Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +9 vs. Q4 2025
- Shares held
- 36.1M
- +111.7K (+0.3%) vs. Q4 2025
- Total value
- $601.8M
- +$20.8M (+3.6%) vs. Q4 2025
- New holders
- 32
- 88 more added
- Sold out
- 23
- 44 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vista Investment Partners II, LLC | 23,736 | $394.0K | 0.18% | 00.0% | Unchanged |
| Uncommon Cents Investing LLC | 23,774 | $394.7K | 0.09% | −100−0.4% | Reduced |
| Cerity Partners LLC | 24,013 | $399.0K | 0.00% | +24,013 | New |
| Moors & Cabot, Inc. | 24,626 | $408.8K | 0.02% | +46+0.2% | Added |
| Susquehanna International Group, LLP | 24,830 | $412.2K | 0.00% | +24,830 | New |
| International Assets Investment Management, LLC | 24,583 | $417.4K | 0.03% | +447+1.9% | Added |
| Jane Street Group, LLC | 25,210 | $418.5K | 0.00% | −2,735−9.8% | Reduced |
| Mezzasalma Advisors, LLC | 25,298 | $420.0K | 0.11% | +416+1.7% | Added |
| Brown Advisory Inc | 25,778 | $427.9K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 25,938 | $431.0K | 0.01% | +1,017+4.1% | Added |
| Allworth Financial LP | 26,540 | $440.6K | 0.00% | +3,663+16.0% | Added |
| 1776 Wealth LLC | 26,783 | $444.6K | 0.17% | +475+1.8% | Added |
| Kestra Private Wealth Services, LLC | 27,378 | $454.5K | 0.01% | +49+0.2% | Added |
| David J Yvars Group | 28,164 | $457.9K | 0.26% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 28,318 | $470.1K | 0.00% | +364+1.3% | Added |
| Spirepoint Private Client, LLC | 29,225 | $485.1K | 0.05% | +5,585+23.6% | Added |
| Pensionmark Financial Group, LLC | 29,776 | $494.3K | 0.01% | +16,659+127.0% | Added |
| PMG Family Office LLC | 32,513 | $539.7K | 0.60% | +662+2.1% | Added |
| Vontobel Holding Ltd. | 33,044 | $548.5K | 0.00% | +1,688+5.4% | Added |
| Alexander Randolph Advisory, Inc. | 34,537 | $573.3K | 0.49% | +628+1.9% | Added |
| Mercer Global Advisors Inc | 34,992 | $580.9K | 0.00% | +4,386+14.3% | Added |
| B&L Asset Management LLC | 37,020 | $614.5K | 0.27% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 40,688 | $675.4K | 0.01% | −883−2.1% | Reduced |
| Farther Finance Advisors, LLC | 39,897 | $677.4K | 0.01% | −1,287−3.1% | Reduced |
| Delta Wealth Advisors LLC | 40,866 | $678.4K | 0.52% | 00.0% | Unchanged |
| We Are One Seven, LLC | 41,892 | $695.4K | 0.01% | +1,018+2.5% | Added |
| Gabelli Funds LLC | 42,200 | $700.5K | 0.00% | −20,400−32.6% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 42,931 | $712.7K | 0.15% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 43,102 | $715.6K | 0.01% | −6,441−13.0% | Reduced |
| Bank of Montreal | 43,560 | $723.1K | 0.00% | +4,700+12.1% | Added |
| Belpointe Asset Management LLC | 47,796 | $793.4K | 0.03% | +47,796 | New |
| Fortis Capital Advisors, LLC | 47,796 | $793.4K | 0.10% | +47,796 | New |
| NWF Advisory Services Inc. | 49,429 | $820.5K | 0.09% | −2,696−5.2% | Reduced |
| Nations Financial Group Inc, | 50,219 | $833.6K | 0.04% | +1,056+2.1% | Added |
| Mariner, LLC | 51,219 | $850.2K | 0.00% | −50,902−49.8% | Reduced |
| Mraz, Amerine & Associates, Inc. | 51,232 | $850.4K | 0.13% | −879−1.7% | Reduced |
| Bay Rivers Group | 51,425 | $853.7K | 0.36% | +4,450+9.5% | Added |
| Concorde Asset Management, LLC | 52,050 | $864.0K | 0.42% | −2,042−3.8% | Reduced |
| Warren Averett Asset Management, LLC | 52,254 | $867.4K | 0.01% | −145−0.3% | Reduced |
| Whitener Capital Management, Inc. | 53,292 | $884.6K | 0.20% | +2,125+4.2% | Added |
| Abel Hall, LLC | 55,000 | $913.0K | 0.19% | −1,300−2.3% | Reduced |
| GWM Advisors LLC | 56,102 | $931.3K | 0.00% | −1,050−1.8% | Reduced |
| Triumph Capital Management | 57,270 | $950.7K | 0.19% | +3,903+7.3% | Added |
| Jefferies Financial Group Inc. | 59,316 | $984.6K | 0.01% | +21,736+57.8% | Added |
| Prospera Financial Services Inc | 61,204 | $1.02M | 0.02% | +1,412+2.4% | Added |
| Envestnet Asset Management Inc | 62,279 | $1.03M | 0.00% | +35,390+131.6% | Added |
| Comprehensive Money Management Services LLC | 65,470 | $1.09M | 0.71% | +8,700+15.3% | Added |
| Fifth Third Bancorp | 71,231 | $1.18M | 0.00% | +71,231 | New |
| Focused Wealth Management, Inc | 71,464 | $1.19M | 0.12% | −407−0.6% | Reduced |
