Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Advent Convertible & Income Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- +14 vs. Q4 2025
- Shares held
- 12.2M
- −515.1K (−4.0%) vs. Q4 2025
- Total value
- $136.8M
- −$23.3M (−14.5%) vs. Q4 2025
- New holders
- 17
- 33 more added
- Sold out
- 3
- 32 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 98 | $1.09K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 99 | $1.10K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 220 | $2.46K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $2.92K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 363 | $4.05K | 0.00% | +363 | New |
| JPMorgan Chase & Co | 400 | $4.33K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.46K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.68K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 480 | $5.27K | 0.00% | +480 | New |
| Gen-Wealth Partners Inc | 495 | $5.52K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 544 | $6.07K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 711 | $7.94K | 0.00% | +432+154.8% | Added |
| McIlrath & Eck, LLC | 805 | $8.98K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $11.2K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,026 | $11.4K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $11.4K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 1,095 | $12.2K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,300 | $14.5K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $15.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $16.4K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,500 | $16.7K | 0.00% | −21,765−93.6% | Reduced |
| Colonial Trust Co | 1,973 | $21.3K | 0.00% | +1,973 | New |
| Axiom Investment Management LLC | 1,920 | $21.4K | 0.02% | +1,920 | New |
| LFA - Lugano Financial Advisors SA | 2,759 | $30.5K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 2,766 | $30.9K | 0.00% | +2,022+271.8% | Added |
| Atlantic Union Bankshares Corp | 4,700 | $52.5K | 0.00% | 00.0% | Unchanged |
| MeadowBrook Investment Advisors LLC | 4,705 | $52.5K | 0.05% | +4,705 | New |
| Rockefeller Capital Management L.P. | 7,884 | $88.0K | 0.00% | +2,957+60.0% | Added |
| Harbour Investments, Inc. | 8,161 | $91.1K | 0.00% | −1,850−18.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 10,125 | $113.0K | 0.01% | −2,273−18.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 10,198 | $113.8K | 0.01% | +10,198 | New |
| Beacon Pointe Advisors, LLC | 10,800 | $120.5K | 0.00% | −12,628−53.9% | Reduced |
| Ballew Advisors, Inc | 10,375 | $126.5K | 0.07% | +298+3.0% | Added |
| Ellevest, Inc. | 11,387 | $127.1K | 0.02% | +326+2.9% | Added |
| Oppenheimer & Co Inc | 11,517 | $128.5K | 0.00% | +6+0.1% | Added |
| Vestmark Advisory Solutions, Inc. | 12,181 | $135.9K | 0.00% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 12,181 | $135.9K | 0.00% | 00.0% | Unchanged |
| Calamos Advisors LLC | 12,422 | $138.6K | 0.00% | +12,422 | New |
| Level Four Advisory Services, LLC | 13,102 | $146.2K | 0.00% | +8+0.1% | Added |
| Logan Stone Capital, LLC | 13,555 | $151.3K | 0.04% | +13,555 | New |
| High Net Worth Advisory Group LLC | 13,795 | $154.0K | 0.04% | +13,795 | New |
| Melfa Wealth Management, LLC | 13,802 | $154.0K | 0.09% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 13,827 | $154.3K | 0.00% | −498−3.5% | Reduced |
| Tactive Advisors, LLC | 14,000 | $156.2K | 0.04% | −455−3.1% | Reduced |
| Encompass More Asset Management | 14,494 | $161.8K | 0.03% | +72+0.5% | Added |
| Oxbow Advisors, LLC | 15,126 | $168.8K | 0.01% | +430+2.9% | Added |
| Invesco Ltd. | 17,092 | $190.7K | 0.00% | −11,830−40.9% | Reduced |
| Envestnet Asset Management Inc | 18,368 | $205.0K | 0.00% | −731−3.8% | Reduced |
| Windsor Capital Management, LLC | 18,768 | $209.4K | 0.06% | −1,785−8.7% | Reduced |
| Benjamin Edwards Inc | 18,870 | $210.6K | 0.00% | −223−1.2% | Reduced |
| Fifth Third Bancorp | 18,942 | $211.4K | 0.00% | +18,942 | New |
| Truist Financial Corp | 19,451 | $217.1K | 0.00% | −500−2.5% | Reduced |
| Vanguard Capital Wealth Advisors | 20,345 | $227.1K | 0.21% | +30+0.1% | Added |
| Atomi Financial Group, Inc. | 21,156 | $236.1K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 21,166 | $236.2K | 0.02% | +608+3.0% | Added |
| Jane Street Group, LLC | 25,001 | $279.0K | 0.00% | +25,001 | New |
| HRT Financial LP | 25,714 | $286.0K | 0.00% | +25,714 | New |
| Susquehanna International Group, LLP | 25,975 | $289.9K | 0.00% | +25,975 | New |
| Kestra Advisory Services, LLC | 26,431 | $295.0K | 0.00% | +16,940+178.5% | Added |
| Moors & Cabot, Inc. | 28,750 | $320.9K | 0.01% | −750−2.5% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 28,748 | $331.8K | 0.00% | −27,072−48.5% | Reduced |
| Centurion Wealth Management LLC | 32,790 | $365.9K | 0.08% | +17+0.1% | Added |
| PMG Family Office LLC | 33,149 | $369.9K | 0.41% | +3,218+10.8% | Added |
| Ameritas Advisory Services, LLC | 33,246 | $371.0K | 0.01% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 34,784 | $388.2K | 0.09% | +10.0% | Added |
| Sage Capital Management, LLC | 36,200 | $404.0K | 0.19% | +3,000+9.0% | Added |
| Shaker Financial Services, LLC | 36,430 | $406.6K | 0.14% | +15,496+74.0% | Added |
| WCG Wealth Advisors LLC | 36,752 | $410.2K | 0.01% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 38,162 | $425.9K | 0.00% | +38,162 | New |
| Cetera Investment Advisers | 39,120 | $436.6K | 0.00% | −1,581−3.9% | Reduced |
| Concurrent Investment Advisors, LLC | 40,874 | $456.2K | 0.00% | +2,835+7.5% | Added |
| Royal Bank of Canada | 41,954 | $469.0K | 0.00% | −757−1.8% | Reduced |
| Quarry LP | 42,334 | $472.4K | 0.10% | +3,911+10.2% | Added |
| Heron Bay Capital Management | 42,823 | $477.9K | 0.04% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 47,636 | $541.6K | 0.04% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 49,779 | $555.5K | 0.00% | −4,491−8.3% | Reduced |
| Millennium Management LLC | 53,470 | $596.7K | 0.00% | +53,470 | New |
| Modern Wealth Management, LLC | 54,235 | $616.7K | 0.01% | −7,596−12.3% | Reduced |
| Stifel Financial Corp | 56,269 | $628.0K | 0.00% | +5,645+11.2% | Added |
| PFG Investments, LLC | 56,583 | $631.5K | 0.03% | +283+0.5% | Added |
| Bank of America Corp | 60,458 | $674.7K | 0.00% | −9,484−13.6% | Reduced |
| Stolper Co | 63,026 | $703.0K | 0.23% | +1,107+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 65,328 | $729.0K | 0.00% | −3,124−4.6% | Reduced |
| Sanctuary Advisors, LLC | 66,265 | $739.5K | 0.00% | −1,028−1.5% | Reduced |
| GWM Advisors LLC | 66,754 | $745.0K | 0.00% | −3,021−4.3% | Reduced |
| Absolute Investment Advisers LLC | 68,391 | $763.2K | 0.09% | +9,389+15.9% | Added |
| NWF Advisory Services Inc. | 69,087 | $771.0K | 0.09% | −1,806−2.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 73,046 | $815.2K | 0.00% | −8,575−10.5% | Reduced |
| Formidable Asset Management, LLC | 75,204 | $943.1K | 0.15% | −14,112−15.8% | Reduced |
| Advisor Group Holdings, Inc. | 100,092 | $1.12M | 0.00% | −17,586−14.9% | Reduced |
| UBS Group AG | 104,300 | $1.16M | 0.00% | −553−0.5% | Reduced |
| Readystate Asset Management LP | 106,373 | $1.19M | 0.07% | +106,373 | New |
| Creative Planning | 140,964 | $1.57M | 0.00% | +284+0.2% | Added |
| Wolverine Asset Management LLC | 152,998 | $1.71M | 0.03% | +152,998 | New |
| Cyndeo Wealth Partners, LLC | 153,126 | $1.71M | 0.09% | +14,981+10.8% | Added |
| Commonwealth Equity Services, LLC | 164,124 | $1.83M | 0.00% | +767+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 226,812 | $2.53M | 0.01% | +8,953+4.1% | Added |
| Fca Corp | 239,080 | $2.67M | 0.75% | +7,855+3.4% | Added |
| Baird Financial Group, Inc. | 286,777 | $3.20M | 0.00% | −13,384−4.5% | Reduced |
| Arete Wealth Advisors, LLC | 317,688 | $3.55M | 0.27% | +9,640+3.1% | Added |