Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2024
Institutional positions in Prospect Capital Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- +2 vs. Q1 2024
- Shares held
- 39.9M
- +3.32M (+9.1%) vs. Q1 2024
- Total value
- $221.4M
- −$4.93M (−2.2%) vs. Q1 2024
- New holders
- 30
- 91 more added
- Sold out
- 28
- 57 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WMG Financial Advisors, LLC | 19,350 | $107.0K | 0.06% | +450+2.4% | Added |
| Bank of New York Mellon Corp | 19,836 | $109.7K | 0.00% | −20.0% | Reduced |
| Vanguard Capital Wealth Advisors | 20,303 | $112.3K | 0.08% | −4,549−18.3% | Reduced |
| Two Sigma Advisers, LP | 20,600 | $113.9K | 0.00% | −21,100−50.6% | Reduced |
| Creative Financial Designs Inc | 20,726 | $114.6K | 0.01% | −13,881−40.1% | Reduced |
| EMC Capital Management | 20,762 | $115.0K | 0.07% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 20,863 | $115.4K | 0.04% | +405+2.0% | Added |
| Level Four Advisory Services, LLC | 21,025 | $116.3K | 0.01% | +955+4.8% | Added |
| Envestnet Asset Management Inc | 21,059 | $116.5K | 0.00% | −8,222−28.1% | Reduced |
| Squarepoint Ops LLC | 21,142 | $116.9K | 0.00% | −53,645−71.7% | Reduced |
| J.W. Cole Advisors, Inc. | 21,547 | $119.2K | 0.01% | −375−1.7% | Reduced |
| Inspire Advisors, LLC | 22,371 | $123.7K | 0.02% | +1,038+4.9% | Added |
| Stratos Wealth Partners, LTD. | 22,755 | $125.8K | 0.00% | +22,755 | New |
| Arkadios Wealth Advisors | 22,925 | $126.8K | 0.01% | +10.0% | Added |
| Stephens Inc | 23,417 | $129.5K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 24,136 | $133.5K | 0.01% | +584+2.5% | Added |
| Janney Montgomery Scott LLC | 24,601 | $136.0K | 0.00% | +968+4.1% | Added |
| Old National Bancorp | 24,811 | $137.2K | 0.00% | +24,811 | New |
| Comerica Bank | 25,341 | $140.1K | 0.00% | +1,341+5.6% | Added |
| Eagle Global Advisors LLC | 25,900 | $143.2K | 0.01% | 00.0% | Unchanged |
| Copperwynd Financial, LLC | 26,686 | $145.2K | 0.05% | +29+0.1% | Added |
| Triumph Capital Management | 26,511 | $146.6K | 0.06% | +39+0.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 27,250 | $150.7K | 0.01% | −7,500−21.6% | Reduced |
| Lido Advisors, LLC | 27,905 | $155.5K | 0.00% | +17,205+160.8% | Added |
| Dudley Capital Management, LLC | 28,500 | $157.6K | 0.09% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 28,733 | $158.9K | 0.01% | +49+0.2% | Added |
| Oppenheimer & Co Inc | 28,922 | $159.9K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 29,071 | $160.8K | 0.02% | −402−1.4% | Reduced |
| Verition Fund Management LLC | 29,847 | $165.1K | 0.00% | +29,847 | New |
| Strategies Wealth Advisors, LLC | 31,680 | $175.2K | 0.03% | +1,059+3.5% | Added |
| BancorpSouth Bank | 32,636 | $180.5K | 0.01% | +1,030+3.3% | Added |
| Natixis | 33,386 | $184.6K | 0.00% | +386+1.2% | Added |
| Sculati Wealth Management, LLC | 33,695 | $186.3K | 0.08% | −4,130−10.9% | Reduced |
| Private Advisor Group, LLC | 33,838 | $187.1K | 0.00% | +33,838 | New |
| Family Wealth Group, LLC | 34,955 | $193.3K | 0.20% | +5,542+18.8% | Added |
| The PNC Financial Services Group, Inc. | 35,068 | $193.9K | 0.00% | +552+1.6% | Added |
| Mercer Global Advisors Inc | 35,867 | $198.3K | 0.00% | −19,402−35.1% | Reduced |
| Bank of Montreal | 35,400 | $198.4K | 0.00% | +200+0.6% | Added |
| IFG Advisory, LLC | 36,195 | $200.2K | 0.01% | +3,000+9.0% | Added |
| Brinker Capital Investments, LLC | 37,612 | $208.0K | 0.00% | −532−1.4% | Reduced |
| Orion Portfolio Solutions, LLC | 37,612 | $208.0K | 0.00% | −532−1.4% | Reduced |
| Harbour Investments, Inc. | 38,499 | $212.9K | 0.01% | +1,391+3.7% | Added |
| Ausdal Financial Partners, Inc. | 39,166 | $216.6K | 0.02% | +10,097+34.7% | Added |
| Balyasny Asset Management LLC | 39,249 | $217.0K | 0.00% | +22,158+129.6% | Added |
| Bessemer Group Inc | 40,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 42,114 | $232.9K | 0.00% | +12,543+42.4% | Added |
| Claro Advisors LLC | 42,390 | $234.4K | 0.04% | 00.0% | Unchanged |
| Csenge Advisory Group | 44,128 | $244.0K | 0.01% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 44,350 | $245.3K | 0.11% | +394+0.9% | Added |
