Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +1 vs. Q4 2023
- Shares held
- 8.52M
- −785.2K (−8.4%) vs. Q4 2023
- Total value
- $101.7M
- −$4.19M (−4.0%) vs. Q4 2023
- New holders
- 11
- 30 more added
- Sold out
- 10
- 30 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 40 | $0 | 0.00% | −1,815−97.8% | Reduced |
| Kozak & Associates, Inc. | 28 | $336 | 0.00% | +28 | New |
| NBC Securities, Inc. | 0 | $1.00K | 0.00% | 0 | New |
| Venturi Wealth Management, LLC | 96 | $1.15K | 0.00% | +3+3.2% | Added |
| Geneos Wealth Management Inc. | 99 | $1.18K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 100 | $1.19K | 0.00% | −253,504−100.0% | Reduced |
| Assetmark, Inc | 262 | $3.13K | 0.00% | +262 | New |
| JPMorgan Chase & Co | 400 | $4.78K | 0.00% | −3,181−88.8% | Reduced |
| Allworth Financial LP | 400 | $4.78K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $5.01K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.91K | 0.00% | +495 | New |
| TD Waterhouse Canada Inc. | 667 | $7.87K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 724 | $8.64K | 0.00% | +314+76.6% | Added |
| McIlrath & Eck, LLC | 805 | $9.61K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 909 | $10.9K | 0.00% | −909−50.0% | Reduced |
| FNY Investment Advisers, LLC | 1,000 | $11.0K | 0.01% | +1,000 | New |
| FMR LLC | 1,277 | $15.2K | 0.00% | +1,276+127,600.0% | Added |
| Bartlett & Co. Wealth Management LLC | 1,300 | $15.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $17.6K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,913 | $22.8K | 0.00% | +1,913 | New |
| Zions Bancorporation, N.A. | 2,010 | $24.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,400 | $29.0K | 0.00% | −378−13.6% | Reduced |
| Gilliland Jeter Wealth Management LLC | 4,789 | $57.2K | 0.02% | +4,789 | New |
| MeadowBrook Investment Advisors LLC | 4,803 | $57.3K | 0.05% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,849 | $57.9K | 0.00% | +62+1.3% | Added |
| Harbour Investments, Inc. | 10,396 | $124.1K | 0.00% | +1,000+10.6% | Added |
| Capital Wealth Alliance, LLC | 10,730 | $128.1K | 0.08% | +10,730 | New |
| Jaffetilchin Investment Partners, LLC | 10,858 | $129.6K | 0.01% | +10,858 | New |
| Melfa Wealth Management, LLC | 11,283 | $134.7K | 0.10% | +37+0.3% | Added |
| Transcend Wealth Collective, LLC | 11,681 | $139.5K | 0.01% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 11,954 | $142.7K | 0.00% | −465−3.7% | Reduced |
| Park Avenue Securities LLC | 13,064 | $156.0K | 0.00% | +1,348+11.5% | Added |
| Oppenheimer & Co Inc | 13,297 | $158.8K | 0.00% | −700−5.0% | Reduced |
| Concurrent Investment Advisors, LLC | 15,483 | $184.9K | 0.01% | +1,729+12.6% | Added |
| Envestnet Asset Management Inc | 15,715 | $187.6K | 0.00% | −7,687−32.8% | Reduced |
| Atomi Financial Group, Inc. | 16,782 | $200.4K | 0.02% | +1,163+7.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 16,805 | $200.7K | 0.03% | −212−1.2% | Reduced |
| Rockefeller Capital Management L.P. | 18,594 | $222.0K | 0.00% | −4,712−20.2% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $222.1K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 19,269 | $230.1K | 0.01% | +8,000+71.0% | Added |
| Avantax Advisory Services, Inc. | 19,707 | $235.3K | 0.00% | −5,926−23.1% | Reduced |
| Sage Capital Management, LLC | 20,500 | $244.8K | 0.13% | +1,000+5.1% | Added |
| Vanguard Capital Wealth Advisors | 20,621 | $246.2K | 0.17% | −976−4.5% | Reduced |
| Moors & Cabot, Inc. | 21,000 | $250.7K | 0.01% | +21,000 | New |
| Centurion Wealth Management LLC | 21,729 | $259.4K | 0.10% | 00.0% | Unchanged |
| Spire Wealth Management | 21,729 | $259.4K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 21,756 | $259.8K | 0.00% | −592−2.6% | Reduced |
| Windsor Capital Management, LLC | 21,926 | $261.8K | 0.08% | +305+1.4% | Added |
