Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2025
Institutional positions in Prospect Capital Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +7 vs. Q2 2025
- Shares held
- 81.6M
- +16.1M (+24.6%) vs. Q2 2025
- Total value
- $224.4M
- +$16.2M (+7.8%) vs. Q2 2025
- New holders
- 34
- 91 more added
- Sold out
- 27
- 59 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Modern Wealth Management, LLC | 20,839 | $57.3K | 0.00% | −12,763−38.0% | Reduced |
| IFP Advisors, Inc | 21,266 | $58.5K | 0.00% | +947+4.7% | Added |
| J.W. Cole Advisors, Inc. | 21,330 | $58.7K | 0.00% | −1,687−7.3% | Reduced |
| Inspire Advisors, LLC | 21,591 | $59.4K | 0.01% | −5,841−21.3% | Reduced |
| Great Valley Advisor Group, Inc. | 21,622 | $59.5K | 0.00% | +955+4.6% | Added |
| Ausdal Financial Partners, Inc. | 21,718 | $59.7K | 0.00% | −4,123−16.0% | Reduced |
| Barclays PLC | 22,400 | $61.6K | 0.00% | +22,400 | New |
| Global Retirement Partners, LLC | 25,500 | $70.1K | 0.00% | +10,300+67.8% | Added |
| Sculati Wealth Management, LLC | 26,635 | $73.2K | 0.03% | −2,584−8.8% | Reduced |
| Samalin Investment Counsel, LLC | 26,809 | $73.7K | 0.03% | +26,809 | New |
| WMG Financial Advisors, LLC | 27,950 | $76.9K | 0.03% | 00.0% | Unchanged |
| Allworth Financial LP | 29,160 | $80.2K | 0.00% | +812+2.9% | Added |
| Insigneo Advisory Services, LLC | 29,290 | $80.5K | 0.01% | +29,290 | New |
| Sunbelt Securities, Inc. | 29,344 | $80.7K | 0.01% | +4,260+17.0% | Added |
| Beacon Financial Advisory LLC | 31,185 | $85.8K | 0.02% | +15,779+102.4% | Added |
| Cherry Creek Investment Advisors, Inc. | 31,316 | $86.1K | 0.04% | −17,715−36.1% | Reduced |
| Mercer Global Advisors Inc | 32,262 | $88.7K | 0.00% | +10,930+51.2% | Added |
| Next Level Private LLC | 33,240 | $92.4K | 0.03% | +865+2.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 34,244 | $94.2K | 0.00% | +550+1.6% | Added |
| Strategies Wealth Advisors, LLC | 34,665 | $95.3K | 0.01% | −3,250−8.6% | Reduced |
| Mariner, LLC | 35,986 | $99.0K | 0.00% | −20,107−35.8% | Reduced |
| Arkadios Wealth Advisors | 38,334 | $105.4K | 0.00% | −5,884−13.3% | Reduced |
| Sigma Planning Corp | 39,033 | $107.3K | 0.00% | −2,445−5.9% | Reduced |
| BancorpSouth Bank | 39,174 | $107.7K | 0.01% | +1,715+4.6% | Added |
| Wealthfront Advisers LLC | 39,352 | $108.2K | 0.00% | +364+0.9% | Added |
| Bessemer Group Inc | 40,000 | $110.0K | 0.00% | 00.0% | Unchanged |
| LeClair Wealth Partners LLC | 40,435 | $111.2K | 0.07% | −64,785−61.6% | Reduced |
| Ethos Financial Group, LLC | 42,835 | $117.8K | 0.01% | −712−1.6% | Reduced |
| Csenge Advisory Group | 43,922 | $120.8K | 0.01% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 44,773 | $123.1K | 0.04% | −4,425−9.0% | Reduced |
| Garner Asset Management Corp | 45,430 | $123.4K | 0.05% | −3,837−7.8% | Reduced |
| Blair William & Co | 45,700 | $125.7K | 0.00% | −7,773−14.5% | Reduced |
| Philadelphia Trust Co | 45,700 | $126.0K | 0.01% | −2,500−5.2% | Reduced |
| Harbour Investments, Inc. | 46,550 | $128.0K | 0.00% | +7,377+18.8% | Added |
| Simplex Trading, LLC | 51,642 | $142.0K | 0.00% | +51,642 | New |
| Comerica Bank | 52,096 | $143.3K | 0.00% | +1,045+2.0% | Added |
| JPMorgan Chase & Co | 52,244 | $143.7K | 0.00% | +29,769+132.5% | Added |
| Stratos Wealth Partners, LTD. | 52,454 | $144.3K | 0.00% | −1,383−2.6% | Reduced |
| Quantbot Technologies LP | 53,830 | $148.0K | 0.00% | −186,879−77.6% | Reduced |
| Tower Research Capital LLC (TRC) | 55,597 | $152.9K | 0.00% | +51,962+1,429.5% | Added |
| Royal Bank of Canada | 58,639 | $161.0K | 0.00% | +5,062+9.4% | Added |
| Prospera Financial Services Inc | 60,152 | $165.4K | 0.00% | +116+0.2% | Added |
| Ameriprise Financial Inc | 53,618 | $172.3K | 0.00% | −7,041−11.6% | Reduced |
| Two Sigma Securities, LLC | 63,180 | $173.7K | 0.03% | −20,732−24.7% | Reduced |
| Garden State Investment Advisory Services LLC | 67,432 | $185.4K | 0.05% | −5,203−7.2% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $191.0K | 0.01% | 00.0% | Unchanged |
| Summit Global Investments | 75,000 | $206.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 76,096 | $209.3K | 0.00% | +4,042+5.6% | Added |
| ProShare Advisors LLC | 81,823 | $225.0K | 0.00% | +7,994+10.8% | Added |
| XTX Topco Ltd | 86,429 | $237.7K | 0.01% | +86,429 | New |
| Lido Advisors, LLC | 85,738 | $239.3K | 0.00% | −49,335−36.5% | Reduced |
| Vident Advisory, LLC | 89,003 | $244.8K | 0.00% | +89,003 | New |
| Westwood Holdings Group Inc. | 93,246 | $256.0K | 0.00% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 96,210 | $264.6K | 0.04% | +18,335+23.5% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $278.4K | 0.02% | −15,017−12.9% | Reduced |
| US Bancorp | 101,500 | $279.1K | 0.00% | −28,500−21.9% | Reduced |
| Denali Advisors LLC | 104,940 | $288.6K | 0.03% | −20,020−16.0% | Reduced |
| Moloney Securities Asset Management, LLC | 105,639 | $290.5K | 0.03% | −14,600−12.1% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $291.2K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 106,520 | $292.9K | 0.00% | −40,284−27.4% | Reduced |
| Family Wealth Partners, LLC | 137,260 | $377.5K | 0.14% | +56,074+69.1% | Added |
| Exchange Traded Concepts, LLC | 139,531 | $383.7K | 0.00% | +72,587+108.4% | Added |
| Tweedy, Browne Co LLC | 139,622 | $384.0K | 0.03% | +72,590+108.3% | Added |
| Guggenheim Capital LLC | 139,970 | $384.9K | 0.00% | +32,141+29.8% | Added |
| Engineers Gate Manager LP | 147,902 | $406.7K | 0.00% | +36,308+32.5% | Added |
| Truist Financial Corp | 153,940 | $423.3K | 0.00% | −35,598−18.8% | Reduced |
| Goldman Sachs Group Inc | 162,382 | $446.6K | 0.00% | −46,510−22.3% | Reduced |
| International Assets Investment Management, LLC | 142,545 | $449.6K | 0.04% | +22,500+18.7% | Added |
| Claro Advisors LLC | 169,865 | $467.1K | 0.07% | +142,700+525.3% | Added |
| Spire Wealth Management | 182,514 | $501.9K | 0.02% | +24,639+15.6% | Added |
| Advisor Group Holdings, Inc. | 173,489 | $505.1K | 0.00% | +4,281+2.5% | Added |
| Creative Planning | 189,336 | $520.7K | 0.00% | +872+0.5% | Added |
| Catalyst Capital Advisors LLC | 200,742 | $552.0K | 0.01% | +105,602+111.0% | Added |
| Verition Fund Management LLC | 202,253 | $556.2K | 0.00% | +20,700+11.4% | Added |
| GatePass Capital, LLC | 204,800 | $563.2K | 0.33% | +204,800 | New |
| Stifel Financial Corp | 205,475 | $565.1K | 0.00% | +11,211+5.8% | Added |
| Kestra Private Wealth Services, LLC | 206,898 | $569.0K | 0.01% | +2,486+1.2% | Added |
| Brevan Howard Capital Management LP | 207,971 | $571.9K | 0.01% | −204,724−49.6% | Reduced |
| 180 Wealth Advisors, LLC | 211,039 | $580.4K | 0.07% | +127,200+151.7% | Added |
| Concorde Asset Management, LLC | 217,150 | $600.4K | 0.25% | +217,150 | New |
| Squarepoint Ops LLC | 224,845 | $618.3K | 0.00% | +135,582+151.9% | Added |
| Balyasny Asset Management LLC | 226,326 | $622.4K | 0.00% | −5,434,795−96.0% | Reduced |
| Qube Research & Technologies Ltd | 227,359 | $625.2K | 0.00% | +190,798+521.9% | Added |
| DRW Securities, LLC | 257,441 | $717.5K | 0.04% | +121,012+88.7% | Added |
| Dark Forest Capital Management LP | 268,440 | $738.2K | 0.03% | −276,955−50.8% | Reduced |
| TCFG Wealth Management, LLC | 272,203 | $748.6K | 0.29% | −4,869−1.8% | Reduced |
| Buckingham Strategic Partners | 261,539 | $752.9K | 0.01% | +174,809+201.6% | Added |
| Aquatic Capital Management LLC | 279,072 | $767.4K | 0.01% | +279,072 | New |
| Cambridge Investment Research Advisors, Inc. | 280,399 | $771.0K | 0.00% | −66,948−19.3% | Reduced |
| Cetera Investment Advisers | 302,455 | $831.8K | 0.00% | +39,736+15.1% | Added |
| Virtu Financial LLC | 313,952 | $863.0K | 0.05% | +273,664+679.3% | Added |
| Group One Trading, L.P. | 372,522 | $1.02M | 0.03% | +267,262+253.9% | Added |
| Great West Life Assurance Co | 393,598 | $1.03M | 0.00% | +74,053+23.2% | Added |
| DnB Asset Management AS | 401,659 | $1.10M | 0.00% | +99,689+33.0% | Added |
| SMH Capital Advisors Inc | 438,847 | $1.17M | 2.38% | +293,311+201.5% | Added |
| Independent Financial Group, LLC | 455,132 | $1.25M | 0.03% | +17,645+4.0% | Added |
| Northern Trust Corp | 473,612 | $1.30M | 0.00% | +146,201+44.7% | Added |
| Kovack Advisors, Inc. | 480,638 | $1.32M | 0.12% | +135,558+39.3% | Added |
| BNP Paribas Arbitrage, SA | 504,342 | $1.39M | 0.00% | +9,008+1.8% | Added |
| Naviter Wealth, LLC | 496,290 | $1.39M | 0.16% | −183,845−27.0% | Reduced |