| Roman Butler Fullerton & Co | 45,226 | $253.3K | 0.08% | +1,459+3.3% | Added |
| Dark Forest Capital Management LP | 46,411 | $256.7K | 0.05% | +11,825+34.2% | Added |
| Advisory Services Network, LLC | 46,926 | $259.5K | 0.01% | −24,466−34.3% | Reduced |
| Next Level Private LLC | 47,110 | $260.5K | 0.12% | +1,099+2.4% | Added |
| ProShare Advisors LLC | 49,209 | $272.1K | 0.00% | −2,140−4.2% | Reduced |
| Lodestar Private Asset Management LLC | 50,000 | $276.5K | 0.04% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 52,273 | $289.1K | 0.06% | +144+0.3% | Added |
| Teamwork Financial Advisors, LLC | 54,135 | $299.4K | 0.04% | −1,853−3.3% | Reduced |
| Blair William & Co | 54,600 | $301.9K | 0.00% | +405+0.7% | Added |
| Centiva Capital, LP | 54,604 | $302.0K | 0.01% | +54,604 | New |
| Spire Wealth Management | 58,476 | $323.4K | 0.01% | +39,455+207.4% | Added |
| Virtu Financial LLC | 59,165 | $327.0K | 0.02% | +18,742+46.4% | Added |
| Two Sigma Investments, LP | 61,434 | $339.7K | 0.00% | −11,117−15.3% | Reduced |
| Bank of America Corp | 61,509 | $340.1K | 0.00% | −23,389−27.5% | Reduced |
| Mariner, LLC | 62,399 | $345.1K | 0.00% | −31,337−33.4% | Reduced |
| Avantax Advisory Services, Inc. | 63,078 | $348.8K | 0.00% | +41+0.1% | Added |
| CWM Advisors, LLC | 63,550 | $351.4K | 0.04% | −1,495−2.3% | Reduced |
| Moloney Securities Asset Management, LLC | 63,802 | $352.8K | 0.05% | +2,875+4.7% | Added |
| BNP Paribas Arbitrage, SA | 68,329 | $377.9K | 0.00% | +24,713+56.7% | Added |
| Kathmere Capital Management, LLC | 69,462 | $384.1K | 0.04% | +11,495+19.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 69,556 | $384.6K | 0.00% | −415−0.6% | Reduced |
| Guggenheim Capital LLC | 71,962 | $397.9K | 0.00% | +4,233+6.2% | Added |
| Summit Global Investments | 75,000 | $415.0K | 0.03% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 75,942 | $420.0K | 0.01% | +8,442+12.5% | Added |
| Sigma Planning Corp | 76,695 | $424.1K | 0.01% | +1,004+1.3% | Added |
| Susquehanna International Group, LLP | 79,745 | $441.0K | 0.00% | +68,846+631.7% | Added |
| Philadelphia Trust Co | 81,350 | $450.0K | 0.03% | −5,000−5.8% | Reduced |
| Ameriprise Financial Inc | 81,812 | $452.4K | 0.00% | +11,243+15.9% | Added |
| Readystate Asset Management LP | 82,898 | $458.4K | 0.02% | +82,898 | New |
| Independent Financial Group, LLC | 83,235 | $460.3K | 0.02% | +57,169+219.3% | Added |
| Garden State Investment Advisory Services LLC | 88,960 | $492.0K | 0.17% | −182−0.2% | Reduced |
| Royal Bank of Canada | 90,781 | $502.0K | 0.00% | −11,316−11.1% | Reduced |
| JPMorgan Chase & Co | 90,799 | $502.1K | 0.00% | −218,104−70.6% | Reduced |
| HRT Financial LP | 92,135 | $509.0K | 0.00% | +38,470+71.7% | Added |
| Westwood Holdings Group Inc. | 93,246 | $515.6K | 0.00% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 95,140 | $526.1K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 95,843 | $530.0K | 0.03% | +95,843 | New |
| Kestra Advisory Services, LLC | 100,029 | $553.2K | 0.00% | +30,696+44.3% | Added |
| SMH Capital Advisors Inc | 101,304 | $560.2K | 1.71% | −180.0% | Reduced |
| Jane Street Group, LLC | 109,393 | $604.9K | 0.00% | +5,971+5.8% | Added |
| HighTower Advisors, LLC | 119,051 | $660.0K | 0.00% | +2,099+1.8% | Added |
| Caxton Associates LP | 124,102 | $686.3K | 0.03% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 124,900 | $690.7K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 135,677 | $750.3K | 0.00% | −21,213−13.5% | Reduced |
| Stifel Financial Corp | 137,352 | $759.6K | 0.00% | +14,597+11.9% | Added |
| Kovack Advisors, Inc. | 143,414 | $793.1K | 0.09% | +4,865+3.5% | Added |
| Atria Wealth Solutions, Inc. | 153,122 | $847.0K | 0.01% | −22,611−12.9% | Reduced |
| Boothbay Fund Management, LLC | 161,250 | $891.7K | 0.03% | −53,750−25.0% | Reduced |
| Garner Asset Management Corp | 128,421 | $931.0K | 0.45% | −340.0% | Reduced |
| International Assets Investment Management, LLC | 175,158 | $968.6K | 0.09% | −348−0.2% | Reduced |
| Creative Planning | 175,953 | $973.0K | 0.00% | +139,842+387.3% | Added |