Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +3 vs. Q3 2025
- Shares held
- 12.8M
- −791.8K (−5.8%) vs. Q3 2025
- Total value
- $160.9M
- −$13.1M (−7.6%) vs. Q3 2025
- New holders
- 12
- 33 more added
- Sold out
- 9
- 27 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 98 | $1.23K | 0.00% | +98 | New |
| Geneos Wealth Management Inc. | 99 | $1.24K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 220 | $2.76K | 0.00% | −280−56.0% | Reduced |
| Assetmark, Inc | 262 | $3.29K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 279 | $3.50K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $5.02K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $5.02K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $5.26K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 495 | $6.21K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 544 | $6.82K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 744 | $9.00K | 0.00% | +216+40.9% | Added |
| McIlrath & Eck, LLC | 805 | $10.1K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,000 | $12.5K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 1,026 | $12.9K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,026 | $12.9K | 0.00% | +1,026 | New |
| Keating Financial Advisory Services, Inc. | 1,095 | $13.7K | 0.00% | +1,095 | New |
| GHP Investment Advisors, Inc. | 1,300 | $16.3K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,400 | $17.8K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,474 | $18.5K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, National Association | 2,010 | $25.2K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,059 | $25.8K | 0.00% | +21+1.0% | Added |
| LFA - Lugano Financial Advisors SA | 2,759 | $34.3K | 0.02% | +2,759 | New |
| Atlantic Union Bankshares Corp | 4,700 | $58.9K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,927 | $61.8K | 0.00% | −111−2.2% | Reduced |
| Kestra Advisory Services, LLC | 9,491 | $119.0K | 0.00% | +9,491 | New |
| Harbour Investments, Inc. | 10,011 | $125.5K | 0.00% | 00.0% | Unchanged |
| Ballew Advisors, Inc | 10,077 | $129.5K | 0.07% | +10,077 | New |
| Calton & Associates, Inc. | 10,856 | $136.1K | 0.02% | −893−7.6% | Reduced |
| Ellevest, Inc. | 11,061 | $138.7K | 0.02% | +299+2.8% | Added |
| Oppenheimer & Co Inc | 11,511 | $144.3K | 0.00% | −535−4.4% | Reduced |
| Mount Yale Investment Advisors, LLC | 12,181 | $152.8K | 0.01% | 00.0% | Unchanged |
| Vestmark Advisory Solutions, Inc. | 12,181 | $152.8K | 0.00% | +12,181 | New |
| Pinnacle Wealth Planning Services, Inc. | 12,398 | $155.5K | 0.02% | +12,398 | New |
| Level Four Advisory Services, LLC | 13,094 | $164.2K | 0.01% | −349−2.6% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $173.1K | 0.10% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 14,325 | $179.6K | 0.00% | +14,325 | New |
| Encompass More Asset Management | 14,422 | $180.8K | 0.03% | +100+0.7% | Added |
| Tactive Advisors, LLC | 14,455 | $181.3K | 0.05% | −876−5.7% | Reduced |
| Oxbow Advisors, LLC | 14,696 | $184.3K | 0.02% | +394+2.8% | Added |
| Comerica Bank | 18,721 | $234.8K | 0.00% | +374+2.0% | Added |
| Benjamin Edwards Inc | 19,093 | $239.4K | 0.00% | +2,850+17.5% | Added |
| Envestnet Asset Management Inc | 19,099 | $239.5K | 0.00% | +19,099 | New |
| Kestra Private Wealth Services, LLC | 19,700 | $247.0K | 0.00% | +319+1.6% | Added |
| Truist Financial Corp | 19,951 | $250.2K | 0.00% | +14+0.1% | Added |
| Vanguard Capital Wealth Advisors | 20,315 | $254.8K | 0.20% | +27+0.1% | Added |
| Windsor Capital Management, LLC | 20,553 | $257.7K | 0.07% | −329−1.6% | Reduced |
| Private Trust Co NA | 20,558 | $257.8K | 0.02% | +558+2.8% | Added |
| Shaker Financial Services, LLC | 20,934 | $262.5K | 0.08% | −27,176−56.5% | Reduced |
| Atomi Financial Group, Inc. | 21,156 | $265.3K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 23,265 | $291.7K | 0.01% | +4,710+25.4% | Added |
| Beacon Pointe Advisors, LLC | 23,428 | $293.8K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 28,922 | $362.7K | 0.00% | −22,360−43.6% | Reduced |
| Moors & Cabot, Inc. | 29,500 | $369.9K | 0.02% | 00.0% | Unchanged |
| PMG Family Office LLC | 29,931 | $375.3K | 0.43% | −558−1.8% | Reduced |
| Centurion Wealth Management LLC | 32,773 | $411.0K | 0.09% | +500+1.5% | Added |
| Sage Capital Management, LLC | 33,200 | $416.3K | 0.19% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 33,246 | $416.9K | 0.02% | −4,863−12.8% | Reduced |
| Twelve Points Wealth Management LLC | 34,783 | $447.7K | 0.10% | +20.0% | Added |
| WCG Wealth Advisors LLC | 36,752 | $460.9K | 0.01% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 38,039 | $477.0K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 38,423 | $481.8K | 0.08% | −57,552−60.0% | Reduced |
| Cetera Investment Advisers | 40,701 | $510.4K | 0.00% | +17,770+77.5% | Added |
| Royal Bank of Canada | 42,711 | $535.0K | 0.00% | −670−1.5% | Reduced |
| Heron Bay Capital Management | 42,823 | $537.0K | 0.10% | 00.0% | Unchanged |
| Greenberg Financial Group | 47,510 | $595.8K | 0.25% | +47,510 | New |
| International Assets Investment Management, LLC | 47,636 | $597.4K | 0.04% | +1,600+3.5% | Added |
| Stifel Financial Corp | 50,624 | $634.8K | 0.00% | +40,368+393.6% | Added |
| Warren Averett Asset Management, LLC | 54,270 | $680.6K | 0.01% | +119+0.2% | Added |
| PFG Investments, LLC | 56,300 | $706.0K | 0.03% | +4,196+8.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 55,820 | $716.2K | 0.00% | +5,200+10.3% | Added |
| Absolute Investment Advisers LLC | 59,002 | $751.7K | 0.09% | −197,984−77.0% | Reduced |
| Modern Wealth Management, LLC | 61,831 | $775.4K | 0.01% | −11,456−15.6% | Reduced |
| Stolper Co | 61,919 | $776.0K | 0.23% | +833+1.4% | Added |
| Sanctuary Advisors, LLC | 67,293 | $843.9K | 0.00% | +9,389+16.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 68,452 | $858.0K | 0.00% | −230.0% | Reduced |
| GWM Advisors LLC | 69,775 | $875.0K | 0.00% | −887−1.3% | Reduced |
| Bank of America Corp | 69,942 | $877.1K | 0.00% | +127+0.2% | Added |
| NWF Advisory Services Inc. | 70,893 | $889.0K | 0.10% | −1,100−1.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 81,621 | $1.02M | 0.01% | +81,621 | New |
| Formidable Asset Management, LLC | 89,316 | $1.14M | 0.17% | −4,015−4.3% | Reduced |
| UBS Group AG | 104,853 | $1.31M | 0.00% | −4,148−3.8% | Reduced |
| Advisor Group Holdings, Inc. | 117,678 | $1.48M | 0.00% | −10,778−8.4% | Reduced |
| Cyndeo Wealth Partners, LLC | 138,145 | $1.73M | 0.09% | +20,280+17.2% | Added |
| Creative Planning | 140,680 | $1.76M | 0.00% | −919−0.6% | Reduced |
| Commonwealth Equity Services, LLC | 163,357 | $2.05M | 0.00% | −7,151−4.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 217,859 | $2.73M | 0.01% | +24,825+12.9% | Added |
| Fca Corp | 231,225 | $2.90M | 0.82% | +13,039+6.0% | Added |
| Baird Financial Group, Inc. | 300,161 | $3.76M | 0.01% | −3,554−1.2% | Reduced |
| Arete Wealth Advisors, LLC | 308,048 | $3.86M | 0.27% | +11,517+3.9% | Added |
| Koshinski Asset Management, Inc. | 465,158 | $5.83M | 0.38% | +19,345+4.3% | Added |
| Morgan Stanley | 486,277 | $6.10M | 0.00% | −40,002−7.6% | Reduced |
| LPL Financial LLC | 567,005 | $7.11M | 0.00% | +9,175+1.6% | Added |
| Guggenheim Capital LLC | 785,038 | $9.84M | 0.07% | +103,476+15.2% | Added |
| Advisors Asset Management, Inc. | 788,747 | $9.89M | 0.17% | +49,595+6.7% | Added |
| Wells Fargo & Company | 799,373 | $10.0M | 0.00% | −76,664−8.8% | Reduced |
| Penserra Capital Management LLC | 1,303,614 | $16.3M | 0.19% | +89,299+7.4% | Added |
| Raymond James Financial Inc | 1,534,321 | $19.2M | 0.01% | +77,656+5.3% | Added |
| Sit Investment Associates Inc | 2,437,672 | $30.6M | 0.60% | −893,756−26.8% | Reduced |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −35,282−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −34,337−100.0% | Sold out |