Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +9 vs. Q3 2021
- Shares held
- 11.3M
- +373.5K (+3.4%) vs. Q3 2021
- Total value
- $208.0M
- +$11.9M (+6.1%) vs. Q3 2021
- New holders
- 23
- 33 more added
- Sold out
- 14
- 19 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Investmark Advisory Group LLC | 70 | $1.00K | 0.00% | +70 | New |
| Harbour Investments, Inc. | 181 | $3.00K | 0.00% | −108−37.4% | Reduced |
| Ahrens Investment Partners LLC | 244 | $5.00K | 0.00% | +244 | New |
| TAP Consulting, LLC | 282 | $5.00K | 0.00% | +282 | New |
| Fortitude Advisory Group L.L.C. | 252 | $5.00K | 0.00% | +252 | New |
| Widmann Financial Services, Inc. | 333 | $6.00K | 0.00% | +333 | New |
| Huntington National Bank | – | $7.00K | 0.00% | – | – |
| AdvisorNet Financial, Inc | 371 | $7.00K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 363 | $7.00K | 0.00% | +363 | New |
| Larson Financial Group LLC | 400 | $7.00K | 0.00% | +400 | New |
| North Star Investment Management Corp. | 420 | $8.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 675 | $12.0K | 0.00% | +675 | New |
| TD Waterhouse Canada Inc. | 667 | $12.2K | 0.00% | +667 | New |
| US Bancorp | 687 | $13.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 752 | $14.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 819 | $15.0K | 0.00% | −1−0.1% | Reduced |
| Addison Advisors LLC | 1,213 | $22.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $31.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,891 | $35.0K | 0.00% | +1,891 | New |
| Zions Bancorporation, N.A. | 2,010 | $37.0K | 0.00% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 2,000 | $37.0K | 0.02% | +2,000 | New |
| FSB Premier Wealth Management, Inc. | 2,908 | $53.0K | 0.02% | +2,908 | New |
| Institutional & Family Asset Management, LLC | 4,058 | $75.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $82.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 6,326 | $117.0K | 0.02% | −400−5.9% | Reduced |
| American Portfolios Advisors | 7,500 | $138.4K | 0.00% | +5,500+275.0% | Added |
| High Net Worth Advisory Group LLC | 7,900 | $146.0K | 0.05% | +7,900 | New |
| Geneos Wealth Management Inc. | 10,099 | $186.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,565 | $195.0K | 0.00% | +10,565 | New |
| Sowell Financial Services LLC | 11,360 | $210.0K | 0.01% | +93+0.8% | Added |
| Private Advisor Group, LLC | 11,407 | $211.0K | 0.00% | −11,605−50.4% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $216.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,682 | $216.0K | 0.00% | −145−1.2% | Reduced |
| Coldstream Capital Management Inc | 12,150 | $224.0K | 0.01% | +12,150 | New |
| Raymond James Trust N.A. | 12,410 | $229.0K | 0.01% | −1,180−8.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 14,538 | $268.0K | 0.00% | +9,969+218.2% | Added |
| We Are One Seven, LLC | 16,406 | $303.0K | 0.03% | −48−0.3% | Reduced |
| Capital Investment Advisors, LLC | 16,572 | $306.0K | 0.01% | −1,539−8.5% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 17,437 | $322.0K | 0.06% | −722−4.0% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $343.0K | 0.00% | +18,326+6,568.5% | Added |
| Andrew Hill Investment Advisors, Inc. | 19,531 | $360.0K | 0.34% | +19,531 | New |
| Nations Financial Group Inc, | 20,158 | $372.0K | 0.05% | −1,088−5.1% | Reduced |
| Truist Financial Corp | 21,765 | $402.0K | 0.00% | +28+0.1% | Added |
| FourThought Financial, LLC | 23,018 | $425.0K | 0.05% | −2,552−10.0% | Reduced |
| Spire Wealth Management | 23,563 | $435.0K | 0.01% | +1,498+6.8% | Added |
| NEXT Financial Group, Inc | 24,400 | $450.0K | 0.03% | +5,199+27.1% | Added |
| Park Avenue Securities LLC | 26,700 | $493.0K | 0.01% | −505−1.9% | Reduced |
