Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2024
Institutional positions in Prospect Capital Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- −11 vs. Q4 2023
- Shares held
- 36.9M
- −886.2K (−2.3%) vs. Q4 2023
- Total value
- $228.3M
- +$8.88M (+4.0%) vs. Q4 2023
- New holders
- 30
- 84 more added
- Sold out
- 41
- 77 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Zimmermann Investment Management & Planning LLC | 20,458 | $112.9K | 0.04% | +381+1.9% | Added |
| EMC Capital Management | 20,762 | $115.0K | 0.07% | +4,085+24.5% | Added |
| Steward Partners Investment Advisory, LLC | 20,857 | $115.1K | 0.00% | +1,282+6.5% | Added |
| Inspire Advisors, LLC | 21,333 | $117.8K | 0.02% | −2,546−10.7% | Reduced |
| Level Four Advisory Services, LLC | 20,070 | $120.2K | 0.01% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 21,922 | $121.0K | 0.01% | −14,488−39.8% | Reduced |
| Arkadios Wealth Advisors | 22,924 | $126.5K | 0.01% | −650−2.8% | Reduced |
| Stephens Inc | 23,417 | $129.3K | 0.00% | +1,000+4.5% | Added |
| Janney Montgomery Scott LLC | 23,633 | $130.0K | 0.00% | +8,000+51.2% | Added |
| Regal Investment Advisors LLC | 23,552 | $130.0K | 0.01% | +250+1.1% | Added |
| Comerica Bank | 24,000 | $132.5K | 0.00% | +15,000+166.7% | Added |
| Highlander Capital Management, LLC | 24,615 | $135.9K | 0.05% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 24,852 | $137.2K | 0.10% | −12,798−34.0% | Reduced |
| Entropy Technologies, LP | 25,000 | $138.0K | 0.01% | +25,000 | New |
| D. E. Shaw & Co., Inc. | 25,470 | $140.6K | 0.00% | −98,967−79.5% | Reduced |
| Eagle Global Advisors LLC | 25,900 | $143.0K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 25,948 | $143.2K | 0.01% | +25,948 | New |
| Independent Financial Group, LLC | 26,066 | $143.9K | 0.01% | +2,196+9.2% | Added |
| Triumph Capital Management | 26,472 | $145.3K | 0.06% | −55,937−67.9% | Reduced |
| Copperwynd Financial, LLC | 26,657 | $147.1K | 0.05% | +26,657 | New |
| Dudley Capital Management, LLC | 28,500 | $156.5K | 0.09% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 28,684 | $158.3K | 0.01% | +1,045+3.8% | Added |
| Oppenheimer & Co Inc | 28,922 | $159.6K | 0.00% | +400+1.4% | Added |
| Ausdal Financial Partners, Inc. | 29,069 | $160.5K | 0.02% | −185−0.6% | Reduced |
| Envestnet Asset Management Inc | 29,281 | $161.6K | 0.00% | +16,181+123.5% | Added |
| Family Wealth Group, LLC | 29,413 | $162.4K | 0.18% | −1,009−3.3% | Reduced |
| Sunbelt Securities, Inc. | 29,473 | $162.7K | 0.02% | +91+0.3% | Added |
| Goldman Sachs Group Inc | 29,571 | $163.2K | 0.00% | −33,553−53.2% | Reduced |
| Strategies Wealth Advisors, LLC | 30,621 | $169.0K | 0.03% | +1,902+6.6% | Added |
| BancorpSouth Bank | 31,606 | $174.5K | 0.01% | +971+3.2% | Added |
| Natixis | 33,000 | $182.2K | 0.00% | +110.0% | Added |
| IFG Advisory, LLC | 33,195 | $183.2K | 0.01% | −3,000−8.3% | Reduced |
| The PNC Financial Services Group, Inc. | 34,516 | $190.5K | 0.00% | +518+1.5% | Added |
| Dark Forest Capital Management LP | 34,586 | $190.9K | 0.03% | +24,124+230.6% | Added |
| Creative Financial Designs Inc | 34,607 | $191.0K | 0.02% | −11,806−25.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 34,750 | $191.8K | 0.02% | −1,000−2.8% | Reduced |
| Bank of Montreal | 35,200 | $194.7K | 0.00% | −18,583−34.6% | Reduced |
| Muzinich & Co., Inc. | 32,901 | $197.1K | 0.17% | 00.0% | Unchanged |
| Creative Planning | 36,111 | $199.3K | 0.00% | +4,947+15.9% | Added |
| Harbour Investments, Inc. | 37,108 | $204.8K | 0.01% | +529+1.4% | Added |
| Sculati Wealth Management, LLC | 37,825 | $208.8K | 0.09% | −20,075−34.7% | Reduced |
| Brinker Capital Investments, LLC | 38,144 | $210.6K | 0.00% | −505−1.3% | Reduced |
| Orion Portfolio Solutions, LLC | 38,144 | $210.6K | 0.00% | −505−1.3% | Reduced |
| XTX Topco Ltd | 39,323 | $217.1K | 0.03% | +12,509+46.7% | Added |
| Bessemer Group Inc | 40,000 | $221.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 40,423 | $223.0K | 0.02% | −28,506−41.4% | Reduced |
| Two Sigma Advisers, LP | 41,700 | $230.2K | 0.00% | −300−0.7% | Reduced |
| Claro Advisors LLC | 42,390 | $234.0K | 0.04% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 43,767 | $236.3K | 0.09% | −12,424−22.1% | Reduced |
| BNP Paribas Arbitrage, SA | 43,616 | $240.8K | 0.00% | +31,985+275.0% | Added |
| Barrett & Company, Inc. | 43,956 | $242.6K | 0.11% | −3,831−8.0% | Reduced |
| Csenge Advisory Group | 44,128 | $243.6K | 0.01% | +44,128 | New |
| Next Level Private LLC | 46,011 | $254.0K | 0.12% | +15,258+49.6% | Added |
| Optimist Retirement Group LLC | 48,176 | $265.9K | 0.14% | +48,176 | New |
| Lodestar Private Asset Management LLC | 50,000 | $276.0K | 0.04% | 00.0% | Unchanged |
| ProShare Advisors LLC | 51,349 | $283.4K | 0.00% | +8,142+18.8% | Added |
| Thrive Wealth Management, LLC | 52,129 | $287.8K | 0.06% | +136+0.3% | Added |
| HRT Financial LP | 53,665 | $296.0K | 0.00% | −13,860−20.5% | Reduced |
| Blair William & Co | 54,195 | $299.2K | 0.00% | −80−0.1% | Reduced |
| Mercer Global Advisors Inc | 55,269 | $305.0K | 0.00% | +22,344+67.9% | Added |
| Teamwork Financial Advisors, LLC | 55,988 | $309.1K | 0.05% | +1,059+1.9% | Added |
| Kathmere Capital Management, LLC | 57,967 | $320.0K | 0.04% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 60,927 | $336.3K | 0.05% | −1,878−3.0% | Reduced |
| Avantax Advisory Services, Inc. | 63,037 | $348.0K | 0.00% | +22,165+54.2% | Added |
| Forte Capital LLC | 64,158 | $354.1K | 0.04% | −30,000−31.9% | Reduced |
| CWM Advisors, LLC | 65,045 | $359.0K | 0.04% | +1,018+1.6% | Added |
| Prospera Financial Services Inc | 67,500 | $372.6K | 0.01% | −11,485−14.5% | Reduced |
| Guggenheim Capital LLC | 67,729 | $373.9K | 0.00% | +2,797+4.3% | Added |
| Kestra Advisory Services, LLC | 69,333 | $382.7K | 0.00% | −1,159−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 69,971 | $386.2K | 0.00% | −6,620−8.6% | Reduced |
| Ameriprise Financial Inc | 70,569 | $389.5K | 0.00% | +291+0.4% | Added |
| Advisory Services Network, LLC | 71,392 | $394.1K | 0.01% | −53,419−42.8% | Reduced |
| Two Sigma Investments, LP | 72,551 | $400.5K | 0.00% | −532,460−88.0% | Reduced |
| Jump Financial, LLC | 74,468 | $411.1K | 0.01% | −253,752−77.3% | Reduced |
| Squarepoint Ops LLC | 74,787 | $412.8K | 0.00% | +16,301+27.9% | Added |
| Summit Global Investments | 75,000 | $414.0K | 0.03% | −220.0% | Reduced |
| Sigma Planning Corp | 75,691 | $417.8K | 0.01% | +22,446+42.2% | Added |
| Bank of America Corp | 84,898 | $468.6K | 0.00% | −46,866−35.6% | Reduced |
| Philadelphia Trust Co | 86,350 | $477.0K | 0.04% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 89,142 | $489.4K | 0.18% | −1,514−1.7% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $515.0K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 93,736 | $517.4K | 0.00% | −6,708−6.7% | Reduced |
| Catalyst Capital Advisors LLC | 95,140 | $525.2K | 0.01% | +95,140 | New |
| SMH Capital Advisors Inc | 101,322 | $559.3K | 1.51% | +10.0% | Added |
| Royal Bank of Canada | 102,097 | $563.0K | 0.00% | −1,557−1.5% | Reduced |
| Jane Street Group, LLC | 103,422 | $570.9K | 0.00% | −33,651−24.5% | Reduced |
| Millennium Management LLC | 113,753 | $627.9K | 0.00% | −342,656−75.1% | Reduced |
| HighTower Advisors, LLC | 116,952 | $647.0K | 0.00% | −9,448−7.5% | Reduced |
| Quadrature Capital Ltd | 118,502 | $654.7K | 0.01% | −29,727−20.1% | Reduced |
| Stifel Financial Corp | 122,755 | $677.6K | 0.00% | +8,362+7.3% | Added |
| Caxton Associates LP | 124,102 | $685.0K | 0.05% | −111,627−47.4% | Reduced |
| Alberta Investment Management Corp | 124,900 | $689.4K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 138,549 | $764.8K | 0.09% | −6,358−4.4% | Reduced |
| Virtus ETF Advisers LLC | 141,749 | $782.5K | 0.42% | +37,410+35.9% | Added |
| Northern Trust Corp | 156,890 | $866.0K | 0.00% | −217−0.1% | Reduced |
| Garner Asset Management Corp | 128,455 | $871.0K | 0.44% | −24,082−15.8% | Reduced |
| International Assets Investment Management, LLC | 175,506 | $963.5K | 0.10% | −76,037−30.2% | Reduced |
| Atria Wealth Solutions, Inc. | 175,733 | $970.7K | 0.01% | +47,793+37.4% | Added |
| KBC Group NV | 177,499 | $980.0K | 0.00% | +3,686+2.1% | Added |
| Truist Financial Corp | 200,641 | $1.11M | 0.00% | +7,581+3.9% | Added |