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Advent Convertible & Income Fund

AVK
Exchange
NYSE
SEC CIK
0001219120

No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.

13F holders, Q3 2021

Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
82
+2 vs. Q2 2021
Shares held
11.0M
+59.0K (+0.5%) vs. Q2 2021
Total value
$197.5M
−$12.9M (−6.1%) vs. Q2 2021
New holders
8
31 more added
Sold out
6
24 more reduced

1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 82 institutions
Q1 2021: 82 institutionsQ2 2021: 81 institutionsQ3 2021: 82 institutionsQ4 2021: 89 institutionsQ1 2022: 78 institutionsQ2 2022: 78 institutionsQ3 2022: 79 institutionsQ4 2022: 93 institutionsQ1 2023: 90 institutionsQ2 2023: 88 institutionsQ3 2023: 92 institutionsQ4 2023: 90 institutionsQ1 2024: 88 institutionsQ2 2024: 87 institutionsQ3 2024: 91 institutionsQ4 2024: 91 institutionsQ1 2025: 87 institutionsQ2 2025: 91 institutionsQ3 2025: 95 institutionsQ4 2025: 98 institutionsQ1 2026: 109 institutionsQ2 2026: 107 institutions
Value heldQ3 2021: $197.5M
Q1 2021: $203.4MQ2 2021: $210.5MQ3 2021: $197.5MQ4 2021: $208.0MQ1 2022: $162.4MQ2 2022: $129.8MQ3 2022: $117.2MQ4 2022: $106.0MQ1 2023: $103.7MQ2 2023: $106.0MQ3 2023: $95.3MQ4 2023: $106.0MQ1 2024: $101.7MQ2 2024: $99.1MQ3 2024: $117.1MQ4 2024: $180.0MQ1 2025: $170.4MQ2 2025: $174.3MQ3 2025: $174.0MQ4 2025: $160.9MQ1 2026: $136.8MQ2 2026: $159.8M
Institutions holding AVK and their total value by quarter
QuarterHoldersValue
Q2 2026107$159.8M
Q1 2026109$136.8M
Q4 202598$160.9M
Q3 202595$174.0M
Q2 202591$174.3M
Q1 202587$170.4M
Q4 202491$180.0M
Q3 202491$117.1M
Q2 202487$99.1M
Q1 202488$101.7M
Q4 202390$106.0M
Q3 202392$95.3M
Q2 202388$106.0M
Q1 202390$103.7M
Q4 202293$106.0M
Q3 202279$117.2M
Q2 202278$129.8M
Q1 202278$162.4M
Q4 202189$208.0M
Q3 202182$197.5M
Q2 202181$210.5M
Q1 202182$203.4M

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2021.

