Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- −3 vs. Q4 2022
- Shares held
- 8.97M
- −761.0K (−7.8%) vs. Q4 2022
- Total value
- $103.7M
- −$2.31M (−2.2%) vs. Q4 2022
- New holders
- 9
- 25 more added
- Sold out
- 12
- 35 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 99 | $1.14K | 0.00% | −10,000−99.0% | Reduced |
| Chilton Capital Management LLC | 210 | $2.43K | 0.00% | +210 | New |
| EverSource Wealth Advisors, LLC | 331 | $3.83K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $4.62K | 0.00% | – | – |
| Allworth Financial LP | 400 | $4.62K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 410 | $4.76K | 0.00% | −17,296−97.7% | Reduced |
| North Star Investment Management Corp. | 420 | $4.85K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $7.75K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 800 | $9.25K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $9.25K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $9.31K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $19.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,325 | $20.6K | 0.00% | −1,130−46.0% | Reduced |
| Gradient Investments LLC | 1,789 | $20.7K | 0.00% | +1,789 | New |
| BDO Wealth Advisors, LLC | 1,803 | $20.8K | 0.00% | +1,803 | New |
| Zions Bancorporation, N.A. | 2,010 | $23.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,155 | $25.0K | 0.00% | −251−10.4% | Reduced |
| US Bancorp | 2,500 | $28.9K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,813 | $33.0K | 0.00% | −21,082−88.2% | Reduced |
| Piershale Financial Group, Inc. | 5,434 | $62.8K | 0.05% | +114+2.1% | Added |
| JPMorgan Chase & Co | 5,546 | $64.6K | 0.00% | −788−12.4% | Reduced |
| Harbour Investments, Inc. | 7,956 | $92.0K | 0.01% | +7,775+4,295.6% | Added |
| Elequin Capital LP | 8,005 | $92.5K | 0.07% | −16,615−67.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 8,803 | $101.8K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 11,014 | $127.3K | 0.01% | +11,014 | New |
| Melfa Wealth Management, LLC | 11,078 | $128.1K | 0.13% | −422−3.7% | Reduced |
| Raymond James Trust N.A. | 11,269 | $130.0K | 0.00% | +11,269 | New |
| Centurion Wealth Management LLC | 11,616 | $134.3K | 0.07% | 00.0% | Unchanged |
| Spire Wealth Management | 11,616 | $134.3K | 0.01% | +10,095+663.7% | Added |
| Transcend Wealth Collective, LLC | 11,681 | $135.0K | 0.01% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 11,814 | $137.0K | 0.01% | +11,814 | New |
| Capital Investment Advisors, LLC | 12,697 | $146.8K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 13,018 | $150.5K | 0.00% | −371−2.8% | Reduced |
| Oppenheimer & Co Inc | 14,097 | $163.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 14,994 | $173.3K | 0.02% | −19,844−57.0% | Reduced |
| Nations Financial Group Inc, | 16,315 | $188.6K | 0.02% | −1,415−8.0% | Reduced |
| Atomi Financial Group, Inc. | 16,500 | $190.7K | 0.11% | +16,500 | New |
| Stifel Financial Corp | 16,859 | $194.9K | 0.00% | +11+0.1% | Added |
| Park Avenue Securities LLC | 18,343 | $212.0K | 0.00% | −3,109−14.5% | Reduced |
| Atria Wealth Solutions, Inc. | 19,111 | $220.9K | 0.00% | +22+0.1% | Added |
| The PNC Financial Services Group, Inc. | 19,546 | $226.0K | 0.00% | +941+5.1% | Added |
| Wolverine Asset Management LLC | 19,557 | $226.1K | 0.00% | −149,289−88.4% | Reduced |
| Centaurus Financial, Inc. | 20,843 | $241.0K | 0.02% | −1,729−7.7% | Reduced |
| Vanguard Capital Wealth Advisors | 21,224 | $245.4K | 0.24% | +21,224 | New |
| Cresset Asset Management, LLC | 21,884 | $253.0K | 0.01% | +5,573+34.2% | Added |
| Pinnacle Wealth Planning Services, Inc. | 21,968 | $254.0K | 0.04% | −984−4.3% | Reduced |
| Mutual Advisors, LLC | 24,196 | $279.7K | 0.01% | −664−2.7% | Reduced |
| Truist Financial Corp | 24,712 | $285.7K | 0.00% | −89−0.4% | Reduced |
