Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +2 vs. Q3 2025
- Shares held
- 36.1M
- +1.04M (+3.0%) vs. Q3 2025
- Total value
- $582.2M
- +$16.9M (+3.0%) vs. Q3 2025
- New holders
- 26
- 83 more added
- Sold out
- 24
- 56 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mezzasalma Advisors, LLC | 24,882 | $401.0K | 0.10% | −268−1.1% | Reduced |
| Wedbush Securities Inc | 24,921 | $401.0K | 0.01% | +574+2.4% | Added |
| Kestra Advisory Services, LLC | 25,573 | $411.7K | 0.00% | +630+2.5% | Added |
| Brown Advisory Inc | 25,778 | $415.0K | 0.00% | 00.0% | Unchanged |
| 1776 Wealth LLC | 26,308 | $423.6K | 0.16% | +843+3.3% | Added |
| Envestnet Asset Management Inc | 26,889 | $432.9K | 0.00% | +5,947+28.4% | Added |
| Kestra Private Wealth Services, LLC | 27,329 | $440.0K | 0.01% | −656−2.3% | Reduced |
| Jane Street Group, LLC | 27,945 | $449.9K | 0.00% | +27,945 | New |
| Baird Financial Group, Inc. | 27,954 | $450.1K | 0.00% | +1,413+5.3% | Added |
| David J Yvars Group | 28,164 | $454.2K | 0.24% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 29,900 | $481.4K | 0.23% | −1,100−3.5% | Reduced |
| Mercer Global Advisors Inc | 30,606 | $492.8K | 0.00% | −1,033−3.3% | Reduced |
| Vontobel Holding Ltd. | 31,356 | $504.8K | 0.00% | +31,356 | New |
| Heritage Wealth Management, Inc. | 31,505 | $507.2K | 0.14% | −2,113−6.3% | Reduced |
| PMG Family Office LLC | 31,851 | $512.8K | 0.59% | −827−2.5% | Reduced |
| Alexander Randolph Advisory, Inc. | 33,909 | $545.9K | 0.45% | +1,102+3.4% | Added |
| Level Four Advisory Services, LLC | 36,769 | $592.0K | 0.02% | +1,014+2.8% | Added |
| B&L Asset Management LLC | 37,020 | $596.0K | 0.27% | −7,946−17.7% | Reduced |
| Jefferies Financial Group Inc. | 37,580 | $605.0K | 0.00% | +1,218+3.3% | Added |
| Bank of Montreal | 38,860 | $625.6K | 0.00% | +4,300+12.4% | Added |
| Landscape Capital Management, L.L.C. | 39,950 | $643.2K | 0.04% | −64,866−61.9% | Reduced |
| Delta Wealth Advisors LLC | 40,866 | $657.9K | 0.55% | 00.0% | Unchanged |
| We Are One Seven, LLC | 40,874 | $658.1K | 0.01% | −1,335−3.2% | Reduced |
| Farther Finance Advisors, LLC | 41,184 | $663.1K | 0.01% | +31,113+308.9% | Added |
| Apollon Wealth Management, LLC | 41,571 | $669.3K | 0.01% | −1,400−3.3% | Reduced |
| Atlanta Consulting Group Advisors, LLC | 42,931 | $691.2K | 0.16% | −814−1.9% | Reduced |
| Bay Rivers Group | 46,975 | $756.3K | 0.31% | +1,766+3.9% | Added |
| Logan Stone Capital, LLC | 48,819 | $786.0K | 0.19% | +48,819 | New |
| Nations Financial Group Inc, | 49,163 | $791.5K | 0.04% | +811+1.7% | Added |
| Benjamin Edwards Inc | 49,543 | $797.7K | 0.01% | −5,531−10.0% | Reduced |
| Whitener Capital Management, Inc. | 51,167 | $823.8K | 0.19% | +2,655+5.5% | Added |
| Mraz, Amerine & Associates, Inc. | 52,111 | $839.0K | 0.12% | −1,914−3.5% | Reduced |
| NWF Advisory Services Inc. | 52,125 | $839.2K | 0.09% | −3,927−7.0% | Reduced |
| Warren Averett Asset Management, LLC | 52,399 | $843.6K | 0.01% | +4,343+9.0% | Added |
| Stolper Co | 53,094 | $855.0K | 0.25% | +1,715+3.3% | Added |
| Triumph Capital Management | 53,367 | $859.2K | 0.19% | +2,333+4.6% | Added |
| Concorde Asset Management, LLC | 54,092 | $870.9K | 0.35% | +1,580+3.0% | Added |
| Abel Hall, LLC | 56,300 | $906.4K | 0.21% | −700−1.2% | Reduced |
| Comprehensive Money Management Services LLC | 56,770 | $914.0K | 0.63% | +425+0.8% | Added |
| GWM Advisors LLC | 57,152 | $920.1K | 0.00% | −5,015−8.1% | Reduced |
| Prospera Financial Services Inc | 59,792 | $962.8K | 0.02% | −14,617−19.6% | Reduced |
| Gabelli Funds LLC | 62,600 | $1.01M | 0.01% | −9,000−12.6% | Reduced |
| Miracle Mile Advisors, LLC | 65,470 | $1.05M | 0.02% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 70,779 | $1.14M | 0.22% | +1,738+2.5% | Added |
| Comerica Bank | 71,223 | $1.15M | 0.00% | −5,424−7.1% | Reduced |
| Samalin Investment Counsel, LLC | 71,596 | $1.15M | 0.41% | −3,486−4.6% | Reduced |
| First Trust Advisors LP | 71,604 | $1.15M | 0.00% | +8,801+14.0% | Added |
| Focused Wealth Management, Inc | 71,871 | $1.16M | 0.12% | +7,997+12.5% | Added |
| WJ Financial Advisors LLC | 78,525 | $1.26M | 1.13% | +24,725+46.0% | Added |
| Advisory Advocates, LLC | 79,841 | $1.29M | 1.28% | +79,841 | New |
| Kennedy Investment Group | 81,658 | $1.31M | 0.50% | +2,189+2.8% | Added |
| City of London Investment Management Co Ltd | 83,901 | $1.35M | 0.10% | +19,110+29.5% | Added |
| Accel Wealth Management | 86,711 | $1.40M | 0.38% | −14,070−14.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 89,077 | $1.43M | 0.05% | −23,423−20.8% | Reduced |
| Wolverine Asset Management LLC | 92,701 | $1.49M | 0.02% | −51,827−35.9% | Reduced |
| Atlantic Union Bankshares Corp | 94,893 | $1.53M | 0.03% | −3,025−3.1% | Reduced |
| Sanctuary Advisors, LLC | 102,071 | $1.64M | 0.01% | −877−0.9% | Reduced |
| Mariner, LLC | 102,121 | $1.64M | 0.00% | +38,082+59.5% | Added |
| Intrepid Family Office LLC | 103,360 | $1.66M | 1.60% | +17,025+19.7% | Added |
| Evolve Private Wealth, LLC | 111,350 | $1.79M | 0.11% | +111,350 | New |
| Cambridge Investment Research Advisors, Inc. | 119,872 | $1.93M | 0.01% | −9,917−7.6% | Reduced |
| Commonwealth Equity Services, LLC | 120,283 | $1.94M | 0.00% | −33,952−22.0% | Reduced |
| Cetera Investment Advisers | 130,106 | $2.09M | 0.00% | +36,621+39.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 146,093 | $2.35M | 0.01% | +60,888+71.5% | Added |
| General American Investors Co Inc | 150,877 | $2.43M | 0.15% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 166,889 | $2.69M | 0.01% | +7,610+4.8% | Added |
