Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +4 vs. Q2 2024
- Shares held
- 10.7M
- +2.35M (+28.3%) vs. Q2 2024
- Total value
- $117.1M
- +$17.9M (+18.1%) vs. Q2 2024
- New holders
- 13
- 32 more added
- Sold out
- 9
- 28 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,570,542 | $18.4M | 0.00% | −133,250−7.8% | Reduced |
| Penserra Capital Management LLC | 996,194 | $11.7M | 0.25% | +996,194 | New |
| Wells Fargo & Company | 745,259 | $8.75M | 0.00% | +6,118+0.8% | Added |
| Guggenheim Capital LLC | 670,431 | $7.87M | 0.06% | −28,316−4.1% | Reduced |
| Advisors Asset Management, Inc. | 492,836 | $5.79M | 0.11% | +109,395+28.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 462,624 | $5.43M | 0.01% | +7,190+1.6% | Added |
| LPL Financial LLC | 434,996 | $5.11M | 0.00% | +8,136+1.9% | Added |
| Raymond James & Associates | 367,906 | $4.32M | 0.00% | −46,176−11.2% | Reduced |
| Koshinski Asset Management, Inc. | 341,488 | $4.01M | 0.35% | +13,044+4.0% | Added |
| Arete Wealth Advisors, LLC | 600,039 | $3.59M | 0.31% | +308,255+105.6% | Added |
| Alpine Global Management, LLC | 298,611 | $3.51M | 0.85% | +298,611 | New |
| Baird Financial Group, Inc. | 289,309 | $3.40M | 0.01% | +7,314+2.6% | Added |
| Boothbay Fund Management, LLC | 289,143 | $3.39M | 0.11% | +289,143 | New |
| Commonwealth Equity Services, LLC | 176,212 | $2.07M | 0.00% | −23,106−11.6% | Reduced |
| Edmonds Duncan Registered Investment Advisors, LLC | 161,054 | $1.89M | 0.42% | +10,469+7.0% | Added |
| Invesco Ltd. | 151,954 | $1.78M | 0.00% | −11,041−6.8% | Reduced |
| UBS Group AG | 144,611 | $1.70M | 0.00% | −8,253−5.4% | Reduced |
| Fca Corp | 141,610 | $1.66M | 0.51% | +7,991+6.0% | Added |
| Formidable Asset Management, LLC | 120,724 | $1.42M | 0.23% | −7,741−6.0% | Reduced |
| Sit Investment Associates Inc | 117,536 | $1.38M | 0.03% | +117,536 | New |
| Advisor Group Holdings, Inc. | 116,873 | $1.37M | 0.00% | −6,424−5.2% | Reduced |
| Cable Car Capital LLC | 100,000 | $1.17M | 1.27% | +100,000 | New |
| Yakira Capital Management, Inc. | 84,189 | $988.4K | 0.38% | +84,189 | New |
| Cambridge Investment Research Advisors, Inc. | 77,632 | $911.0K | 0.00% | +70.0% | Added |
| NWF Advisory Services Inc. | 73,951 | $868.2K | 0.13% | −1,000−1.3% | Reduced |
| Cyndeo Wealth Partners, LLC | 63,409 | $744.4K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 60,265 | $707.5K | 0.00% | −1,375−2.2% | Reduced |
| Bank of America Corp | 59,847 | $702.6K | 0.00% | +7,257+13.8% | Added |
| 9258 Wealth Management, LLC | 59,340 | $696.7K | 0.10% | −304−0.5% | Reduced |
| Modern Wealth Management, LLC | 57,667 | $677.0K | 0.04% | −1,083−1.8% | Reduced |
| PFG Investments, LLC | 56,437 | $662.6K | 0.04% | −5,597−9.0% | Reduced |
| Stolper Co | 56,166 | $659.0K | 0.22% | −830−1.5% | Reduced |
| Royal Bank of Canada | 47,090 | $553.0K | 0.00% | +895+1.9% | Added |
| Shaker Financial Services, LLC | 41,596 | $488.3K | 0.18% | +41,596 | New |
| Wealth Enhancement Advisory Services, LLC | 41,363 | $485.6K | 0.00% | −98,972−70.5% | Reduced |
| Twelve Points Wealth Management LLC | 35,885 | $421.3K | 0.13% | +10.0% | Added |
| Heron Bay Capital Management | 35,114 | $412.2K | 0.09% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 34,580 | $406.0K | 0.02% | +9,688+38.9% | Added |
| Centurion Wealth Management LLC | 31,843 | $373.8K | 0.12% | +31,843 | New |
| Walleye Capital LLC | 31,814 | $373.5K | 0.00% | +31,814 | New |
| Sage Capital Management, LLC | 31,700 | $372.2K | 0.18% | +7,500+31.0% | Added |
| Steward Partners Investment Advisory, LLC | 24,079 | $282.7K | 0.00% | +1,950+8.8% | Added |
| Oxbow Advisors, LLC | 23,409 | $274.8K | 0.03% | +645+2.8% | Added |
| Beacon Pointe Advisors, LLC | 23,073 | $270.9K | 0.00% | −4,300−15.7% | Reduced |
| Windsor Capital Management, LLC | 22,286 | $261.6K | 0.08% | +194+0.9% | Added |
