Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 198
- +12 vs. Q2 2025
- Shares held
- 35.1M
- +1.15M (+3.4%) vs. Q2 2025
- Total value
- $565.6M
- +$55.0M (+10.8%) vs. Q2 2025
- New holders
- 28
- 82 more added
- Sold out
- 16
- 47 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Uncommon Cents Investing LLC | 23,874 | $385.1K | 0.10% | −800−3.2% | Reduced |
| Allworth Financial LP | 24,040 | $387.8K | 0.00% | +2,442+11.3% | Added |
| Wedbush Securities Inc | 24,347 | $393.0K | 0.01% | +814+3.5% | Added |
| Moors & Cabot, Inc. | 24,501 | $395.2K | 0.02% | +660+2.8% | Added |
| Kestra Advisory Services, LLC | 24,943 | $402.3K | 0.00% | +7,365+41.9% | Added |
| Mezzasalma Advisors, LLC | 25,150 | $405.7K | 0.10% | +367+1.5% | Added |
| 1776 Wealth LLC | 25,465 | $410.8K | 0.16% | −6,734−20.9% | Reduced |
| Brown Advisory Inc | 25,778 | $415.8K | 0.00% | +977+3.9% | Added |
| Baird Financial Group, Inc. | 26,541 | $428.1K | 0.00% | +4,806+22.1% | Added |
| SOL Capital Management CO | 26,647 | $430.0K | 0.04% | −4,698−15.0% | Reduced |
| J.W. Cole Advisors, Inc. | 27,794 | $448.3K | 0.01% | −35−0.1% | Reduced |
| Kestra Private Wealth Services, LLC | 27,985 | $451.4K | 0.01% | +44+0.2% | Added |
| David J Yvars Group | 28,164 | $453.0K | 0.24% | −1,350−4.6% | Reduced |
| Quantedge Capital Pte Ltd | 31,000 | $500.0K | 0.27% | +16,400+112.3% | Added |
| Mercer Global Advisors Inc | 31,639 | $510.3K | 0.00% | +1,738+5.8% | Added |
| Cypress Capital Management LLC (WY) | 32,523 | $524.6K | 0.48% | +32,523 | New |
| PMG Family Office LLC | 32,678 | $527.1K | 0.59% | +32,678 | New |
| Alexander Randolph Advisory, Inc. | 32,807 | $529.2K | 0.44% | +574+1.8% | Added |
| Heritage Wealth Management, Inc. | 33,618 | $542.3K | 0.16% | 00.0% | Unchanged |
| Bank of Montreal | 34,560 | $557.5K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 34,732 | $560.2K | 0.00% | −16,775−32.6% | Reduced |
| Level Four Advisory Services, LLC | 35,755 | $576.7K | 0.02% | +13,418+60.1% | Added |
| Jefferies Financial Group Inc. | 36,362 | $586.5K | 0.01% | +36,362 | New |
| Delta Wealth Advisors LLC | 40,866 | $659.2K | 0.52% | 00.0% | Unchanged |
| We Are One Seven, LLC | 42,209 | $680.8K | 0.02% | −396−0.9% | Reduced |
| Apollon Wealth Management, LLC | 42,971 | $693.1K | 0.01% | +210.0% | Added |
| Atlanta Consulting Group Advisors, LLC | 43,745 | $705.6K | 0.17% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 44,796 | $722.6K | 0.04% | +33,281+289.0% | Added |
| Readystate Asset Management LP | 44,812 | $722.8K | 0.04% | −187,897−80.7% | Reduced |
| B&L Asset Management LLC | 44,966 | $725.3K | 0.37% | +32,646+265.0% | Added |
| Bay Rivers Group | 45,209 | $729.2K | 0.31% | +2,650+6.2% | Added |
| Warren Averett Asset Management, LLC | 48,056 | $775.1K | 0.01% | −327−0.7% | Reduced |
| Nations Financial Group Inc, | 48,352 | $779.9K | 0.05% | +422+0.9% | Added |
| Whitener Capital Management, Inc. | 48,512 | $782.5K | 0.19% | +754+1.6% | Added |
| Triumph Capital Management | 51,034 | $823.2K | 0.22% | +716+1.4% | Added |
| Stolper Co | 51,379 | $829.0K | 0.25% | +848+1.7% | Added |
| Concorde Asset Management, LLC | 52,512 | $851.0K | 0.36% | +52,512 | New |
| WJ Financial Advisors LLC | 53,800 | $867.8K | 0.84% | +53,800 | New |
| Mraz, Amerine & Associates, Inc. | 54,025 | $871.4K | 0.14% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 55,074 | $888.5K | 0.01% | −10,092−15.5% | Reduced |
| NWF Advisory Services Inc. | 56,052 | $904.1K | 0.10% | +1,149+2.1% | Added |
| Comprehensive Money Management Services LLC | 56,345 | $908.8K | 0.64% | +4,245+8.1% | Added |
| Abel Hall, LLC | 57,000 | $919.4K | 0.37% | 00.0% | Unchanged |
| GWM Advisors LLC | 62,167 | $1.00M | 0.00% | +3,311+5.6% | Added |
| First Trust Advisors LP | 62,803 | $1.01M | 0.00% | +10,562+20.2% | Added |
| Focused Wealth Management, Inc | 63,874 | $1.03M | 0.11% | −515−0.8% | Reduced |
| Mariner, LLC | 64,039 | $1.03M | 0.00% | −9,118−12.5% | Reduced |
| City of London Investment Management Co Ltd | 64,791 | $1.05M | 0.08% | +20,600+46.6% | Added |
