 0.01% | +1,000 | New |
| Fortis Group Advisors, LLC | 909 | $10.9K | 0.00% | −909−50.0% | Reduced |
| McIlrath & Eck, LLC | 805 | $9.61K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 724 | $8.64K | 0.00% | +314+76.6% | Added |
| TD Waterhouse Canada Inc. | 667 | $7.87K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.91K | 0.00% | +495 | New |
| North Star Investment Management Corp. | 420 | $5.01K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.78K | 0.00% | −3,181−88.8% | Reduced |
| Allworth Financial LP | 400 | $4.78K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.13K | 0.00% | +262 | New |
| Wolverine Asset Management LLC | 100 | $1.19K | 0.00% | −253,504−100.0% | Reduced |
| Geneos Wealth Management Inc. | 99 | $1.18K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 96 | $1.15K | 0.00% | +3+3.2% | Added |
| NBC Securities, Inc. | 0 | $1.00K | 0.00% | 0 | New |
| Kozak & Associates, Inc. | 28 | $336 | 0.00% | +28 | New |
| CWM, LLC | 40 | $0 | 0.00% | −1,815−97.8% | Reduced |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −67,380−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −55,105−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −54,047−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −19,927−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −11,273−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −10,990−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −1,830−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −565−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −279−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |
| Bartlett & Co. LLC | – | – | – | – | Not filed |