Institutions holding AVK in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Asset Dedication, LLC26$00.00%00.0%Unchanged
FMR LLC1$00.00%+1New
Howe & Rusling Inc6$00.00%+6New
Citigroup Inc162$3.00K0.00%−37,415−99.6%Reduced
Harbour Investments, Inc.289$5.00K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.279$5.00K0.00%00.0%Unchanged
Huntington National Bank–$7.00K0.00%––
AdvisorNet Financial, Inc371$7.00K0.00%00.0%Unchanged
North Star Investment Management Corp.420$8.00K0.00%00.0%Unchanged
US Bancorp687$12.0K0.00%00.0%Unchanged
Bartlett & Co. LLC800$14.0K0.00%00.0%Unchanged
Alaethes Wealth LLC752$14.0K0.01%00.0%Unchanged
Bartlett & Co. Wealth Management LLC800$14.4K0.00%00.0%Unchanged
Allworth Financial LP820$15.0K0.00%−3−0.4%Reduced
MBM Wealth Consultants, LLC980$18.0K0.01%00.0%Unchanged
FNY Investment Advisers, LLC1,250$22.0K0.01%−1,250−50.0%Reduced
Addison Advisors LLC1,213$22.0K0.02%00.0%Unchanged
Tradition Wealth Management, LLC1,681$30.0K0.00%00.0%Unchanged
American Portfolios Advisors2,000$36.0K0.00%00.0%Unchanged
Zions Bancorporation, N.A.2,010$36.0K0.00%00.0%Unchanged
Atlas Private Wealth Advisors2,700$49.0K0.03%−1,089−28.7%Reduced
Institutional & Family Asset Management, LLC4,058$73.0K0.01%00.0%Unchanged
Graves-Light Private Wealth Management, Inc.4,436$80.0K0.01%00.0%Unchanged
Northwestern Mutual Wealth Management Co4,569$82.0K0.00%+553+13.8%Added
Thomas J. Herzfeld Advisors, Inc.5,586$100.0K0.04%−148,675−96.4%Reduced
Patriot Financial Group Insurance Agency, LLC6,726$121.0K0.02%−530−7.3%Reduced
Wolverine Asset Management LLC8,360$150.0K0.00%+8,360New
Geneos Wealth Management Inc.10,099$182.0K0.01%00.0%Unchanged
Quantedge Capital Pte Ltd10,500$189.0K0.09%−27,200−72.1%Reduced
Sigma Planning Corp10,597$191.0K0.01%−1,170−9.9%Reduced
Sowell Financial Services LLC11,267$203.0K0.01%+11,267New
Oppenheimer & Co Inc11,827$213.0K0.00%+11,827New
Transcend Wealth Collective, LLC11,681$225.0K0.02%+11,681New
Raymond James Trust N.A.13,590$244.0K0.01%+3,461+34.2%Added
Kestra Advisory Services, LLC14,324$258.0K0.00%−623−4.2%Reduced
Rockefeller Capital Management L.P.14,753$265.0K0.00%+3,581+32.1%Added
Mutual Advisors, LLC15,057$271.0K0.02%+15,057New
We Are One Seven, LLC16,454$316.0K0.04%−492−2.9%Reduced
Global Retirement Partners, LLC17,963$323.0K0.03%−559−3.0%Reduced
Capital Investment Advisors, LLC18,111$326.0K0.01%−250−1.4%Reduced
Pinnacle Wealth Planning Services, Inc.18,159$326.0K0.07%+1,049+6.1%Added
NEXT Financial Group, Inc19,201$345.0K0.03%+2,216+13.0%Added
Nations Financial Group Inc,21,246$382.0K0.06%+2,071+10.8%Added
Truist Financial Corp21,737$391.0K0.00%+50.0%Added
Spire Wealth Management22,065$397.0K0.01%+281+1.3%Added
Private Advisor Group, LLC23,012$414.0K0.00%+12,552+120.0%Added
FourThought Financial, LLC25,570$459.0K0.06%−36−0.1%Reduced
Park Avenue Securities LLC27,205$489.0K0.01%−618−2.2%Reduced
Windsor Capital Management, LLC27,324$491.0K0.16%+930+3.5%Added
Stifel Financial Corp30,600$550.0K0.00%−4,724−13.4%Reduced
Citadel Advisors LLC34,786$625.0K0.00%+34,786New
Ameritas Investment Company, LLC37,603$676.0K0.03%+1,224+3.4%Added
Stolper Co37,585$676.0K0.32%+2,276+6.4%Added
Royal Bank of Canada37,919$682.0K0.00%+1,352+3.7%Added
Steward Partners Investment Advisory, LLC42,957$772.0K0.01%+8,898+26.1%Added
Mid Atlantic Financial Management Inc42,919$772.0K0.05%+23,327+119.1%Added
Quad-Cities Investment Group, LLC47,916$862.0K0.60%+619+1.3%Added
Cambridge Investment Research Advisors, Inc.53,690$965.0K0.00%+2,101+4.1%Added
Heron Bay Capital Management58,929$1.06M0.55%+69+0.1%Added
Invesco Ltd.60,492$1.09M0.00%+19,367+47.1%Added
Commonwealth Equity Services, LLC79,230$1.42M0.00%+6,606+9.1%Added
9258 Wealth Management, LLC90,121$1.62M0.43%−524−0.6%Reduced
Avantax Advisory Services, Inc.107,290$1.92M0.03%+13,606+14.5%Added
Oxbow Advisors, LLC107,198$1.93M0.20%+61,893+136.6%Added
Edmonds Duncan Registered Investment Advisors, LLC107,971$1.94M0.59%−4,949−4.4%Reduced
Baird Financial Group, Inc.117,755$2.12M0.01%+11,027+10.3%Added
First Trust Advisors LP131,725$2.37M0.00%+140+0.1%Added
Formidable Asset Management, LLC137,667$2.48M0.46%−5,083−3.6%Reduced
LPL Financial LLC147,998$2.66M0.00%−2,859−1.9%Reduced
Advent Capital Management153,048$2.75M0.05%00.0%Unchanged
Arete Wealth Advisors, LLC208,624$3.75M0.41%+5,197+2.6%Added
Advisor Group Holdings, Inc.277,386$4.99M0.01%−8,695−3.0%Reduced
Raymond James Financial Services Advisors, Inc.311,408$5.60M0.01%+33,568+12.1%Added
Advisors Asset Management, Inc.393,449$7.07M0.11%+66,027+20.2%Added
UBS Group AG399,996$7.19M0.00%+25,288+6.7%Added
Wells Fargo & Company407,365$7.32M0.00%−9,087−2.2%Reduced
Koshinski Asset Management, Inc.422,953$7.60M0.66%+158,622+60.0%Added
Bank of America Corp435,647$7.83M0.00%−18,311−4.0%Reduced
Morgan Stanley452,018$8.13M0.00%−38,078−7.8%Reduced
Raymond James & Associates753,782$13.6M0.01%+25,231+3.5%Added
Guggenheim Capital LLC822,596$14.8M0.09%−81,942−9.1%Reduced
Parametric Portfolio Associates LLC4,001,016$71.9M0.04%+17,241+0.4%Added
Advisor Resource Council0$00.00%−64,589−100.0%Sold out
Shaker Financial Services, LLC0$00.00%−49,178−100.0%Sold out
6 Meridian0$00.00%−36,048−100.0%Sold out
Paradigm, Strategies in Wealth Management, LLC0$00.00%−261−100.0%Sold out
Advisory Services Network, LLC0$00.00%−103−100.0%Sold out
Panagora Asset Management Inc0$00.00%−27−100.0%Sold out
CWM, LLC––––Not filed