Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2021
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −1 vs. Q1 2021
- Shares held
- 1.95M
- +246.3K (+14.5%) vs. Q1 2021
- Total value
- $35.8M
- +$6.09M (+20.5%) vs. Q1 2021
- New holders
- 3
- 11 more added
- Sold out
- 4
- 8 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Wagner Wealth Management, LLC | 900 | $17.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 2,076 | $38.0K | 0.00% | +491+31.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 2,185 | $40.0K | 0.00% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,790 | $198.0K | 0.16% | 00.0% | Unchanged |
| UBS Group AG | 12,043 | $221.0K | 0.00% | +7,476+163.7% | Added |
| Wedbush Securities Inc | 12,190 | $224.0K | 0.01% | +12,190 | New |
| WSFS Capital Management, LLC | 12,230 | $225.0K | 0.10% | −1,224−9.1% | Reduced |
| Bel Air Investment Advisors LLC | 12,500 | $230.0K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 12,950 | $238.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 13,306 | $244.0K | 0.00% | +117+0.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 14,000 | $257.0K | 0.02% | +2,000+16.7% | Added |
| Mid Atlantic Financial Management Inc | 17,600 | $323.0K | 0.02% | −600−3.3% | Reduced |
| Wells Fargo & Company | 17,979 | $330.0K | 0.00% | −201−1.1% | Reduced |
| B. Riley Wealth Management, Inc. | 19,510 | $358.0K | 0.04% | +19,510 | New |
| Stifel Financial Corp | 20,552 | $377.0K | 0.00% | −50−0.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,295 | $409.0K | 0.00% | +6,170+38.3% | Added |
| Raymond James & Associates | 23,787 | $437.0K | 0.00% | −13,161−35.6% | Reduced |
| Usca Ria LLC | 24,770 | $455.0K | 0.03% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 30,318 | $557.0K | 0.06% | −5,109−14.4% | Reduced |
| SeaCrest Wealth Management, LLC | 31,801 | $584.0K | 0.07% | +4,936+18.4% | Added |
| Bank of America Corp | 36,719 | $674.0K | 0.00% | −1,060−2.8% | Reduced |
| Nations Financial Group Inc, | 43,022 | $790.0K | 0.13% | +1,644+4.0% | Added |
| Baird Financial Group, Inc. | 72,707 | $1.33M | 0.00% | +308+0.4% | Added |
| Advisor Group Holdings, Inc. | 83,054 | $1.52M | 0.00% | +4,529+5.8% | Added |
| Royal Bank of Canada | 117,789 | $2.16M | 0.00% | −2,588−2.1% | Reduced |
| Janney Montgomery Scott LLC | 228,173 | $4.19M | 0.02% | +31,602+16.1% | Added |
| Morgan Stanley | 1,051,996 | $19.3M | 0.00% | +195,857+22.9% | Added |
| CSS LLC | 0 | $0 | 0.00% | −10,186−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −3,137−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |