Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Davenport & Co LLC | 20,006 | $119.8K | 0.00% | −10,000−33.3% | Reduced |
| Level Four Advisory Services, LLC | 20,070 | $120.2K | 0.01% | +433+2.2% | Added |
| Zimmermann Investment Management & Planning LLC | 20,077 | $120.3K | 0.05% | +2,024+11.2% | Added |
| Sunesis Advisors, LLC | 22,246 | $133.3K | 0.08% | 00.0% | Unchanged |
| Spire Wealth Management | 22,063 | $133.9K | 0.00% | −17,837−44.7% | Reduced |
| Stephens Inc | 22,417 | $134.3K | 0.00% | +1,000+4.7% | Added |
| Parallax Volatility Advisers, L.P. | 22,538 | $135.0K | 0.00% | +22,538 | New |
| Regal Investment Advisors LLC | 23,302 | $139.6K | 0.01% | +1,605+7.4% | Added |
| Arkadios Wealth Advisors | 23,574 | $141.2K | 0.01% | −103,732−81.5% | Reduced |
| Independent Financial Group, LLC | 23,870 | $143.0K | 0.01% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 23,879 | $143.0K | 0.02% | +3,884+19.4% | Added |
| Highlander Capital Management, LLC | 24,615 | $147.4K | 0.05% | 00.0% | Unchanged |
| Verition Fund Management LLC | 25,847 | $154.8K | 0.00% | +14,500+127.8% | Added |
| Eagle Global Advisors LLC | 25,900 | $155.1K | 0.01% | −1,900−6.8% | Reduced |
| XTX Topco Ltd | 26,814 | $160.6K | 0.04% | +26,814 | New |
| Modern Wealth Management, LLC | 27,639 | $165.6K | 0.02% | +27,639 | New |
| Susquehanna Portfolio Strategies, LLC | 27,885 | $167.0K | 0.00% | +27,885 | New |
| Dudley Capital Management, LLC | 28,500 | $170.7K | 0.11% | −400−1.4% | Reduced |
| Oppenheimer & Co Inc | 28,522 | $170.8K | 0.00% | +17,000+147.5% | Added |
| Strategies Wealth Advisors, LLC | 28,719 | $172.0K | 0.03% | +905+3.3% | Added |
| Ausdal Financial Partners, Inc. | 29,254 | $175.2K | 0.02% | +2,573+9.6% | Added |
| Sunbelt Securities, Inc. | 29,382 | $176.0K | 0.02% | +86+0.3% | Added |
| Family Wealth Group, LLC | 30,422 | $182.2K | 0.23% | +30,422 | New |
| Atom Investors LP | 30,591 | $183.2K | 0.03% | +4,594+17.7% | Added |
| BancorpSouth Bank | 30,635 | $183.5K | 0.01% | +915+3.1% | Added |
| Next Level Private LLC | 30,753 | $184.2K | 0.10% | −13,262−30.1% | Reduced |
| Creative Planning | 31,164 | $186.7K | 0.00% | −39,251−55.7% | Reduced |
| Mercer Global Advisors Inc | 32,925 | $197.0K | 0.00% | +5,800+21.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 32,901 | $197.1K | 0.00% | −242,573−88.1% | Reduced |
| Muzinich & Co., Inc. | 32,901 | $197.1K | 0.17% | −242,573−88.1% | Reduced |
| Natixis | 32,989 | $197.6K | 0.00% | +40.0% | Added |
| Landscape Capital Management, L.L.C. | 33,059 | $198.0K | 0.02% | +33,059 | New |
| The PNC Financial Services Group, Inc. | 33,998 | $203.6K | 0.00% | −77,014−69.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 35,750 | $214.1K | 0.02% | −42,988−54.6% | Reduced |
| IFG Advisory, LLC | 36,195 | $216.8K | 0.02% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 36,410 | $218.1K | 0.01% | +14,592+66.9% | Added |
| Harbour Investments, Inc. | 36,579 | $219.1K | 0.01% | +1,976+5.7% | Added |
| Vanguard Capital Wealth Advisors | 37,650 | $225.5K | 0.18% | −2,513−6.3% | Reduced |
| Prelude Capital Management, LLC | 39,474 | $236.4K | 0.02% | +11,202+39.6% | Added |
| Keebeck Alpha, LP | 39,474 | $236.4K | 0.19% | +11,202+39.6% | Added |
| Schonfeld Strategic Advisors LLC | 39,500 | $236.6K | 0.00% | +1,800+4.8% | Added |
| Brinker Capital Investments, LLC | 38,649 | $239.2K | 0.00% | −35,434−47.8% | Reduced |
| Orion Portfolio Solutions, LLC | 38,649 | $239.2K | 0.00% | −35,434−47.8% | Reduced |
| Bessemer Group Inc | 40,000 | $240.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 40,872 | $244.8K | 0.00% | −5,460−11.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 41,197 | $246.8K | 0.00% | +23,475+132.5% | Added |
| Two Sigma Advisers, LP | 42,000 | $251.6K | 0.00% | −18,100−30.1% | Reduced |
| Claro Advisors LLC | 42,390 | $253.9K | 0.06% | 00.0% | Unchanged |
| ProShare Advisors LLC | 43,207 | $258.8K | 0.00% | +1,215+2.9% | Added |
| Cetera Investment Advisers | 45,183 | $270.6K | 0.00% | −12,514−21.7% | Reduced |
| Creative Financial Designs Inc | 46,413 | $278.0K | 0.03% | +987+2.2% | Added |
| Aquatic Capital Management LLC | 47,700 | $286.0K | 0.01% | +47,700 | New |
| Barrett & Company, Inc. | 47,787 | $286.2K | 0.15% | +347+0.7% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $299.5K | 0.05% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 50,243 | $301.0K | 0.10% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 51,993 | $311.4K | 0.07% | +127+0.2% | Added |
| Sigma Planning Corp | 53,245 | $318.9K | 0.02% | −39,594−42.6% | Reduced |
| Blair William & Co | 54,275 | $325.1K | 0.00% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 54,929 | $329.0K | 0.06% | −2,707−4.7% | Reduced |
| Bank of Montreal | 53,783 | $329.2K | 0.00% | −15,394−22.3% | Reduced |
| Cubist Systematic Strategies, LLC | 55,095 | $330.0K | 0.00% | +55,095 | New |
| Significant Wealth Partners LLC | 56,738 | $339.9K | 0.25% | +56,738 | New |
| Sculati Wealth Management, LLC | 57,900 | $346.8K | 0.16% | −28,225−32.8% | Reduced |
| Kathmere Capital Management, LLC | 57,967 | $347.2K | 0.05% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 56,191 | $347.8K | 0.14% | +1,957+3.6% | Added |
| Squarepoint Ops LLC | 58,486 | $350.3K | 0.00% | +58,486 | New |
| Quantbot Technologies LP | 59,027 | $353.6K | 0.02% | +59,027 | New |
| Susquehanna International Group, LLP | 61,327 | $367.3K | 0.00% | +39,872+185.8% | Added |
| Moloney Securities Asset Management, LLC | 62,805 | $376.2K | 0.06% | +3,450+5.8% | Added |
| Goldman Sachs Group Inc | 63,124 | $378.1K | 0.00% | +7,976+14.5% | Added |
| CWM Advisors, LLC | 64,027 | $383.5K | 0.04% | +13,262+26.1% | Added |
| Guggenheim Capital LLC | 64,932 | $388.9K | 0.00% | +3,164+5.1% | Added |
| Tudor Investment Corp Et Al | 65,405 | $391.8K | 0.01% | +65,405 | New |
| HRT Financial LP | 67,525 | $404.0K | 0.00% | +14,586+27.6% | Added |
| Virtu Financial LLC | 68,929 | $413.0K | 0.03% | +68,929 | New |
| Ameriprise Financial Inc | 70,278 | $421.0K | 0.00% | −1,111−1.6% | Reduced |
| Kestra Advisory Services, LLC | 70,492 | $422.2K | 0.00% | +35,744+102.9% | Added |
| Summit Global Investments | 75,022 | $449.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 76,591 | $458.8K | 0.00% | −20,219−20.9% | Reduced |
| Cetera Advisors LLC | 77,630 | $465.0K | 0.01% | −5,192−6.3% | Reduced |
| Prospera Financial Services Inc | 78,985 | $473.1K | 0.02% | +370.0% | Added |
| Triumph Capital Management | 82,409 | $493.6K | 0.21% | +5,118+6.6% | Added |
| Bank of New York Mellon Corp | 85,428 | $511.7K | 0.00% | +7,256+9.3% | Added |
| Philadelphia Trust Co | 86,350 | $517.0K | 0.05% | −105,000−54.9% | Reduced |
| Winton Group Ltd | 88,574 | $530.6K | 0.04% | +27,681+45.5% | Added |
| Garden State Investment Advisory Services LLC | 90,656 | $543.0K | 0.22% | +5,257+6.2% | Added |
| Westwood Holdings Group Inc. | 93,246 | $559.0K | 0.00% | 00.0% | Unchanged |
| Forte Capital LLC | 94,158 | $564.0K | 0.08% | +94,158 | New |
| Mariner, LLC | 100,444 | $601.7K | 0.00% | −24,881−19.9% | Reduced |
| SMH Capital Advisors Inc | 101,321 | $606.9K | 1.32% | +601+0.6% | Added |
| Royal Bank of Canada | 103,654 | $621.0K | 0.00% | −8,683−7.7% | Reduced |
| Virtus ETF Advisers LLC | 104,339 | $625.0K | 0.40% | −27,352−20.8% | Reduced |
| AE Wealth Management LLC | 109,563 | $678.2K | 0.00% | +8,259+8.2% | Added |
| Stifel Financial Corp | 114,393 | $685.2K | 0.00% | +1,495+1.3% | Added |
| D. E. Shaw & Co., Inc. | 124,437 | $745.4K | 0.00% | +124,437 | New |
| Advisory Services Network, LLC | 124,811 | $747.6K | 0.02% | +4,558+3.8% | Added |
| Alberta Investment Management Corp | 124,900 | $748.2K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 126,400 | $757.0K | 0.00% | −32,532−20.5% | Reduced |
| Atria Wealth Solutions, Inc. | 127,940 | $766.4K | 0.01% | +46,903+57.9% | Added |
| Group One Trading, L.P. | 129,000 | $772.7K | 0.02% | −290,803−69.3% | Reduced |