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Advent Convertible & Income Fund

AVK
Exchange
NYSE
SEC CIK
0001219120

No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.

13F holders, Q4 2023

Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
90
−1 vs. Q3 2023
Shares held
9.31M
+280.4K (+3.1%) vs. Q3 2023
Total value
$106.0M
+$11.3M (+11.9%) vs. Q3 2023
New holders
8
32 more added
Sold out
9
28 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 90 institutions
Q1 2021: 82 institutionsQ2 2021: 81 institutionsQ3 2021: 82 institutionsQ4 2021: 89 institutionsQ1 2022: 78 institutionsQ2 2022: 78 institutionsQ3 2022: 79 institutionsQ4 2022: 93 institutionsQ1 2023: 90 institutionsQ2 2023: 88 institutionsQ3 2023: 92 institutionsQ4 2023: 90 institutionsQ1 2024: 88 institutionsQ2 2024: 87 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 87 institutionsQ2 2025: 91 institutionsQ3 2025: 95 institutionsQ4 2025: 98 institutionsQ1 2026: 109 institutionsQ2 2026: 107 institutions
Value heldQ4 2023: $106.0M
Q1 2021: $203.4MQ2 2021: $210.5MQ3 2021: $197.5MQ4 2021: $208.0MQ1 2022: $162.4MQ2 2022: $129.8MQ3 2022: $117.2MQ4 2022: $106.0MQ1 2023: $103.7MQ2 2023: $106.0MQ3 2023: $95.3MQ4 2023: $106.0MQ1 2024: $101.7MQ2 2024: $99.1MQ3 2024: $117.1MQ4 2024: $180.0MQ1 2025: $170.4MQ2 2025: $174.3MQ3 2025: $174.0MQ4 2025: $160.9MQ1 2026: $136.8MQ2 2026: $159.8M
Institutions holding AVK and their total value by quarter
QuarterHoldersValue
Q2 2026107$159.8M
Q1 2026109$136.8M
Q4 202598$160.9M
Q3 202595$174.0M
Q2 202591$174.3M
Q1 202587$170.4M
Q4 202491$180.0M
Q3 202491$117.1M
Q2 202487$99.1M
Q1 202488$101.7M
Q4 202390$106.0M
Q3 202392$95.3M
Q2 202388$106.0M
Q1 202390$103.7M
Q4 202293$106.0M
Q3 202279$117.2M
Q2 202278$129.8M
Q1 202278$162.4M
Q4 202189$208.0M
Q3 202182$197.5M
Q2 202181$210.5M
Q1 202182$203.4M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2023.