| Miracle Mile Advisors, LLC | 65,470 | $1.06M | 0.02% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 69,041 | $1.11M | 0.19% | +69,041 | New |
| Gabelli Funds LLC | 71,600 | $1.15M | 0.01% | −14,300−16.6% | Reduced |
| Prospera Financial Services Inc | 74,409 | $1.20M | 0.02% | −3,609−4.6% | Reduced |
| Samalin Investment Counsel, LLC | 75,082 | $1.21M | 0.42% | −597−0.8% | Reduced |
| Comerica Bank | 76,647 | $1.24M | 0.00% | −1,797−2.3% | Reduced |
| Kennedy Investment Group | 79,469 | $1.28M | 0.51% | −1,232−1.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 85,205 | $1.37M | 0.01% | +27,621+48.0% | Added |
| Intrepid Family Office LLC | 86,335 | $1.39M | 1.26% | +36,335+72.7% | Added |
| Cetera Investment Advisers | 93,485 | $1.51M | 0.00% | +57,203+157.7% | Added |
| Atlantic Union Bankshares Corp | 97,918 | $1.58M | 0.03% | +6,003+6.5% | Added |
| Accel Wealth Management | 100,781 | $1.63M | 0.47% | −4,847−4.6% | Reduced |
| Sanctuary Advisors, LLC | 102,948 | $1.66M | 0.01% | −11,369−9.9% | Reduced |
| Landscape Capital Management, L.L.C. | 104,816 | $1.69M | 0.11% | +52,432+100.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 112,500 | $1.81M | 0.07% | −773−0.7% | Reduced |
| Consolidated Portfolio Review Corp | 125,510 | $2.06M | 0.26% | +18,210+17.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 129,789 | $2.09M | 0.01% | +8,259+6.8% | Added |
| Wolverine Asset Management LLC | 144,528 | $2.33M | 0.03% | −18,611−11.4% | Reduced |
| General American Investors Co Inc | 150,877 | $2.43M | 0.15% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 154,235 | $2.49M | 0.00% | +19,504+14.5% | Added |
| Steward Partners Investment Advisory, LLC | 159,279 | $2.57M | 0.01% | +4,275+2.8% | Added |
| HighTower Advisors, LLC | 160,802 | $2.59M | 0.00% | +2,839+1.8% | Added |
| RB Capital Management, LLC | 165,823 | $2.67M | 0.56% | +1,198+0.7% | Added |
| Private Advisor Group, LLC | 170,977 | $2.76M | 0.01% | +12,785+8.1% | Added |
| Menlo Advisors LLC | 191,083 | $3.08M | 1.46% | −4,159−2.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 192,339 | $3.10M | 0.00% | +7,595+4.1% | Added |
| Oppenheimer & Co Inc | 217,834 | $3.51M | 0.04% | +6,944+3.3% | Added |
| Rothschild Investment LLC | 223,693 | $3.61M | 0.20% | +20,521+10.1% | Added |
| D.A. Davidson & Co. | 237,676 | $3.83M | 0.02% | +17,353+7.9% | Added |
| Advisor Group Holdings, Inc. | 266,055 | $4.27M | 0.01% | −7,777−2.8% | Reduced |
| Captrust Financial Advisors | 271,779 | $4.38M | 0.01% | +957+0.4% | Added |
| Shaker Financial Services, LLC | 289,696 | $4.67M | 1.60% | −295,378−50.5% | Reduced |
| Advisors Asset Management, Inc. | 336,820 | $5.43M | 0.09% | −158,800−32.0% | Reduced |
| Guggenheim Capital LLC | 434,054 | $7.00M | 0.05% | −26,226−5.7% | Reduced |
| Modern Wealth Management, LLC | 508,809 | $8.21M | 0.16% | −5,240−1.0% | Reduced |
| Lazard Asset Management LLC | 549,864 | $8.87M | 0.01% | −6,175−1.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 563,372 | $9.09M | 1.38% | +71,196+14.5% | Added |
| Rivernorth Capital Management, LLC | 596,845 | $9.63M | 0.55% | +584,021+4,554.1% | Added |
| Waterfront Wealth Inc. | 679,108 | $10.8M | 2.21% | +197,680+41.1% | Added |
| Cornerstone Advisors, LLC | 685,519 | $11.1M | 0.36% | +566,576+476.3% | Added |
| UBS Group AG | 693,635 | $11.2M | 0.00% | −8,266−1.2% | Reduced |
| Janney Montgomery Scott LLC | 768,215 | $12.4M | 0.03% | +75,207+10.9% | Added |
| Stifel Financial Corp | 783,968 | $12.6M | 0.01% | +29,427+3.9% | Added |
| Saba Capital Management, L.P. | 1,404,173 | $22.6M | 0.75% | +1,404,173 | New |
| Royal Bank of Canada | 1,585,032 | $25.6M | 0.00% | +12,411+0.8% | Added |
| Wells Fargo & Company | 1,747,211 | $28.2M | 0.01% | −108,369−5.8% | Reduced |
| LPL Financial LLC | 2,062,621 | $33.3M | 0.01% | +16,999+0.8% | Added |
| Raymond James Financial Inc | 2,855,200 | $46.1M | 0.01% | −319,307−10.1% | Reduced |
| Morgan Stanley | 5,732,538 | $92.5M | 0.01% | −275,987−4.6% | Reduced |
| Bank of America Corp | 5,828,553 | $94.0M | 0.01% | −464,982−7.4% | Reduced |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −324,599−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −77,968−100.0% | Sold out |