Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- −2 vs. Q4 2024
- Shares held
- 14.8M
- −519.7K (−3.4%) vs. Q4 2024
- Total value
- $170.4M
- −$9.64M (−5.4%) vs. Q4 2024
- New holders
- 12
- 27 more added
- Sold out
- 14
- 29 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coldstream Capital Management Inc | 191 | $2.20K | 0.00% | +191 | New |
| Assetmark, Inc | 262 | $3.02K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.38K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 409 | $4.72K | 0.00% | +9+2.3% | Added |
| North Star Investment Management Corp. | 420 | $4.84K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $5.71K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 544 | $6.27K | 0.00% | −365−40.2% | Reduced |
| McIlrath & Eck, LLC | 805 | $9.28K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 837 | $9.65K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 868 | $10.0K | 0.01% | −1,189−57.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,000 | $11.5K | 0.00% | +1,000 | New |
| Golden State Wealth Management, LLC | 1,026 | $11.8K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $17.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,996 | $20.2K | 0.00% | +20+1.0% | Added |
| Zions Bancorporation, National Association | 2,010 | $23.2K | 0.00% | +2,010 | New |
| Parkside Financial Bank & Trust | 2,042 | $23.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,950 | $45.5K | 0.00% | −1,240−23.9% | Reduced |
| Geneos Wealth Management Inc. | 3,975 | $45.8K | 0.00% | +2,984+301.1% | Added |
| MeadowBrook Investment Advisors LLC | 4,455 | $51.4K | 0.05% | −600−11.9% | Reduced |
| Harbour Investments, Inc. | 10,011 | $115.4K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 10,154 | $117.1K | 0.01% | +10,154 | New |
| Susquehanna International Group, LLP | 10,587 | $122.1K | 0.00% | −7,628−41.9% | Reduced |
| United Capital Financial Advisers, LLC | 11,150 | $128.6K | 0.00% | +11,150 | New |
| CoreCap Advisors, LLC | 11,200 | $129.1K | 0.01% | −16,850−60.1% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $134.7K | 0.01% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 11,765 | $135.7K | 0.03% | +11,765 | New |
| Oppenheimer & Co Inc | 12,034 | $138.8K | 0.00% | +1,337+12.5% | Added |
| Mariner, LLC | 12,035 | $138.8K | 0.00% | −502−4.0% | Reduced |
| Trust Investment Advisors | 12,059 | $139.0K | 0.09% | +12,059 | New |
| Oxbow Advisors, LLC | 13,626 | $157.1K | 0.02% | −10,485−43.5% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $159.1K | 0.11% | 00.0% | Unchanged |
| Encompass More Asset Management | 14,180 | $163.5K | 0.05% | −480−3.3% | Reduced |
| Kestra Private Wealth Services, LLC | 16,988 | $195.9K | 0.00% | +4,910+40.7% | Added |
| Comerica Bank | 18,252 | $210.4K | 0.00% | −22−0.1% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $214.5K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,121 | $220.5K | 0.00% | +19,121 | New |
| WCG Wealth Advisors LLC | 19,198 | $221.4K | 0.02% | +19,198 | New |
| Integrated Wealth Concepts LLC | 19,997 | $230.6K | 0.00% | +19,997 | New |
| Vanguard Capital Wealth Advisors | 20,232 | $233.3K | 0.29% | −473−2.3% | Reduced |
| Shaker Financial Services, LLC | 20,421 | $235.5K | 0.09% | +20,421 | New |
| Truist Financial Corp | 20,628 | $237.8K | 0.00% | +13+0.1% | Added |
| Windsor Capital Management, LLC | 21,825 | $251.6K | 0.08% | −60.0% | Reduced |
| Beacon Pointe Advisors, LLC | 22,014 | $253.8K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 22,731 | $262.1K | 0.01% | +519+2.3% | Added |
| Moors & Cabot, Inc. | 23,000 | $265.2K | 0.01% | +2,000+9.5% | Added |
| Stifel Financial Corp | 24,067 | $277.5K | 0.00% | −2,156−8.2% | Reduced |
| Concurrent Investment Advisors, LLC | 28,238 | $325.6K | 0.01% | +1,901+7.2% | Added |
| Calamos Advisors LLC | 31,502 | $363.2K | 0.00% | −1,260−3.8% | Reduced |
| Centurion Wealth Management LLC | 32,273 | $379.8K | 0.12% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 33,200 | $382.8K | 0.21% | +500+1.5% | Added |
| Ameritas Advisory Services, LLC | 33,303 | $392.0K | 0.02% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 34,849 | $401.8K | 0.11% | −167−0.5% | Reduced |
| Heron Bay Capital Management | 42,823 | $493.7K | 0.10% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 45,436 | $523.9K | 0.05% | +10,700+30.8% | Added |
| Royal Bank of Canada | 45,560 | $525.0K | 0.00% | −408−0.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 46,883 | $540.6K | 0.00% | +1,374+3.0% | Added |
| PFG Investments, LLC | 51,585 | $594.8K | 0.04% | +825+1.6% | Added |
| Stolper Co | 55,592 | $641.0K | 0.21% | +664+1.2% | Added |
| Warren Averett Asset Management, LLC | 58,857 | $678.6K | 0.01% | −538−0.9% | Reduced |
| GWM Advisors LLC | 61,556 | $709.7K | 0.00% | −1,309−2.1% | Reduced |
| Bank of America Corp | 68,672 | $791.8K | 0.00% | +3,585+5.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 71,025 | $819.0K | 0.00% | −1,522−2.1% | Reduced |
| NWF Advisory Services Inc. | 72,951 | $841.1K | 0.12% | +72,951 | New |
| Modern Wealth Management, LLC | 73,347 | $845.7K | 0.03% | −521−0.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 87,526 | $1.01M | 0.01% | +64,797+285.1% | Added |
| Formidable Asset Management, LLC | 98,831 | $1.14M | 0.19% | −16,801−14.5% | Reduced |
| Cyndeo Wealth Partners, LLC | 108,322 | $1.25M | 0.08% | +44,913+70.8% | Added |
| Invesco Ltd. | 110,673 | $1.28M | 0.00% | −29,315−20.9% | Reduced |
| Advisor Group Holdings, Inc. | 120,877 | $1.39M | 0.00% | +9,630+8.7% | Added |
| UBS Group AG | 125,459 | $1.45M | 0.00% | −48,839−28.0% | Reduced |
| Creative Planning | 159,249 | $1.84M | 0.00% | −1,641−1.0% | Reduced |
| Commonwealth Equity Services, LLC | 184,293 | $2.13M | 0.00% | +8,711+5.0% | Added |
| Fca Corp | 194,952 | $2.25M | 0.72% | +4,105+2.2% | Added |
| Quarry LP | 290,621 | $3.35M | 0.86% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 304,857 | $3.52M | 0.01% | +9,287+3.1% | Added |
| Arete Wealth Advisors, LLC | 323,401 | $3.73M | 0.28% | +855+0.3% | Added |
| Koshinski Asset Management, Inc. | 424,446 | $4.89M | 0.42% | +19,450+4.8% | Added |
| LPL Financial LLC | 474,550 | $5.47M | 0.00% | −23,967−4.8% | Reduced |
| Guggenheim Capital LLC | 657,690 | $7.58M | 0.07% | −24,320−3.6% | Reduced |
| Advisors Asset Management, Inc. | 660,623 | $7.62M | 0.14% | +58,075+9.6% | Added |
| Absolute Investment Advisers LLC | 789,946 | $9.11M | 1.33% | −7,300−0.9% | Reduced |
| Wells Fargo & Company | 790,971 | $9.12M | 0.00% | +34,693+4.6% | Added |
| Morgan Stanley | 1,018,490 | $11.7M | 0.00% | −330,054−24.5% | Reduced |
| Penserra Capital Management LLC | 1,175,128 | $13.5M | 0.24% | +106,926+10.0% | Added |
| Raymond James Financial Inc | 1,246,782 | $14.4M | 0.01% | +81,693+7.0% | Added |
| Sit Investment Associates Inc | 4,069,977 | $46.9M | 1.10% | −285,097−6.5% | Reduced |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −104,580−100.0% | Sold out |
| CF Capital LLC | 0 | $0 | 0.00% | −85,900−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −53,462−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −39,047−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,444−100.0% | Sold out |
| Resources Investment Advisors, LLC. | 0 | $0 | 0.00% | −16,493−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −16,342−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −14,432−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −12,520−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,556−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −5,445−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −3,795−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −971−100.0% | Sold out |