Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −8 vs. Q4 2021
- Shares held
- 10.4M
- −837.4K (−7.5%) vs. Q4 2021
- Total value
- $162.4M
- −$44.3M (−21.4%) vs. Q4 2021
- New holders
- 8
- 28 more added
- Sold out
- 16
- 19 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 252 | $4.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 259 | $4.00K | 0.00% | +259 | New |
| Huntington National Bank | – | $6.00K | 0.00% | – | – |
| Larson Financial Group LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $7.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 600 | $9.00K | 0.00% | +600 | New |
| TD Waterhouse Canada Inc. | 667 | $10.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 687 | $11.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 752 | $12.0K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $12.5K | 0.00% | +800 | New |
| Allworth Financial LP | 819 | $13.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $13.0K | 0.00% | +800 | New |
| Addison Advisors LLC | 1,213 | $19.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $26.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,815 | $28.0K | 0.00% | −76−4.0% | Reduced |
| Zions Bancorporation, N.A. | 2,010 | $31.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,892 | $45.0K | 0.00% | +2,892 | New |
| Institutional & Family Asset Management, LLC | 4,058 | $64.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $69.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,569 | $72.0K | 0.00% | −9,969−68.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 6,326 | $99.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 8,255 | $129.3K | 0.00% | +755+10.1% | Added |
| Geneos Wealth Management Inc. | 10,099 | $158.0K | 0.01% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 11,192 | $175.0K | 0.01% | −958−7.9% | Reduced |
| High Net Worth Advisory Group LLC | 11,431 | $179.0K | 0.07% | +3,531+44.7% | Added |
| Transcend Wealth Collective, LLC | 11,681 | $183.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 12,410 | $194.0K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 12,682 | $199.0K | 0.00% | +1,000+8.6% | Added |
| Global Retirement Partners, LLC | 18,130 | $238.0K | 0.02% | +18,130 | New |
| We Are One Seven, LLC | 16,340 | $256.0K | 0.03% | −66−0.4% | Reduced |
| Capital Investment Advisors, LLC | 16,572 | $260.0K | 0.01% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 17,482 | $274.0K | 0.05% | +45+0.3% | Added |
| The PNC Financial Services Group, Inc. | 18,605 | $291.0K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 19,904 | $312.0K | 0.01% | +19,904 | New |
| Nations Financial Group Inc, | 20,908 | $327.0K | 0.04% | +750+3.7% | Added |
| Truist Financial Corp | 22,273 | $349.0K | 0.00% | +508+2.3% | Added |
| Spire Wealth Management | 23,950 | $375.0K | 0.01% | +387+1.6% | Added |
| FourThought Financial, LLC | 24,528 | $384.0K | 0.05% | +1,510+6.6% | Added |
| Park Avenue Securities LLC | 26,434 | $414.0K | 0.01% | −266−1.0% | Reduced |
| Rockefeller Capital Management L.P. | 26,621 | $416.0K | 0.00% | −1,195−4.3% | Reduced |
| Windsor Capital Management, LLC | 28,030 | $438.0K | 0.14% | +90+0.3% | Added |
| Stifel Financial Corp | 28,262 | $443.0K | 0.00% | −5,127−15.4% | Reduced |
| Heron Bay Capital Management | 35,114 | $550.0K | 0.27% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 37,422 | $586.0K | 0.03% | +4,837+14.8% | Added |
| Ameritas Advisory Services, LLC | 42,787 | $670.0K | 0.02% | +1,717+4.2% | Added |
| Stolper Co | 43,146 | $676.0K | 0.29% | +3,417+8.6% | Added |
| Royal Bank of Canada | 45,904 | $718.0K | 0.00% | +6,050+15.2% | Added |
| Twelve Points Wealth Management LLC | 49,808 | $780.0K | 0.58% | −445−0.9% | Reduced |
| Quad-Cities Investment Group, LLC | 52,317 | $819.0K | 0.52% | +1,764+3.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,960 | $845.0K | 0.00% | −767−1.4% | Reduced |
| Wealth Management Solutions, LLC | 54,959 | $861.0K | 0.45% | +81+0.1% | Added |
| GWM Advisors LLC | 56,701 | $888.0K | 0.02% | +5,200+10.1% | Added |
| Advent Capital Management | 59,048 | $925.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 61,511 | $963.0K | 0.01% | +1,930+3.2% | Added |
| Baird Financial Group, Inc. | 63,391 | $993.0K | 0.00% | −43,938−40.9% | Reduced |
| Fca Corp | 72,207 | $1.13M | 0.39% | +72,207 | New |
| Avantax Advisory Services, Inc. | 79,836 | $1.25M | 0.02% | −33,686−29.7% | Reduced |
| 9258 Wealth Management, LLC | 94,942 | $1.49M | 0.34% | +1,741+1.9% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 110,650 | $1.73M | 0.51% | +428+0.4% | Added |
| Oxbow Advisors, LLC | 114,695 | $1.80M | 0.18% | +1,307+1.2% | Added |
| First Trust Advisors LP | 116,763 | $1.83M | 0.00% | −15,212−11.5% | Reduced |
| Invesco Ltd. | 121,885 | $1.91M | 0.00% | +25,438+26.4% | Added |
| Formidable Asset Management, LLC | 125,206 | $1.96M | 0.38% | +95,600+322.9% | Added |
| Commonwealth Equity Services, LLC | 133,556 | $2.09M | 0.00% | +31,718+31.1% | Added |
| LPL Financial LLC | 157,255 | $2.46M | 0.00% | −2,343−1.5% | Reduced |
| Arete Wealth Advisors, LLC | 225,750 | $3.54M | 0.30% | +9,809+4.5% | Added |
| Advisor Group Holdings, Inc. | 279,604 | $4.38M | 0.01% | −3,020−1.1% | Reduced |
| UBS Group AG | 329,896 | $5.17M | 0.00% | −59,171−15.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 346,493 | $5.43M | 0.01% | +1,673+0.5% | Added |
| Bank of America Corp | 377,510 | $5.91M | 0.00% | −58,958−13.5% | Reduced |
| Koshinski Asset Management, Inc. | 397,928 | $6.23M | 0.51% | −13,099−3.2% | Reduced |
| Wells Fargo & Company | 460,331 | $7.21M | 0.00% | +25,884+6.0% | Added |
| Morgan Stanley | 504,949 | $7.91M | 0.00% | +40,194+8.6% | Added |
| Guggenheim Capital LLC | 768,373 | $12.0M | 0.07% | −98,305−11.3% | Reduced |
| Raymond James & Associates | 815,819 | $12.8M | 0.01% | +27,301+3.5% | Added |
| Parametric Portfolio Associates LLC | 3,662,085 | $57.3M | 0.03% | −237,705−6.1% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −460,377−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −72,127−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −70,695−100.0% | Sold out |
| Andrew Hill Investment Advisors, Inc. | 0 | $0 | 0.00% | −19,531−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −11,407−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −11,360−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,565−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −2,908−100.0% | Sold out |
| Stephenson National Bank & Trust | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −371−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −244−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −282−100.0% | Sold out |
| Investmark Advisory Group LLC | 0 | $0 | 0.00% | −70−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |