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Advent Convertible & Income Fund

AVK
Exchange
NYSE
SEC CIK
0001219120

No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
90
−3 vs. Q4 2022
Shares held
8.97M
−761.0K (−7.8%) vs. Q4 2022
Total value
$103.7M
−$2.31M (−2.2%) vs. Q4 2022
New holders
9
25 more added
Sold out
12
35 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 90 institutions
Q1 2021: 82 institutionsQ2 2021: 81 institutionsQ3 2021: 82 institutionsQ4 2021: 89 institutionsQ1 2022: 78 institutionsQ2 2022: 78 institutionsQ3 2022: 79 institutionsQ4 2022: 93 institutionsQ1 2023: 90 institutionsQ2 2023: 88 institutionsQ3 2023: 92 institutionsQ4 2023: 90 institutionsQ1 2024: 88 institutionsQ2 2024: 87 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 87 institutionsQ2 2025: 91 institutionsQ3 2025: 95 institutionsQ4 2025: 98 institutionsQ1 2026: 109 institutionsQ2 2026: 107 institutions
Value heldQ1 2023: $103.7M
Q1 2021: $203.4MQ2 2021: $210.5MQ3 2021: $197.5MQ4 2021: $208.0MQ1 2022: $162.4MQ2 2022: $129.8MQ3 2022: $117.2MQ4 2022: $106.0MQ1 2023: $103.7MQ2 2023: $106.0MQ3 2023: $95.3MQ4 2023: $106.0MQ1 2024: $101.7MQ2 2024: $99.1MQ3 2024: $117.1MQ4 2024: $180.0MQ1 2025: $170.4MQ2 2025: $174.3MQ3 2025: $174.0MQ4 2025: $160.9MQ1 2026: $136.8MQ2 2026: $159.8M
Institutions holding AVK and their total value by quarter
QuarterHoldersValue
Q2 2026107$159.8M
Q1 2026109$136.8M
Q4 202598$160.9M
Q3 202595$174.0M
Q2 202591$174.3M
Q1 202587$170.4M
Q4 202491$180.0M
Q3 202491$117.1M
Q2 202487$99.1M
Q1 202488$101.7M
Q4 202390$106.0M
Q3 202392$95.3M
Q2 202388$106.0M
Q1 202390$103.7M
Q4 202293$106.0M
Q3 202279$117.2M
Q2 202278$129.8M
Q1 202278$162.4M
Q4 202189$208.0M
Q3 202182$197.5M
Q2 202181$210.5M
Q1 202182$203.4M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2022.

Institutions holding AVK in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley2,801,118$32.4M0.00%−319,062−10.2%Reduced
Advisors Asset Management, Inc.718,307$8.30M0.17%−13,277−1.8%Reduced
Wells Fargo & Company607,058$7.02M0.00%+29,979+5.2%Added
Guggenheim Capital LLC465,812$5.38M0.05%−55,124−10.6%Reduced
Raymond James Financial Services Advisors, Inc.394,146$4.56M0.01%+63,157+19.1%Added
Raymond James & Associates389,330$4.50M0.00%−41,895−9.7%Reduced
Commonwealth Equity Services, LLC355,407$4.11M0.01%+41,242+13.1%Added
Arete Wealth Advisors, LLC265,907$3.07M0.25%+57,634+27.7%Added
UBS Group AG243,564$2.82M0.00%−4,768−1.9%Reduced
LPL Financial LLC224,003$2.59M0.00%+18,414+9.0%Added
Bank of America Corp204,283$2.36M0.00%−4,043−1.9%Reduced
Advisor Group Holdings, Inc.184,900$2.14M0.00%+35,197+23.5%Added
Invesco Ltd.161,949$1.87M0.00%+25,113+18.4%Added
Edmonds Duncan Registered Investment Advisors, LLC132,426$1.53M0.47%−2,115−1.6%Reduced
Formidable Asset Management, LLC121,359$1.41M0.30%+1,301+1.1%Added
Shaker Financial Services, LLC83,420$964.3K0.42%−13,643−14.1%Reduced
Fca Corp78,157$903.5K0.34%+2,834+3.8%Added
NWF Advisory Services Inc.76,785$899.9K0.21%+76,785New
Baird Financial Group, Inc.67,826$784.1K0.00%−434−0.6%Reduced
9258 Wealth Management, LLC65,296$754.8K0.15%−7,842−10.7%Reduced
Cyndeo Wealth Partners, LLC65,084$752.4K0.08%+23,838+57.8%Added
Wealth Management Solutions, LLC63,655$735.9K0.42%+13,937+28.0%Added
GWM Advisors LLC62,815$719.3K0.01%+2,355+3.9%Added
Cambridge Investment Research Advisors, Inc.60,245$696.0K0.00%+2,184+3.8%Added
Advent Capital Management59,048$682.6K0.01%00.0%Unchanged
Oxbow Advisors, LLC57,266$662.0K0.12%+550+1.0%Added
Stolper Co56,434$652.0K0.28%−1,397−2.4%Reduced
FourThought Financial Partners, LLC45,711$528.4K0.07%+2,889+6.7%Added
Advisory Services Network, LLC44,130$510.1K0.01%+6,550+17.4%Added
Avantax Advisory Services, Inc.42,793$494.7K0.01%−5,502−11.4%Reduced
Steward Partners Investment Advisory, LLC39,386$455.3K0.01%−5,599−12.4%Reduced
Twelve Points Wealth Management LLC38,999$450.8K0.26%−1,183−2.9%Reduced
Private Trust Co NA37,642$435.1K0.06%00.0%Unchanged
Heron Bay Capital Management35,114$405.9K0.16%00.0%Unchanged
Envestnet Asset Management Inc30,809$356.2K0.00%+6,576+27.1%Added
International Assets Investment Management, LLC29,447$340.4K0.05%−2,355−7.4%Reduced
Ameritas Advisory Services, LLC28,627$330.9K0.02%−27,164−48.7%Reduced
Rockefeller Capital Management L.P.26,835$310.0K0.00%+269+1.0%Added
Mariner, LLC25,904$299.0K0.00%−8,427−24.5%Reduced
Windsor Capital Management, LLC25,267$292.1K0.10%−1,551−5.8%Reduced
Truist Financial Corp24,712$285.7K0.00%−89−0.4%Reduced
Mutual Advisors, LLC24,196$279.7K0.01%−664−2.7%Reduced
Pinnacle Wealth Planning Services, Inc.21,968$254.0K0.04%−984−4.3%Reduced
Cresset Asset Management, LLC21,884$253.0K0.01%+5,573+34.2%Added
Vanguard Capital Wealth Advisors21,224$245.4K0.24%+21,224New
Centaurus Financial, Inc.20,843$241.0K0.02%−1,729−7.7%Reduced
Wolverine Asset Management LLC19,557$226.1K0.00%−149,289−88.4%Reduced
The PNC Financial Services Group, Inc.19,546$226.0K0.00%+941+5.1%Added
Atria Wealth Solutions, Inc.19,111$220.9K0.00%+22+0.1%Added
Park Avenue Securities LLC18,343$212.0K0.00%−3,109−14.5%Reduced
Stifel Financial Corp16,859$194.9K0.00%+11+0.1%Added
Atomi Financial Group, Inc.16,500$190.7K0.11%+16,500New
Nations Financial Group Inc,16,315$188.6K0.02%−1,415−8.0%Reduced
Landscape Capital Management, L.L.C.14,994$173.3K0.02%−19,844−57.0%Reduced
Oppenheimer & Co Inc14,097$163.0K0.00%00.0%Unchanged
Cetera Investment Advisers13,018$150.5K0.00%−371−2.8%Reduced
Capital Investment Advisors, LLC12,697$146.8K0.00%00.0%Unchanged
Sowell Financial Services LLC11,814$137.0K0.01%+11,814New
Transcend Wealth Collective, LLC11,681$135.0K0.01%00.0%Unchanged
Centurion Wealth Management LLC11,616$134.3K0.07%00.0%Unchanged
Spire Wealth Management11,616$134.3K0.01%+10,095+663.7%Added
Raymond James Trust N.A.11,269$130.0K0.00%+11,269New
Melfa Wealth Management, LLC11,078$128.1K0.13%−422−3.7%Reduced
Kestra Private Wealth Services, LLC11,014$127.3K0.01%+11,014New
Northwestern Mutual Wealth Management Co8,803$101.8K0.00%00.0%Unchanged
Elequin Capital LP8,005$92.5K0.07%−16,615−67.5%Reduced
Harbour Investments, Inc.7,956$92.0K0.01%+7,775+4,295.6%Added
JPMorgan Chase & Co5,546$64.6K0.00%−788−12.4%Reduced
Piershale Financial Group, Inc.5,434$62.8K0.05%+114+2.1%Added
Royal Bank of Canada2,813$33.0K0.00%−21,082−88.2%Reduced
US Bancorp2,500$28.9K0.00%00.0%Unchanged
CWM, LLC2,155$25.0K0.00%−251−10.4%Reduced
Zions Bancorporation, N.A.2,010$23.2K0.00%00.0%Unchanged
BDO Wealth Advisors, LLC1,803$20.8K0.00%+1,803New
Gradient Investments LLC1,789$20.7K0.00%+1,789New
IFP Advisors, Inc1,325$20.6K0.00%−1,130−46.0%Reduced
Tradition Wealth Management, LLC1,681$19.0K0.00%00.0%Unchanged
McIlrath & Eck, LLC805$9.31K0.00%00.0%Unchanged
Larson Financial Group LLC800$9.25K0.00%00.0%Unchanged
Bartlett & Co. Wealth Management LLC800$9.25K0.00%00.0%Unchanged
Bartlett & Co. LLC800$9.00K0.00%00.0%Unchanged
TD Waterhouse Canada Inc.667$7.75K0.00%00.0%Unchanged
North Star Investment Management Corp.420$4.85K0.00%00.0%Unchanged
Global Retirement Partners, LLC410$4.76K0.00%−17,296−97.7%Reduced
Huntington National Bank–$4.62K0.00%––
Allworth Financial LP400$4.62K0.00%00.0%Unchanged
EverSource Wealth Advisors, LLC331$3.83K0.00%00.0%Unchanged
Chilton Capital Management LLC210$2.43K0.00%+210New
Geneos Wealth Management Inc.99$1.14K0.00%−10,000−99.0%Reduced
Asset Dedication, LLC26$00.00%00.0%Unchanged
Koshinski Asset Management, Inc.0$00.00%−422,209−100.0%Sold out
First Trust Advisors LP0$00.00%−23,481−100.0%Sold out
Kestra Advisory Services, LLC0$00.00%−12,181−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−12,167−100.0%Sold out
Calton & Associates, Inc.0$00.00%−10,739−100.0%Sold out
We Are One Seven, LLC0$00.00%−10,715−100.0%Sold out
Coldstream Capital Management Inc0$00.00%−10,026−100.0%Sold out
High Net Worth Advisory Group LLC0$00.00%−5,557−100.0%Sold out
Money Concepts Capital Corp0$00.00%−3,290−100.0%Sold out
Accurate Wealth Management, LLC0$00.00%−742−100.0%Sold out