| Comerica Bank | 22,177 | $260.4K | 0.00% | −179−0.8% | Reduced |
| Truist Financial Corp | 22,134 | $259.9K | 0.00% | +362+1.7% | Added |
| Moors & Cabot, Inc. | 21,000 | $246.5K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 20,678 | $242.8K | 0.26% | +524+2.6% | Added |
| Atomi Financial Group, Inc. | 20,213 | $237.3K | 0.01% | −58−0.3% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $218.4K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 17,271 | $202.8K | 0.00% | −3,176−15.5% | Reduced |
| Raymond James Trust N.A. | 16,495 | $193.7K | 0.00% | −2,000−10.8% | Reduced |
| Concurrent Investment Advisors, LLC | 14,751 | $173.2K | 0.01% | −681−4.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 14,630 | $171.8K | 0.02% | −1,811−11.0% | Reduced |
| RSM US Wealth Management LLC | 13,946 | $164.3K | 0.00% | −3,332−19.3% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $162.0K | 0.11% | +2,500+22.1% | Added |
| Jaffetilchin Investment Partners, LLC | 13,475 | $158.2K | 0.01% | −605−4.3% | Reduced |
| Oppenheimer & Co Inc | 13,297 | $156.1K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 13,150 | $154.4K | 0.01% | −10,500−44.4% | Reduced |
| Calton & Associates, Inc. | 12,971 | $152.3K | 0.06% | +12,971 | New |
| Kestra Private Wealth Services, LLC | 12,029 | $141.2K | 0.00% | +46+0.4% | Added |
| Encompass More Asset Management | 11,905 | $139.8K | 0.05% | +11,905 | New |
| Transcend Wealth Collective, LLC | 11,681 | $137.1K | 0.01% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 11,339 | $134.6K | 0.00% | −38,836−77.4% | Reduced |
| Stifel Financial Corp | 11,415 | $134.0K | 0.00% | +168+1.5% | Added |
| Quarry LP | 11,351 | $133.3K | 0.04% | +11,351 | New |
| Park Avenue Securities LLC | 10,575 | $124.0K | 0.00% | −1,128−9.6% | Reduced |
| Capital Investment Advisors, LLC | 10,134 | $119.0K | 0.00% | +10,134 | New |
| Harbour Investments, Inc. | 9,681 | $113.7K | 0.00% | −715−6.9% | Reduced |
| Gilliland Jeter Wealth Management LLC | 5,127 | $60.2K | 0.02% | +145+2.9% | Added |
| Northwestern Mutual Wealth Management Co | 5,087 | $59.7K | 0.00% | +109+2.2% | Added |
| MeadowBrook Investment Advisors LLC | 5,055 | $59.3K | 0.05% | +252+5.2% | Added |
| Larson Financial Group LLC | 3,795 | $44.6K | 0.00% | +2,695+245.0% | Added |
| Zions Bancorporation, N.A. | 2,010 | $23.6K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,956 | $23.0K | 0.00% | +18+0.9% | Added |
| US Bancorp | 1,474 | $17.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,370 | $16.1K | 0.00% | +1,271+1,283.8% | Added |
| Bartlett & Co. Wealth Management LLC | 1,300 | $15.3K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,124 | $13.2K | 0.00% | +400+55.2% | Added |
| Fortis Group Advisors, LLC | 909 | $10.7K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 837 | $9.83K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $9.45K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.52K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | +383+957.5% | Added |
| North Star Investment Management Corp. | 420 | $4.93K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.70K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.70K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.08K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 105 | $1.20K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 407,801 | – | – | +373,065+1,074.0% | Added |
| CNH Partners LLC | 0 | $0 | 0.00% | −79,361−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −15,555−100.0% | Sold out |
| Trust Investment Advisors | 0 | $0 | 0.00% | −11,190−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −3,550−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Abich Financial Wealth Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Voisard Asset Management Group, Inc. | 0 | $0 | 0.00% | −21−100.0% | Sold out |