Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −8 vs. Q4 2021
- Shares held
- 10.4M
- −837.4K (−7.5%) vs. Q4 2021
- Total value
- $162.4M
- −$44.3M (−21.4%) vs. Q4 2021
- New holders
- 8
- 28 more added
- Sold out
- 16
- 19 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 3,662,085 | $57.3M | 0.03% | −237,705−6.1% | Reduced |
| Raymond James & Associates | 815,819 | $12.8M | 0.01% | +27,301+3.5% | Added |
| Guggenheim Capital LLC | 768,373 | $12.0M | 0.07% | −98,305−11.3% | Reduced |
| Morgan Stanley | 504,949 | $7.91M | 0.00% | +40,194+8.6% | Added |
| Wells Fargo & Company | 460,331 | $7.21M | 0.00% | +25,884+6.0% | Added |
| Koshinski Asset Management, Inc. | 397,928 | $6.23M | 0.51% | −13,099−3.2% | Reduced |
| Bank of America Corp | 377,510 | $5.91M | 0.00% | −58,958−13.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 346,493 | $5.43M | 0.01% | +1,673+0.5% | Added |
| UBS Group AG | 329,896 | $5.17M | 0.00% | −59,171−15.2% | Reduced |
| Advisor Group Holdings, Inc. | 279,604 | $4.38M | 0.01% | −3,020−1.1% | Reduced |
| Arete Wealth Advisors, LLC | 225,750 | $3.54M | 0.30% | +9,809+4.5% | Added |
| LPL Financial LLC | 157,255 | $2.46M | 0.00% | −2,343−1.5% | Reduced |
| Commonwealth Equity Services, LLC | 133,556 | $2.09M | 0.00% | +31,718+31.1% | Added |
| Formidable Asset Management, LLC | 125,206 | $1.96M | 0.38% | +95,600+322.9% | Added |
| Invesco Ltd. | 121,885 | $1.91M | 0.00% | +25,438+26.4% | Added |
| First Trust Advisors LP | 116,763 | $1.83M | 0.00% | −15,212−11.5% | Reduced |
| Oxbow Advisors, LLC | 114,695 | $1.80M | 0.18% | +1,307+1.2% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 110,650 | $1.73M | 0.51% | +428+0.4% | Added |
| 9258 Wealth Management, LLC | 94,942 | $1.49M | 0.34% | +1,741+1.9% | Added |
| Avantax Advisory Services, Inc. | 79,836 | $1.25M | 0.02% | −33,686−29.7% | Reduced |
| Fca Corp | 72,207 | $1.13M | 0.39% | +72,207 | New |
| Baird Financial Group, Inc. | 63,391 | $993.0K | 0.00% | −43,938−40.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 61,511 | $963.0K | 0.01% | +1,930+3.2% | Added |
| Advent Capital Management | 59,048 | $925.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 56,701 | $888.0K | 0.02% | +5,200+10.1% | Added |
| Wealth Management Solutions, LLC | 54,959 | $861.0K | 0.45% | +81+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,960 | $845.0K | 0.00% | −767−1.4% | Reduced |
| Quad-Cities Investment Group, LLC | 52,317 | $819.0K | 0.52% | +1,764+3.5% | Added |
| Twelve Points Wealth Management LLC | 49,808 | $780.0K | 0.58% | −445−0.9% | Reduced |
| Royal Bank of Canada | 45,904 | $718.0K | 0.00% | +6,050+15.2% | Added |
| Stolper Co | 43,146 | $676.0K | 0.29% | +3,417+8.6% | Added |
| Ameritas Advisory Services, LLC | 42,787 | $670.0K | 0.02% | +1,717+4.2% | Added |
| Mutual Advisors, LLC | 37,422 | $586.0K | 0.03% | +4,837+14.8% | Added |
| Heron Bay Capital Management | 35,114 | $550.0K | 0.27% | 00.0% | Unchanged |
| Stifel Financial Corp | 28,262 | $443.0K | 0.00% | −5,127−15.4% | Reduced |
| Windsor Capital Management, LLC | 28,030 | $438.0K | 0.14% | +90+0.3% | Added |
| Rockefeller Capital Management L.P. | 26,621 | $416.0K | 0.00% | −1,195−4.3% | Reduced |
| Park Avenue Securities LLC | 26,434 | $414.0K | 0.01% | −266−1.0% | Reduced |
| FourThought Financial, LLC | 24,528 | $384.0K | 0.05% | +1,510+6.6% | Added |
| Spire Wealth Management | 23,950 | $375.0K | 0.01% | +387+1.6% | Added |
| Truist Financial Corp | 22,273 | $349.0K | 0.00% | +508+2.3% | Added |
| Nations Financial Group Inc, | 20,908 | $327.0K | 0.04% | +750+3.7% | Added |
| Atria Wealth Solutions, Inc. | 19,904 | $312.0K | 0.01% | +19,904 | New |
| The PNC Financial Services Group, Inc. | 18,605 | $291.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 17,482 | $274.0K | 0.05% | +45+0.3% | Added |
| Capital Investment Advisors, LLC | 16,572 | $260.0K | 0.01% | 00.0% | Unchanged |
| We Are One Seven, LLC | 16,340 | $256.0K | 0.03% | −66−0.4% | Reduced |
| Global Retirement Partners, LLC | 18,130 | $238.0K | 0.02% | +18,130 | New |
| Oppenheimer & Co Inc | 12,682 | $199.0K | 0.00% | +1,000+8.6% | Added |
| Raymond James Trust N.A. | 12,410 | $194.0K | 0.01% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 11,681 | $183.0K | 0.02% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 11,431 | $179.0K | 0.07% | +3,531+44.7% | Added |
| Coldstream Capital Management Inc | 11,192 | $175.0K | 0.01% | −958−7.9% | Reduced |
| Geneos Wealth Management Inc. | 10,099 | $158.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 8,255 | $129.3K | 0.00% | +755+10.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 6,326 | $99.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,569 | $72.0K | 0.00% | −9,969−68.6% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $69.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 4,058 | $64.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,892 | $45.0K | 0.00% | +2,892 | New |
| Zions Bancorporation, N.A. | 2,010 | $31.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,815 | $28.0K | 0.00% | −76−4.0% | Reduced |
| Tradition Wealth Management, LLC | 1,681 | $26.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,213 | $19.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 819 | $13.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $13.0K | 0.00% | +800 | New |
| Bartlett & Co. Wealth Management LLC | 800 | $12.5K | 0.00% | +800 | New |
| Alaethes Wealth LLC | 752 | $12.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 687 | $11.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $10.5K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 600 | $9.00K | 0.00% | +600 | New |
| North Star Investment Management Corp. | 420 | $7.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $6.00K | 0.00% | – | – |
| Larson Financial Group LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 252 | $4.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 259 | $4.00K | 0.00% | +259 | New |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −460,377−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −72,127−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −70,695−100.0% | Sold out |
| Andrew Hill Investment Advisors, Inc. | 0 | $0 | 0.00% | −19,531−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −11,407−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −11,360−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,565−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −2,908−100.0% | Sold out |
| Stephenson National Bank & Trust | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −371−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −244−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −282−100.0% | Sold out |
| Investmark Advisory Group LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |