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Advent Convertible & Income Fund

AVK
Exchange
NYSE
SEC CIK
0001219120

No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
+5 vs. Q2 2023
Shares held
9.09M
+51.3K (+0.6%) vs. Q2 2023
Total value
$95.3M
−$10.6M (−10.0%) vs. Q2 2023
New holders
12
29 more added
Sold out
7
32 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 92 institutions
Q1 2021: 82 institutionsQ2 2021: 81 institutionsQ3 2021: 82 institutionsQ4 2021: 89 institutionsQ1 2022: 78 institutionsQ2 2022: 78 institutionsQ3 2022: 79 institutionsQ4 2022: 93 institutionsQ1 2023: 90 institutionsQ2 2023: 88 institutionsQ3 2023: 92 institutionsQ4 2023: 90 institutionsQ1 2024: 88 institutionsQ2 2024: 87 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 87 institutionsQ2 2025: 91 institutionsQ3 2025: 95 institutionsQ4 2025: 98 institutionsQ1 2026: 109 institutionsQ2 2026: 107 institutions
Value heldQ3 2023: $95.3M
Q1 2021: $203.4MQ2 2021: $210.5MQ3 2021: $197.5MQ4 2021: $208.0MQ1 2022: $162.4MQ2 2022: $129.8MQ3 2022: $117.2MQ4 2022: $106.0MQ1 2023: $103.7MQ2 2023: $106.0MQ3 2023: $95.3MQ4 2023: $106.0MQ1 2024: $101.7MQ2 2024: $99.1MQ3 2024: $117.1MQ4 2024: $180.0MQ1 2025: $170.4MQ2 2025: $174.3MQ3 2025: $174.0MQ4 2025: $160.9MQ1 2026: $136.8MQ2 2026: $159.8M
Institutions holding AVK and their total value by quarter
QuarterHoldersValue
Q2 2026107$159.8M
Q1 2026109$136.8M
Q4 202598$160.9M
Q3 202595$174.0M
Q2 202591$174.3M
Q1 202587$170.4M
Q4 202491$180.0M
Q3 202491$117.1M
Q2 202487$99.1M
Q1 202488$101.7M
Q4 202390$106.0M
Q3 202392$95.3M
Q2 202388$106.0M
Q1 202390$103.7M
Q4 202293$106.0M
Q3 202279$117.2M
Q2 202278$129.8M
Q1 202278$162.4M
Q4 202189$208.0M
Q3 202182$197.5M
Q2 202181$210.5M
Q1 202182$203.4M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2023.

Institutions holding AVK in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley2,268,989$23.8M0.00%−357,988−13.6%Reduced
Wells Fargo & Company704,511$7.39M0.00%+61,841+9.6%Added
Guggenheim Capital LLC476,531$5.00M0.04%+4,116+0.9%Added
Advisors Asset Management, Inc.445,792$4.68M0.10%−47,322−9.6%Reduced
Raymond James Financial Services Advisors, Inc.424,329$4.45M0.01%+18,106+4.5%Added
Raymond James & Associates376,347$3.95M0.00%+294+0.1%Added
Commonwealth Equity Services, LLC361,484$3.79M0.01%−14,940−4.0%Reduced
LPL Financial LLC308,858$3.24M0.00%+25,802+9.1%Added
Arete Wealth Advisors, LLC293,603$3.08M0.53%+14,902+5.3%Added
Koshinski Asset Management, Inc.281,401$2.95M0.34%+1,313+0.5%Added
Advisor Group Holdings, Inc.252,787$2.65M0.00%+99,550+65.0%Added
UBS Group AG242,901$2.55M0.00%+226+0.1%Added
Shaker Financial Services, LLC210,683$2.21M1.03%+69,923+49.7%Added
Bank of America Corp167,749$1.76M0.00%−43,749−20.7%Reduced
Invesco Ltd.160,190$1.68M0.00%−6,256−3.8%Reduced
Baird Financial Group, Inc.145,280$1.52M0.00%+77,129+113.2%Added
Edmonds Duncan Registered Investment Advisors, LLC144,627$1.52M0.43%+8,976+6.6%Added
Wealth Enhancement Advisory Services, LLC135,346$1.42M0.00%+135,346New
Formidable Asset Management, LLC132,436$1.39M0.31%+9,611+7.8%Added
Fca Corp106,807$1.12M0.42%+14,205+15.3%Added
NWF Advisory Services Inc.75,446$791.4K0.19%−1,339−1.7%Reduced
CNH Partners LLC73,208$768.0K0.03%+73,208New
Cambridge Investment Research Advisors, Inc.65,790$690.0K0.00%−1,165−1.7%Reduced
Cyndeo Wealth Partners, LLC63,409$665.2K0.07%00.0%Unchanged
9258 Wealth Management, LLC62,339$653.9K0.13%−1,005−1.6%Reduced
Wealth Management Solutions, LLC59,694$626.2K0.43%−331−0.6%Reduced
GWM Advisors LLC58,822$617.0K0.01%−5,300−8.3%Reduced
FourThought Financial Partners, LLC55,285$579.9K0.08%+8,034+17.0%Added
Stolper Co54,353$570.0K0.25%−844−1.5%Reduced
Twelve Points Wealth Management LLC38,876$407.8K0.20%−124−0.3%Reduced
Steward Partners Investment Advisory, LLC38,860$407.6K0.01%+2,255+6.2%Added
Wolverine Asset Management LLC37,319$391.5K0.01%+37,319New
Comerica Bank35,210$369.4K0.00%+35,210New
Heron Bay Capital Management35,114$368.3K0.10%00.0%Unchanged
International Assets Investment Management, LLC34,288$356.3K0.05%00.0%Unchanged
Beacon Pointe Advisors, LLC33,018$346.4K0.00%+33,018New
Landscape Capital Management, L.L.C.29,909$313.7K0.04%+9,400+45.8%Added
Rockefeller Capital Management L.P.28,910$303.3K0.00%+354+1.2%Added
Avantax Advisory Services, Inc.27,005$283.3K0.00%−8,423−23.8%Reduced
Envestnet Asset Management Inc23,938$251.1K0.00%−3,807−13.7%Reduced
Ameritas Advisory Services, LLC25,304$244.2K0.01%−780−3.0%Reduced
Truist Financial Corp22,935$240.6K0.00%+12+0.1%Added
Mariner, LLC22,673$237.8K0.00%−2,307−9.2%Reduced
Cresset Asset Management, LLC22,668$237.8K0.00%−31,347−58.0%Reduced
Spire Wealth Management21,729$227.9K0.01%+10,113+87.1%Added
Centurion Wealth Management LLC21,729$227.9K0.11%+10,113+87.1%Added
Windsor Capital Management, LLC21,695$227.6K0.08%+32+0.1%Added
Oxbow Advisors, LLC21,275$223.2K0.04%−36,239−63.0%Reduced
Pinnacle Wealth Planning Services, Inc.20,294$212.9K0.04%−874−4.1%Reduced
Vanguard Capital Wealth Advisors19,670$206.3K0.19%−577−2.8%Reduced
The PNC Financial Services Group, Inc.18,605$195.2K0.00%00.0%Unchanged
Atria Wealth Solutions, Inc.17,538$184.0K0.00%00.0%Unchanged
Oppenheimer & Co Inc16,997$178.3K0.00%+2,900+20.6%Added
Atomi Financial Group, Inc.16,500$173.1K0.06%00.0%Unchanged
Park Avenue Securities LLC15,003$157.0K0.00%−2,211−12.8%Reduced
Flow State Investments, L.P.14,166$148.6K0.06%+14,166New
Kestra Private Wealth Services, LLC13,993$146.8K0.00%+995+7.7%Added
Cetera Investment Advisers13,756$144.3K0.00%−2,276−14.2%Reduced
Nations Financial Group Inc,12,822$134.5K0.01%−325−2.5%Reduced
Advisory Services Network, LLC12,408$130.2K0.00%−34,019−73.3%Reduced
Transcend Wealth Collective, LLC11,681$122.5K0.01%00.0%Unchanged
Calton & Associates, Inc.11,580$121.5K0.18%+11,580New
Capital Investment Advisors, LLC11,419$119.8K0.00%+11,419New
Raymond James Trust N.A.11,269$118.2K0.00%00.0%Unchanged
Melfa Wealth Management, LLC11,185$117.3K0.13%+55+0.5%Added
Jaffetilchin Investment Partners, LLC10,998$115.4K0.01%+814+8.0%Added
Ieq Capital, LLC10,570$110.9K0.00%−3,250−23.5%Reduced
CoreCap Advisors, LLC10,550$110.7K0.01%+10,550New
Cetera Advisor Networks LLC10,130$106.3K0.00%+10,130New
Geneos Wealth Management Inc.10,099$105.9K0.01%00.0%Unchanged
Harbour Investments, Inc.7,806$81.9K0.00%−150−1.9%Reduced
Elequin Capital LP5,339$56.0K0.01%−14,238−72.7%Reduced
Northwestern Mutual Wealth Management Co4,787$50.2K0.00%−4,016−45.6%Reduced
Royal Bank of Canada2,778$29.0K0.00%−824−22.9%Reduced
Zions Bancorporation, N.A.2,010$21.1K0.00%00.0%Unchanged
CWM, LLC1,855$19.0K0.00%−632−25.4%Reduced
Tradition Wealth Management, LLC1,768$19.0K0.00%+52+3.0%Added
US Bancorp1,474$15.5K0.00%−1,026−41.0%Reduced
Bartlett & Co. LLC1,300$14.0K0.00%+500+62.5%Added
Bartlett & Co. Wealth Management LLC1,300$13.6K0.00%+500+62.5%Added
Fortis Group Advisors, LLC909$9.54K0.00%+909New
Stonebridge Capital Advisors LLC844$8.85K0.00%00.0%Unchanged
McIlrath & Eck, LLC805$8.44K0.00%00.0%Unchanged
Larson Financial Group LLC800$8.39K0.00%00.0%Unchanged
LGT Financial Advisors LLC672$7.05K0.01%+672New
TD Waterhouse Canada Inc.667$6.94K0.00%00.0%Unchanged
North Star Investment Management Corp.420$4.40K0.00%00.0%Unchanged
JPMorgan Chase & Co400$4.20K0.00%−6,751−94.4%Reduced
Huntington National Bank–$4.20K0.00%––
Allworth Financial LP400$4.20K0.00%00.0%Unchanged
Global Retirement Partners, LLC410$4.15K0.00%00.0%Unchanged
Coppell Advisory Solutions LLC105$1.15K0.00%00.0%Unchanged
Advent Capital Management0$00.00%−59,048−100.0%Sold out
Private Trust Co NA0$00.00%−36,608−100.0%Sold out
Centaurus Financial, Inc.0$00.00%−16,334−100.0%Sold out
Stifel Financial Corp0$00.00%−15,110−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−12,412−100.0%Sold out
EverSource Wealth Advisors, LLC0$00.00%−331−100.0%Sold out
Venturi Wealth Management, LLC0$00.00%−87−100.0%Sold out
Piershale Financial Group, Inc.––––Not filed