| Mariner, LLC | 22,099 | $263.9K | 0.00% | −5,612−20.3% | Reduced |
| Oxbow Advisors, LLC | 22,111 | $264.0K | 0.04% | +133+0.6% | Added |
| Cetera Investment Advisers | 23,125 | $276.1K | 0.00% | +9,773+73.2% | Added |
| CoreCap Advisors, LLC | 23,195 | $276.9K | 0.01% | +5,825+33.5% | Added |
| Ameritas Advisory Services, LLC | 27,017 | $316.9K | 0.01% | +13,983+107.3% | Added |
| Steward Partners Investment Advisory, LLC | 27,239 | $325.2K | 0.00% | −7,470−21.5% | Reduced |
| Beacon Pointe Advisors, LLC | 31,558 | $376.8K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 32,161 | $383.4K | 0.04% | 00.0% | Unchanged |
| Heron Bay Capital Management | 35,114 | $419.3K | 0.09% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 35,882 | $428.4K | 0.16% | +10.0% | Added |
| PFG Investments, LLC | 37,383 | $446.3K | 0.03% | +37,383 | New |
| Comerica Bank | 42,920 | $512.5K | 0.00% | −113−0.3% | Reduced |
| Stolper Co | 56,658 | $676.0K | 0.24% | +1,286+2.3% | Added |
| GWM Advisors LLC | 59,394 | $709.2K | 0.01% | −3,198−5.1% | Reduced |
| 9258 Wealth Management, LLC | 59,423 | $709.5K | 0.11% | +908+1.6% | Added |
| Cyndeo Wealth Partners, LLC | 63,409 | $757.1K | 0.06% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 69,405 | $829.0K | 0.00% | +548+0.8% | Added |
| Landscape Capital Management, L.L.C. | 74,926 | $894.6K | 0.08% | −51,744−40.8% | Reduced |
| NWF Advisory Services Inc. | 76,346 | $911.6K | 0.15% | +900+1.2% | Added |
| Bank of America Corp | 95,679 | $1.14M | 0.00% | −22,047−18.7% | Reduced |
| Shaker Financial Services, LLC | 99,796 | $1.19M | 0.46% | −128,025−56.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 129,619 | $1.55M | 0.00% | +1,218+0.9% | Added |
| Fca Corp | 129,928 | $1.55M | 0.50% | +33,397+34.6% | Added |
| Formidable Asset Management, LLC | 131,442 | $1.57M | 0.26% | −2,519−1.9% | Reduced |
| Edmonds Duncan Registered Investment Advisors, LLC | 150,338 | $1.80M | 0.45% | +1,827+1.2% | Added |
| Advisor Group Holdings, Inc. | 159,061 | $1.90M | 0.00% | +3,029+1.9% | Added |
| Invesco Ltd. | 161,581 | $1.93M | 0.00% | −4,295−2.6% | Reduced |
| CNH Partners LLC | 165,987 | $1.98M | 0.07% | −77,207−31.7% | Reduced |
| UBS Group AG | 188,157 | $2.25M | 0.00% | −42,971−18.6% | Reduced |
| Commonwealth Equity Services, LLC | 242,960 | $2.90M | 0.00% | −43,413−15.2% | Reduced |
| Advisors Asset Management, Inc. | 278,285 | $3.32M | 0.06% | −42,711−13.3% | Reduced |
| Koshinski Asset Management, Inc. | 297,383 | $3.55M | 0.36% | −159,702−34.9% | Reduced |
| Baird Financial Group, Inc. | 306,752 | $3.66M | 0.01% | +148,029+93.3% | Added |
| Arete Wealth Advisors, LLC | 327,314 | $3.91M | 0.36% | +23,434+7.7% | Added |
| LPL Financial LLC | 395,404 | $4.72M | 0.00% | +30,048+8.2% | Added |
| Raymond James & Associates | 417,171 | $4.98M | 0.00% | −21,030−4.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 438,437 | $5.23M | 0.01% | +8,787+2.0% | Added |
| Guggenheim Capital LLC | 571,772 | $6.83M | 0.05% | +76,622+15.5% | Added |
| Wells Fargo & Company | 737,450 | $8.81M | 0.00% | −1,312−0.2% | Reduced |
| Morgan Stanley | 1,863,519 | $22.3M | 0.00% | −133,823−6.7% | Reduced |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −67,380−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −55,105−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −54,047−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −19,927−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −11,273−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −10,990−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −1,830−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −565−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −279−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |
| Bartlett & Co. LLC | – | – | – | – | Not filed |