| Rockefeller Capital Management L.P. | 27,816 | $513.0K | 0.00% | +13,063+88.5% | Added |
| Windsor Capital Management, LLC | 27,940 | $515.0K | 0.16% | +616+2.3% | Added |
| Formidable Asset Management, LLC | 29,606 | $547.0K | 0.10% | −108,061−78.5% | Reduced |
| Mutual Advisors, LLC | 32,585 | $602.0K | 0.03% | +17,528+116.4% | Added |
| Stifel Financial Corp | 33,389 | $616.0K | 0.00% | +2,789+9.1% | Added |
| Heron Bay Capital Management | 35,114 | $648.0K | 0.32% | −23,815−40.4% | Reduced |
| Stolper Co | 39,729 | $733.0K | 0.33% | +2,144+5.7% | Added |
| Royal Bank of Canada | 39,854 | $735.0K | 0.00% | +1,935+5.1% | Added |
| Ameritas Advisory Services, LLC | 41,070 | $758.0K | 0.03% | +41,070 | New |
| 6 Meridian | 42,285 | $781.0K | 0.06% | +42,285 | New |
| Twelve Points Wealth Management LLC | 50,253 | $928.0K | 0.75% | +50,253 | New |
| Quad-Cities Investment Group, LLC | 50,553 | $933.0K | 0.58% | +2,637+5.5% | Added |
| GWM Advisors LLC | 51,501 | $951.0K | 0.01% | +51,501 | New |
| Cambridge Investment Research Advisors, Inc. | 54,727 | $1.01M | 0.00% | +1,037+1.9% | Added |
| Wealth Management Solutions, LLC | 54,878 | $1.01M | 0.52% | +54,878 | New |
| Advent Capital Management | 59,048 | $1.09M | 0.02% | −94,000−61.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 59,581 | $1.10M | 0.02% | +16,624+38.7% | Added |
| Advisor Resource Council | 70,695 | $1.30M | 0.10% | +70,695 | New |
| CIBC Private Wealth Group, LLC | 72,127 | $1.33M | 0.00% | +72,127 | New |
| 9258 Wealth Management, LLC | 93,201 | $1.72M | 0.39% | +3,080+3.4% | Added |
| Invesco Ltd. | 96,447 | $1.78M | 0.00% | +35,955+59.4% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 110,222 | $1.84M | 0.55% | +2,251+2.1% | Added |
| Commonwealth Equity Services, LLC | 101,838 | $1.88M | 0.00% | +22,608+28.5% | Added |
| Baird Financial Group, Inc. | 107,329 | $1.98M | 0.00% | −10,426−8.9% | Reduced |
| Oxbow Advisors, LLC | 113,388 | $2.09M | 0.20% | +6,190+5.8% | Added |
| Avantax Advisory Services, Inc. | 113,522 | $2.10M | 0.03% | +6,232+5.8% | Added |
| First Trust Advisors LP | 131,975 | $2.44M | 0.00% | +250+0.2% | Added |
| LPL Financial LLC | 159,598 | $2.95M | 0.00% | +11,600+7.8% | Added |
| Arete Wealth Advisors, LLC | 215,941 | $3.96M | 0.34% | +7,317+3.5% | Added |
| Advisor Group Holdings, Inc. | 282,624 | $5.22M | 0.01% | +5,238+1.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 344,820 | $6.37M | 0.01% | +33,412+10.7% | Added |
| UBS Group AG | 389,067 | $7.18M | 0.00% | −10,929−2.7% | Reduced |
| Koshinski Asset Management, Inc. | 411,027 | $7.59M | 0.61% | −11,926−2.8% | Reduced |
| Wells Fargo & Company | 434,447 | $8.02M | 0.00% | +27,082+6.6% | Added |
| Bank of America Corp | 436,468 | $8.06M | 0.00% | +821+0.2% | Added |
| Advisors Asset Management, Inc. | 460,377 | $8.50M | 0.12% | +66,928+17.0% | Added |
| Morgan Stanley | 464,755 | $8.58M | 0.00% | +12,737+2.8% | Added |
| Raymond James & Associates | 788,518 | $14.6M | 0.01% | +34,736+4.6% | Added |
| Guggenheim Capital LLC | 866,678 | $16.0M | 0.08% | +44,082+5.4% | Added |
| Parametric Portfolio Associates LLC | 3,899,790 | $72.0M | 0.04% | −101,226−2.5% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −34,786−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −17,963−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −14,324−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,597−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,360−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,586−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −2,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| MBM Wealth Consultants, LLC | 0 | $0 | 0.00% | −980−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |