Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2024
Institutional positions in Prospect Capital Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- −2 vs. Q2 2024
- Shares held
- 38.5M
- +409.6K (+1.1%) vs. Q2 2024
- Total value
- $200.9M
- −$10.6M (−5.0%) vs. Q2 2024
- New holders
- 30
- 85 more added
- Sold out
- 32
- 62 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great Valley Advisor Group, Inc. | 19,561 | $104.7K | 0.00% | +19,561 | New |
| Brevan Howard Capital Management LP | 19,630 | $105.0K | 0.01% | +9,342+90.8% | Added |
| Bank of New York Mellon Corp | 19,837 | $106.1K | 0.00% | +10.0% | Added |
| Buckingham Strategic Partners | 20,705 | $110.8K | 0.00% | +4,182+25.3% | Added |
| Level Four Advisory Services, LLC | 21,735 | $112.8K | 0.00% | +710+3.4% | Added |
| Strategic Financial Concepts, LLC | 21,199 | $113.4K | 0.04% | −77,260−78.5% | Reduced |
| Zimmermann Investment Management & Planning LLC | 21,299 | $113.9K | 0.03% | +436+2.1% | Added |
| Creative Financial Designs Inc | 21,473 | $114.9K | 0.01% | +747+3.6% | Added |
| Stephens Inc | 21,717 | $116.2K | 0.00% | −1,700−7.3% | Reduced |
| Envestnet Asset Management Inc | 22,220 | $118.9K | 0.00% | +1,161+5.5% | Added |
| HighTower Advisors, LLC | 22,615 | $120.0K | 0.00% | −96,436−81.0% | Reduced |
| Wealthfront Advisers LLC | 22,704 | $121.5K | 0.00% | +8,435+59.1% | Added |
| WMG Financial Advisors, LLC | 22,850 | $122.2K | 0.06% | +3,500+18.1% | Added |
| Carnegie Lake Advisors LLC | 23,115 | $124.0K | 0.05% | +23,115 | New |
| Sequoia Financial Advisors, LLC | 24,150 | $129.2K | 0.00% | +24,150 | New |
| Atria Wealth Solutions, Inc. | 24,554 | $131.6K | 0.00% | −128,568−84.0% | Reduced |
| Regal Investment Advisors LLC | 24,764 | $132.5K | 0.01% | +628+2.6% | Added |
| Two Sigma Advisers, LP | 25,100 | $134.3K | 0.00% | +4,500+21.8% | Added |
| Spire Wealth Management | 25,233 | $135.0K | 0.00% | −33,243−56.8% | Reduced |
| Comerica Bank | 25,341 | $135.6K | 0.00% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 25,424 | $136.0K | 0.01% | +3,877+18.0% | Added |
| Eagle Global Advisors LLC | 25,900 | $138.6K | 0.01% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 26,196 | $140.1K | 0.00% | +14,459+123.2% | Added |
| Citadel Advisors LLC | 28,279 | $151.3K | 0.00% | +28,279 | New |
| Dudley Capital Management, LLC | 28,500 | $152.5K | 0.08% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 29,177 | $156.1K | 0.02% | +106+0.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 29,260 | $156.5K | 0.01% | +2,010+7.4% | Added |
| Modern Wealth Management, LLC | 29,792 | $159.4K | 0.01% | +1,059+3.7% | Added |
| Sculati Wealth Management, LLC | 33,695 | $180.3K | 0.07% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 33,739 | $180.5K | 0.00% | −99−0.3% | Reduced |
| BancorpSouth Bank | 33,745 | $180.5K | 0.01% | +1,109+3.4% | Added |
| Strategies Wealth Advisors, LLC | 33,957 | $181.7K | 0.02% | +2,277+7.2% | Added |
| Bank of Montreal | 35,400 | $188.0K | 0.00% | 00.0% | Unchanged |
| Family Wealth Group, LLC | 35,607 | $190.5K | 0.16% | +652+1.9% | Added |
| The PNC Financial Services Group, Inc. | 35,664 | $190.8K | 0.00% | +596+1.7% | Added |
| IFG Advisory, LLC | 36,195 | $193.6K | 0.01% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 37,743 | $201.9K | 0.00% | +131+0.3% | Added |
| Orion Portfolio Solutions, LLC | 37,743 | $201.9K | 0.00% | +131+0.3% | Added |
| Harbour Investments, Inc. | 39,085 | $209.1K | 0.01% | +586+1.5% | Added |
| Ausdal Financial Partners, Inc. | 39,191 | $209.7K | 0.02% | +25+0.1% | Added |
| Balyasny Asset Management LLC | 39,488 | $211.3K | 0.00% | +239+0.6% | Added |
| Bessemer Group Inc | 40,000 | $214.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 40,448 | $216.0K | 0.00% | +4,581+12.8% | Added |
| Csenge Advisory Group | 43,922 | $223.1K | 0.01% | −206−0.5% | Reduced |
| Claro Advisors LLC | 42,390 | $226.8K | 0.03% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 44,342 | $229.7K | 0.07% | −884−2.0% | Reduced |
| Avantax Advisory Services, Inc. | 43,891 | $234.8K | 0.00% | −19,187−30.4% | Reduced |
| Next Level Private LLC | 48,292 | $258.4K | 0.11% | +1,182+2.5% | Added |
| Advisory Services Network, LLC | 46,926 | $259.5K | 0.01% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 50,000 | $267.5K | 0.03% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 50,775 | $271.6K | 0.12% | +6,425+14.5% | Added |
| Thrive Wealth Management, LLC | 52,428 | $280.5K | 0.05% | +155+0.3% | Added |
| Moloney Securities Asset Management, LLC | 52,506 | $280.9K | 0.04% | −11,296−17.7% | Reduced |
| Stratos Wealth Partners, LTD. | 54,116 | $289.5K | 0.00% | +31,361+137.8% | Added |
| Blair William & Co | 54,600 | $292.1K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 59,082 | $316.1K | 0.00% | +9,873+20.1% | Added |
| Bank of America Corp | 59,324 | $317.4K | 0.00% | −2,185−3.6% | Reduced |
| Teamwork Financial Advisors, LLC | 63,515 | $339.8K | 0.05% | +9,380+17.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 68,355 | $365.7K | 0.00% | −1,201−1.7% | Reduced |
| Kestra Advisory Services, LLC | 68,469 | $366.3K | 0.00% | −31,560−31.6% | Reduced |
| JPMorgan Chase & Co | 68,854 | $368.4K | 0.00% | −21,945−24.2% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $371.6K | 0.03% | 00.0% | Unchanged |
| Sigma Planning Corp | 70,532 | $377.3K | 0.01% | −6,163−8.0% | Reduced |
| Ameriprise Financial Inc | 74,766 | $400.0K | 0.00% | −7,046−8.6% | Reduced |
| Summit Global Investments | 75,000 | $401.0K | 0.03% | 00.0% | Unchanged |
| Lido Advisors, LLC | 75,450 | $403.7K | 0.00% | +47,545+170.4% | Added |
| Prospera Financial Services Inc | 75,942 | $406.3K | 0.01% | 00.0% | Unchanged |
| CWM Advisors, LLC | 76,885 | $411.3K | 0.04% | +13,335+21.0% | Added |
| Royal Bank of Canada | 76,949 | $412.0K | 0.00% | −13,832−15.2% | Reduced |
| Philadelphia Trust Co | 78,450 | $420.0K | 0.03% | −2,900−3.6% | Reduced |
| Guggenheim Capital LLC | 82,096 | $439.2K | 0.00% | +10,134+14.1% | Added |
| Legacy Wealth Management, LLC | 84,316 | $451.1K | 0.17% | +84,316 | New |
| Two Sigma Securities, LLC | 86,164 | $461.0K | 0.04% | +86,164 | New |
| Goldman Sachs Group Inc | 86,870 | $464.8K | 0.00% | +44,756+106.3% | Added |
| Garden State Investment Advisory Services LLC | 88,786 | $475.0K | 0.15% | −174−0.2% | Reduced |
| Jane Street Group, LLC | 90,064 | $481.8K | 0.00% | −19,329−17.7% | Reduced |
| Mariner, LLC | 90,181 | $482.5K | 0.00% | +27,782+44.5% | Added |
| Westwood Holdings Group Inc. | 93,246 | $498.9K | 0.00% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 95,140 | $509.0K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 102,985 | $551.0K | 0.00% | +81,843+387.1% | Added |
| Paloma Partners Management Co | 108,056 | $578.1K | 0.03% | +108,056 | New |
| Alberta Investment Management Corp | 124,900 | $668.2K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 136,249 | $728.9K | 0.00% | +67,920+99.4% | Added |
| Group One Trading, L.P. | 137,049 | $733.2K | 0.03% | +137,049 | New |
| Kovack Advisors, Inc. | 142,363 | $761.6K | 0.08% | −1,051−0.7% | Reduced |
| SMH Capital Advisors Inc | 145,605 | $779.0K | 2.41% | +44,301+43.7% | Added |
| Virtu Financial LLC | 162,844 | $871.0K | 0.05% | +103,679+175.2% | Added |
| Garner Asset Management Corp | 106,529 | $877.0K | 0.40% | −21,892−17.0% | Reduced |
| Creative Planning | 168,803 | $903.1K | 0.00% | −7,150−4.1% | Reduced |
| Stifel Financial Corp | 171,195 | $915.9K | 0.00% | +33,843+24.6% | Added |
| US Bancorp | 180,000 | $963.0K | 0.00% | −80,100−30.8% | Reduced |
| Independent Financial Group, LLC | 187,602 | $1.00M | 0.04% | +104,367+125.4% | Added |
| Truist Financial Corp | 189,538 | $1.01M | 0.00% | −2,650−1.4% | Reduced |
| Virtus ETF Advisers LLC | 202,133 | $1.08M | 0.51% | −4,258−2.1% | Reduced |
| Kestra Private Wealth Services, LLC | 207,314 | $1.11M | 0.02% | −35,322−14.6% | Reduced |
| Arete Wealth Advisors, LLC | 224,886 | $1.20M | 0.10% | +224,886 | New |
| Palogic Value Management, L.P. | 232,894 | $1.25M | 0.50% | +9,434+4.2% | Added |
| Wells Fargo & Company | 238,249 | $1.27M | 0.00% | −38,807−14.0% | Reduced |
| TCFG Wealth Management, LLC | 265,184 | $1.42M | 0.71% | +265,184 | New |
| Great West Life Assurance Co | 267,135 | $1.43M | 0.00% | −35,392−11.7% | Reduced |