Institutions holding AVK in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley1,997,342$22.7M0.00%−271,647−12.0%Reduced
Wells Fargo & Company738,762$8.41M0.00%+34,251+4.9%Added
Guggenheim Capital LLC495,150$5.63M0.04%+18,619+3.9%Added
Koshinski Asset Management, Inc.457,085$5.20M0.79%+175,684+62.4%Added
Raymond James & Associates438,201$4.99M0.00%+61,854+16.4%Added
Raymond James Financial Services Advisors, Inc.429,650$4.89M0.01%+5,321+1.3%Added
LPL Financial LLC365,356$4.16M0.00%+56,498+18.3%Added
Advisors Asset Management, Inc.320,996$3.65M0.07%−124,796−28.0%Reduced
Arete Wealth Advisors, LLC303,880$3.46M0.26%+10,277+3.5%Added
Commonwealth Equity Services, LLC286,373$3.26M0.01%−75,111−20.8%Reduced
Wolverine Asset Management LLC253,604$2.89M0.05%+216,285+579.6%Added
CNH Partners LLC243,194$2.77M0.11%+169,986+232.2%Added
UBS Group AG231,128$2.63M0.00%−11,773−4.8%Reduced
Shaker Financial Services, LLC227,821$2.59M1.06%+17,138+8.1%Added
Invesco Ltd.165,876$1.89M0.00%+5,686+3.5%Added
Baird Financial Group, Inc.158,723$1.81M0.00%+13,443+9.3%Added
Advisor Group Holdings, Inc.156,032$1.78M0.00%−96,755−38.3%Reduced
Edmonds Duncan Registered Investment Advisors, LLC148,511$1.69M0.44%+3,884+2.7%Added
Formidable Asset Management, LLC133,961$1.52M0.33%+1,525+1.2%Added
Wealth Enhancement Advisory Services, LLC128,401$1.46M0.00%−6,945−5.1%Reduced
Landscape Capital Management, L.L.C.126,670$1.44M0.13%+96,761+323.5%Added
Bank of America Corp117,726$1.34M0.00%−50,023−29.8%Reduced
Fca Corp96,531$1.10M0.38%−10,276−9.6%Reduced
NWF Advisory Services Inc.75,446$858.6K0.17%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.68,857$784.0K0.00%+3,067+4.7%Added
Flow State Investments, L.P.67,380$766.8K0.26%+53,214+375.6%Added
Cyndeo Wealth Partners, LLC63,409$721.6K0.07%00.0%Unchanged
GWM Advisors LLC62,592$719.7K0.01%+3,770+6.4%Added
9258 Wealth Management, LLC58,515$665.9K0.12%−3,824−6.1%Reduced
Stolper Co55,372$630.0K0.25%+1,019+1.9%Added
Advisor Resource Council55,105$627.1K0.07%+55,105New
FourThought Financial Partners, LLC54,047$615.0K0.08%−1,238−2.2%Reduced
Comerica Bank43,033$489.7K0.00%+7,823+22.2%Added
Twelve Points Wealth Management LLC35,881$408.3K0.19%−2,995−7.7%Reduced
Heron Bay Capital Management35,114$399.6K0.09%00.0%Unchanged
Steward Partners Investment Advisory, LLC34,709$395.0K0.01%−4,151−10.7%Reduced
International Assets Investment Management, LLC32,161$366.0K0.05%−2,127−6.2%Reduced
Beacon Pointe Advisors, LLC31,558$359.1K0.00%−1,460−4.4%Reduced
Mariner, LLC27,711$315.4K0.00%+5,038+22.2%Added
Avantax Advisory Services, Inc.25,633$291.7K0.00%−1,372−5.1%Reduced
Envestnet Asset Management Inc23,402$266.3K0.00%−536−2.2%Reduced
Rockefeller Capital Management L.P.23,306$265.2K0.00%−5,604−19.4%Reduced
Truist Financial Corp22,348$254.3K0.00%−587−2.6%Reduced
Oxbow Advisors, LLC21,978$250.1K0.04%+703+3.3%Added
Centurion Wealth Management LLC21,729$247.3K0.11%00.0%Unchanged
Spire Wealth Management21,729$246.2K0.01%00.0%Unchanged
Windsor Capital Management, LLC21,621$246.0K0.08%−74−0.3%Reduced
Vanguard Capital Wealth Advisors21,597$245.8K0.20%+1,927+9.8%Added
Elequin Capital LP19,927$226.8K0.07%+14,588+273.2%Added
Sage Capital Management, LLC19,500$221.9K0.13%+19,500New
The PNC Financial Services Group, Inc.18,605$211.7K0.00%00.0%Unchanged
CoreCap Advisors, LLC17,370$197.7K0.01%+6,820+64.6%Added
Pinnacle Wealth Planning Services, Inc.17,017$193.7K0.03%−3,277−16.1%Reduced
Atomi Financial Group, Inc.15,619$177.7K0.02%−881−5.3%Reduced
Oppenheimer & Co Inc13,997$159.3K0.00%−3,000−17.7%Reduced
Ameritas Advisory Services, LLC13,034$156.8K0.01%−12,270−48.5%Reduced
Concurrent Investment Advisors, LLC13,754$156.5K0.01%+13,754New
Cetera Investment Advisers13,352$151.9K0.00%−404−2.9%Reduced
Capital Investment Advisors, LLC12,419$141.3K0.00%+1,000+8.8%Added
Park Avenue Securities LLC11,716$133.0K0.00%−3,287−21.9%Reduced
Transcend Wealth Collective, LLC11,681$132.9K0.01%00.0%Unchanged
Cetera Advisor Networks LLC11,273$128.3K0.00%+1,143+11.3%Added
Raymond James Trust N.A.11,269$128.2K0.00%00.0%Unchanged
Melfa Wealth Management, LLC11,246$128.0K0.12%+61+0.5%Added
Nations Financial Group Inc,10,990$125.1K0.01%−1,832−14.3%Reduced
Harbour Investments, Inc.9,396$106.9K0.00%+1,590+20.4%Added
MeadowBrook Investment Advisors LLC4,803$54.7K0.05%+4,803New
Northwestern Mutual Wealth Management Co4,787$54.5K0.00%00.0%Unchanged
JPMorgan Chase & Co3,581$40.8K0.00%+3,181+795.3%Added
Royal Bank of Canada2,778$32.0K0.00%00.0%Unchanged
Zions Bancorporation, N.A.2,010$22.9K0.00%00.0%Unchanged
CWM, LLC1,855$21.0K0.00%00.0%Unchanged
Tradition Wealth Management, LLC1,830$21.0K0.00%+62+3.5%Added
Fortis Group Advisors, LLC1,818$20.7K0.01%+909+100.0%Added
Baystate Wealth Management LLC1,532$17.4K0.00%+1,532New
US Bancorp1,474$16.8K0.00%00.0%Unchanged
Bartlett & Co. Wealth Management LLC1,300$15.1K0.00%00.0%Unchanged
Bartlett & Co. LLC1,300$15.0K0.00%00.0%Unchanged
McIlrath & Eck, LLC805$9.16K0.00%00.0%Unchanged
TD Waterhouse Canada Inc.667$7.52K0.00%00.0%Unchanged
American National Bank565$6.43K0.00%+565New
North Star Investment Management Corp.420$4.78K0.00%00.0%Unchanged
Global Retirement Partners, LLC410$4.63K0.00%00.0%Unchanged
Huntington National Bank–$4.55K0.00%––
Allworth Financial LP400$4.55K0.00%00.0%Unchanged
Advisory Services Network, LLC279$3.18K0.00%−12,129−97.8%Reduced
Coppell Advisory Solutions LLC105$1.20K0.00%00.0%Unchanged
Geneos Wealth Management Inc.99$1.13K0.00%−10,000−99.0%Reduced
Venturi Wealth Management, LLC93$1.06K0.00%+93New
FMR LLC1$110.00%+1New
LGT Financial Advisors LLC0$00.00%−672−100.0%Sold out
Cresset Asset Management, LLC0$00.00%−22,668−100.0%Sold out
Atria Wealth Solutions, Inc.0$00.00%−17,538−100.0%Sold out
Kestra Private Wealth Services, LLC0$00.00%−13,993−100.0%Sold out
Calton & Associates, Inc.0$00.00%−11,580−100.0%Sold out
Jaffetilchin Investment Partners, LLC0$00.00%−10,998−100.0%Sold out
Ieq Capital, LLC0$00.00%−10,570−100.0%Sold out
Stonebridge Capital Advisors LLC0$00.00%−844−100.0%Sold out
Larson Financial Group LLC0$00.00%−800−100.0%Sold out
Wealth Management Solutions, LLC––––Not filed