Advent Convertible & Income Fund

AVK

Exchange: NYSE
SEC CIK: 0001219120

SEC filings (opens in a new tab)

No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding Advent Convertible & Income Fund changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of AVK: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	82	2	89	+9
Shares	11.0M	80.5K	11.3M	+373.5K (+3.4%)
Value	$197.5M	$1.45M	$208.0M	+$11.9M (+6.1%)

2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (23)

Institutions that held Advent Convertible & Income Fund at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to AVK in Q4 2021
Institution	Shares	Value	% of portfolio
CIBC Private Wealth Group, LLC	72,127	$1.33M	0.00%
Advisor Resource Council	70,695	$1.30M	0.10%
Wealth Management Solutions, LLC	54,878	$1.01M	0.52%
GWM Advisors LLC	51,501	$951.0K	0.01%
Twelve Points Wealth Management LLC	50,253	$928.0K	0.75%
6 Meridian	42,285	$781.0K	0.06%
Ameritas Advisory Services, LLC	41,070	$758.0K	0.03%
Andrew Hill Investment Advisors, Inc.	19,531	$360.0K	0.34%
Coldstream Capital Management Inc	12,150	$224.0K	0.01%
Janney Montgomery Scott LLC	10,565	$195.0K	0.00%
High Net Worth Advisory Group LLC	7,900	$146.0K	0.05%
FSB Premier Wealth Management, Inc.	2,908	$53.0K	0.02%
Stephenson National Bank & Trust	2,000	$37.0K	0.02%
CWM, LLC	1,891	$35.0K	0.00%
TD Waterhouse Canada Inc.	667	$12.2K	0.00%
Bessemer Group Inc	675	$12.0K	0.00%
Chilton Capital Management LLC	363	$7.00K	0.00%
Larson Financial Group LLC	400	$7.00K	0.00%
Widmann Financial Services, Inc.	333	$6.00K	0.00%
Ahrens Investment Partners LLC	244	$5.00K	0.00%
TAP Consulting, LLC	282	$5.00K	0.00%
Fortitude Advisory Group L.L.C.	252	$5.00K	0.00%
Investmark Advisory Group LLC	70	$1.00K	0.00%

Sold out (14)

Institutions that held Advent Convertible & Income Fund at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of AVK in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Citadel Advisors LLC	34,786	$625.0K
Global Retirement Partners, LLC	17,963	$323.0K
Kestra Advisory Services, LLC	14,324	$258.0K
Sigma Planning Corp	10,597	$191.0K
Quantedge Capital Pte Ltd	10,500	$189.0K
Wolverine Asset Management LLC	8,360	$150.0K
Thomas J. Herzfeld Advisors, Inc.	5,586	$100.0K
Atlas Private Wealth Advisors	2,700	$49.0K
FNY Investment Advisers, LLC	1,250	$22.0K
MBM Wealth Consultants, LLC	980	$18.0K
Bartlett & Co. Wealth Management LLC	800	$14.4K
Bartlett & Co. LLC	800	$14.0K
Citigroup Inc	162	$3.00K
Howe & Rusling Inc	6	$0

Not filed for Q4 2021 yet (2)

Institutions that held Advent Convertible & Income Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding AVK in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Mid Atlantic Financial Management Inc	42,919	$772.0K
Ameritas Investment Company, LLC	37,603	$676.0K