| TrueMark Investments, LLC | 74,571 | $1.24M | 0.24% | +3,792+5.4% | Added |
| City of London Investment Management Co Ltd | 74,901 | $1.24M | 0.09% | −9,000−10.7% | Reduced |
| WJ Financial Advisors LLC | 77,025 | $1.28M | 1.03% | −1,500−1.9% | Reduced |
| Accel Wealth Management | 77,074 | $1.28M | 0.33% | −9,637−11.1% | Reduced |
| Kennedy Investment Group | 82,083 | $1.36M | 0.53% | +425+0.5% | Added |
| First Trust Advisors LP | 85,992 | $1.43M | 0.00% | +14,388+20.1% | Added |
| Advisory Advocates, LLC | 86,511 | $1.44M | 1.47% | +6,670+8.4% | Added |
| Atlantic Union Bankshares Corp | 94,893 | $1.58M | 0.03% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 100,222 | $1.66M | 0.01% | −1,849−1.8% | Reduced |
| Evolve Private Wealth, LLC | 111,124 | $1.84M | 0.10% | −226−0.2% | Reduced |
| Samalin Investment Counsel, LLC | 112,755 | $1.87M | 0.66% | +41,159+57.5% | Added |
| Kestra Advisory Services, LLC | 118,241 | $1.96M | 0.01% | +92,668+362.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 120,196 | $2.00M | 0.01% | +324+0.3% | Added |
| Stolper Co | 13,843 | $2.00M | 0.66% | −39,251−73.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 122,485 | $2.03M | 0.07% | +33,408+37.5% | Added |
| Commonwealth Equity Services, LLC | 131,095 | $2.18M | 0.00% | +10,812+9.0% | Added |
| Shaker Financial Services, LLC | 138,511 | $2.30M | 0.80% | −42,838−23.6% | Reduced |
| General American Investors Co Inc | 150,877 | $2.50M | 0.17% | 00.0% | Unchanged |
| Intrepid Family Office LLC | 152,777 | $2.54M | 2.21% | +49,417+47.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 161,158 | $2.67M | 0.01% | +15,065+10.3% | Added |
| RB Capital Management, LLC | 170,896 | $2.84M | 0.60% | +398+0.2% | Added |
| Menlo Advisors LLC | 180,126 | $2.90M | 1.30% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 177,803 | $2.95M | 0.00% | +3,304+1.9% | Added |
| Private Advisor Group, LLC | 182,851 | $3.04M | 0.01% | +703+0.4% | Added |
| Z3 Capital Partners, LLC | 185,706 | $3.08M | 0.78% | −926−0.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 189,145 | $3.14M | 0.01% | +1,000+0.5% | Added |
| Altium Capital Management LP | 192,509 | $3.20M | 7.61% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 216,884 | $3.60M | 3.33% | +27,013+14.2% | Added |
| Oppenheimer & Co Inc | 217,046 | $3.60M | 0.04% | +4,129+1.9% | Added |
| D.A. Davidson & Co. | 234,911 | $3.90M | 0.02% | −1,624−0.7% | Reduced |
| Rothschild Investment LLC | 240,212 | $3.99M | 0.21% | +10,509+4.6% | Added |
| Captrust Financial Advisors | 257,186 | $4.27M | 0.01% | −9,724−3.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 276,056 | $4.58M | 0.02% | +109,167+65.4% | Added |
| Cetera Investment Advisers | 294,684 | $4.89M | 0.01% | +164,578+126.5% | Added |
| Paller Financial Services Inc | 308,877 | $5.13M | 4.24% | −8,273−2.6% | Reduced |
| Advisors Asset Management, Inc. | 320,258 | $5.32M | 0.09% | −49,839−13.5% | Reduced |
| Advisor Group Holdings, Inc. | 344,827 | $5.72M | 0.01% | +6,273+1.9% | Added |
| Guggenheim Capital LLC | 453,148 | $7.52M | 0.06% | +29,338+6.9% | Added |
| Modern Wealth Management, LLC | 491,970 | $8.35M | 0.14% | −11,587−2.3% | Reduced |
| Waterfront Wealth Inc. | 564,561 | $9.37M | 1.72% | −78,095−12.2% | Reduced |
| UBS Group AG | 582,111 | $9.66M | 0.00% | −42,653−6.8% | Reduced |
| Rivernorth Capital Management, LLC | 601,975 | $9.99M | 0.50% | +3,092+0.5% | Added |
| Lazard Asset Management LLC | 612,315 | $10.2M | 0.02% | −3,510−0.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 653,774 | $10.9M | 1.56% | +1,474+0.2% | Added |
| Janney Montgomery Scott LLC | 728,481 | $12.1M | 0.03% | −54,274−6.9% | Reduced |
| Stifel Financial Corp | 825,089 | $13.7M | 0.01% | +41,658+5.3% | Added |
| Penserra Capital Management LLC | 1,331,546 | $22.1M | 0.26% | +1,331,546 | New |
| Royal Bank of Canada | 1,624,774 | $27.0M | 0.01% | +13,087+0.8% | Added |
| Wells Fargo & Company | 1,691,675 | $28.1M | 0.01% | +214,459+14.5% | Added |
| LPL Financial LLC | 2,279,577 | $37.8M | 0.01% | +22,544+1.0% | Added |
| Raymond James Financial Inc | 2,831,766 | $47.0M | 0.01% | −38,557−1.3% | Reduced |