| Windsor Capital Management, LLC | 25,267 | $292.1K | 0.10% | −1,551−5.8% | Reduced |
| Mariner, LLC | 25,904 | $299.0K | 0.00% | −8,427−24.5% | Reduced |
| Rockefeller Capital Management L.P. | 26,835 | $310.0K | 0.00% | +269+1.0% | Added |
| Ameritas Advisory Services, LLC | 28,627 | $330.9K | 0.02% | −27,164−48.7% | Reduced |
| International Assets Investment Management, LLC | 29,447 | $340.4K | 0.05% | −2,355−7.4% | Reduced |
| Envestnet Asset Management Inc | 30,809 | $356.2K | 0.00% | +6,576+27.1% | Added |
| Heron Bay Capital Management | 35,114 | $405.9K | 0.16% | 00.0% | Unchanged |
| Private Trust Co NA | 37,642 | $435.1K | 0.06% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 38,999 | $450.8K | 0.26% | −1,183−2.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 39,386 | $455.3K | 0.01% | −5,599−12.4% | Reduced |
| Avantax Advisory Services, Inc. | 42,793 | $494.7K | 0.01% | −5,502−11.4% | Reduced |
| Advisory Services Network, LLC | 44,130 | $510.1K | 0.01% | +6,550+17.4% | Added |
| FourThought Financial Partners, LLC | 45,711 | $528.4K | 0.07% | +2,889+6.7% | Added |
| Stolper Co | 56,434 | $652.0K | 0.28% | −1,397−2.4% | Reduced |
| Oxbow Advisors, LLC | 57,266 | $662.0K | 0.12% | +550+1.0% | Added |
| Advent Capital Management | 59,048 | $682.6K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 60,245 | $696.0K | 0.00% | +2,184+3.8% | Added |
| GWM Advisors LLC | 62,815 | $719.3K | 0.01% | +2,355+3.9% | Added |
| Wealth Management Solutions, LLC | 63,655 | $735.9K | 0.42% | +13,937+28.0% | Added |
| Cyndeo Wealth Partners, LLC | 65,084 | $752.4K | 0.08% | +23,838+57.8% | Added |
| 9258 Wealth Management, LLC | 65,296 | $754.8K | 0.15% | −7,842−10.7% | Reduced |
| Baird Financial Group, Inc. | 67,826 | $784.1K | 0.00% | −434−0.6% | Reduced |
| NWF Advisory Services Inc. | 76,785 | $899.9K | 0.21% | +76,785 | New |
| Fca Corp | 78,157 | $903.5K | 0.34% | +2,834+3.8% | Added |
| Shaker Financial Services, LLC | 83,420 | $964.3K | 0.42% | −13,643−14.1% | Reduced |
| Formidable Asset Management, LLC | 121,359 | $1.41M | 0.30% | +1,301+1.1% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 132,426 | $1.53M | 0.47% | −2,115−1.6% | Reduced |
| Invesco Ltd. | 161,949 | $1.87M | 0.00% | +25,113+18.4% | Added |
| Advisor Group Holdings, Inc. | 184,900 | $2.14M | 0.00% | +35,197+23.5% | Added |
| Bank of America Corp | 204,283 | $2.36M | 0.00% | −4,043−1.9% | Reduced |
| LPL Financial LLC | 224,003 | $2.59M | 0.00% | +18,414+9.0% | Added |
| UBS Group AG | 243,564 | $2.82M | 0.00% | −4,768−1.9% | Reduced |
| Arete Wealth Advisors, LLC | 265,907 | $3.07M | 0.25% | +57,634+27.7% | Added |
| Commonwealth Equity Services, LLC | 355,407 | $4.11M | 0.01% | +41,242+13.1% | Added |
| Raymond James & Associates | 389,330 | $4.50M | 0.00% | −41,895−9.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 394,146 | $4.56M | 0.01% | +63,157+19.1% | Added |
| Guggenheim Capital LLC | 465,812 | $5.38M | 0.05% | −55,124−10.6% | Reduced |
| Wells Fargo & Company | 607,058 | $7.02M | 0.00% | +29,979+5.2% | Added |
| Advisors Asset Management, Inc. | 718,307 | $8.30M | 0.17% | −13,277−1.8% | Reduced |
| Morgan Stanley | 2,801,118 | $32.4M | 0.00% | −319,062−10.2% | Reduced |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −422,209−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −23,481−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −12,181−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,167−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −10,739−100.0% | Sold out |
| We Are One Seven, LLC | 0 | $0 | 0.00% | −10,715−100.0% | Sold out |
| Coldstream Capital Management Inc | 0 | $0 | 0.00% | −10,026−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −5,557−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −3,290−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −742−100.0% | Sold out |