| RB Capital Management, LLC | 170,498 | $2.75M | 0.56% | +4,675+2.8% | Added |
| HighTower Advisors, LLC | 174,499 | $2.81M | 0.00% | +13,697+8.5% | Added |
| Menlo Advisors LLC | 180,126 | $2.90M | 1.30% | −10,957−5.7% | Reduced |
| Shaker Financial Services, LLC | 181,349 | $2.92M | 0.93% | −108,347−37.4% | Reduced |
| Private Advisor Group, LLC | 182,148 | $2.93M | 0.01% | +11,171+6.5% | Added |
| Z3 Capital Partners, LLC | 186,632 | $3.00M | 0.72% | +186,632 | New |
| Allspring Global Investments Holdings, LLC | 188,145 | $3.03M | 0.00% | −4,194−2.2% | Reduced |
| Cypress Capital Management LLC (WY) | 189,871 | $3.06M | 2.84% | +157,348+483.8% | Added |
| Altium Capital Management LP | 192,509 | $3.10M | 12.25% | +192,509 | New |
| Oppenheimer & Co Inc | 212,917 | $3.43M | 0.05% | −4,917−2.3% | Reduced |
| Rothschild Investment LLC | 229,703 | $3.70M | 0.20% | +6,010+2.7% | Added |
| D.A. Davidson & Co. | 236,535 | $3.81M | 0.02% | −1,141−0.5% | Reduced |
| Cornerstone Advisors, LLC | 246,575 | $3.97M | 0.13% | −438,944−64.0% | Reduced |
| Captrust Financial Advisors | 266,910 | $4.30M | 0.01% | −4,869−1.8% | Reduced |
| Paller Financial Services Inc | 317,150 | $5.11M | 4.09% | +317,150 | New |
| Advisor Group Holdings, Inc. | 338,554 | $5.45M | 0.01% | +72,499+27.2% | Added |
| Advisors Asset Management, Inc. | 370,097 | $5.96M | 0.10% | +33,277+9.9% | Added |
| Guggenheim Capital LLC | 423,810 | $6.82M | 0.05% | −10,244−2.4% | Reduced |
| Modern Wealth Management, LLC | 503,557 | $8.11M | 0.15% | −5,252−1.0% | Reduced |
| Rivernorth Capital Management, LLC | 598,883 | $9.64M | 0.46% | +2,038+0.3% | Added |
| Lazard Asset Management LLC | 615,825 | $9.91M | 0.02% | +65,961+12.0% | Added |
| UBS Group AG | 624,764 | $10.1M | 0.00% | −68,871−9.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 652,300 | $10.5M | 1.54% | +88,928+15.8% | Added |
| Waterfront Wealth Inc. | 642,656 | $11.3M | 2.15% | −36,452−5.4% | Reduced |
| Janney Montgomery Scott LLC | 782,755 | $12.6M | 0.03% | +14,540+1.9% | Added |
| Stifel Financial Corp | 783,431 | $12.6M | 0.01% | −537−0.1% | Reduced |
| Saba Capital Management, L.P. | 1,437,153 | $23.1M | 0.78% | +32,980+2.3% | Added |
| Wells Fargo & Company | 1,477,216 | $23.8M | 0.00% | −269,995−15.5% | Reduced |
| Royal Bank of Canada | 1,611,687 | $25.9M | 0.00% | +26,655+1.7% | Added |
| LPL Financial LLC | 2,257,033 | $36.3M | 0.01% | +194,412+9.4% | Added |
| Raymond James Financial Inc | 2,870,323 | $46.2M | 0.01% | +15,123+0.5% | Added |
| Bank of America Corp | 5,727,708 | $92.2M | 0.01% | −100,845−1.7% | Reduced |
| Morgan Stanley | 6,252,497 | $100.7M | 0.01% | +519,959+9.1% | Added |
| Consolidated Portfolio Review Corp | 0 | $0 | 0.00% | −125,510−100.0% | Sold out |