Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2023
Institutional positions in Prospect Capital Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +2 vs. Q2 2023
- Shares held
- 33.6M
- +994.9K (+3.0%) vs. Q2 2023
- Total value
- $195.5M
- +$999.9K (+0.5%) vs. Q2 2023
- New holders
- 29
- 101 more added
- Sold out
- 27
- 47 more reduced
2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 19,575 | $118.4K | 0.00% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 19,637 | $118.8K | 0.01% | +391+2.0% | Added |
| Inspire Advisors, LLC | 19,995 | $121.0K | 0.02% | +1,118+5.9% | Added |
| BNP Paribas Arbitrage, SA | 20,149 | $121.9K | 0.00% | −908−4.3% | Reduced |
| Strategic Financial Concepts, LLC | 21,133 | $127.9K | 0.04% | 00.0% | Unchanged |
| Stephens Inc | 21,417 | $129.6K | 0.00% | +500+2.4% | Added |
| Susquehanna International Group, LLP | 21,455 | $129.8K | 0.00% | −6,907−24.4% | Reduced |
| Regal Investment Advisors LLC | 21,697 | $131.3K | 0.01% | +245+1.1% | Added |
| J.W. Cole Advisors, Inc. | 21,818 | $132.0K | 0.01% | −422−1.9% | Reduced |
| Sunesis Advisors, LLC | 22,246 | $134.6K | 0.10% | +22,246 | New |
| Independent Financial Group, LLC | 23,870 | $144.4K | 0.01% | 00.0% | Unchanged |
| Heritage Trust Co | 24,585 | $148.7K | 0.02% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 24,615 | $149.0K | 0.06% | +12,115+96.9% | Added |
| Johnson Midwest Financial, LLC | 25,596 | $154.9K | 0.35% | +28+0.1% | Added |
| Atom Investors LP | 25,997 | $157.3K | 0.04% | +25,997 | New |
| Ausdal Financial Partners, Inc. | 26,681 | $161.4K | 0.02% | −325−1.2% | Reduced |
| Mercer Global Advisors Inc | 27,125 | $164.0K | 0.00% | +8,496+45.6% | Added |
| Eagle Global Advisors LLC | 27,800 | $168.2K | 0.01% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 27,814 | $168.3K | 0.03% | +824+3.1% | Added |
| Tri Locum Partners LP | 27,957 | $169.1K | 0.05% | +27,957 | New |
| Prelude Capital Management, LLC | 28,272 | $171.0K | 0.02% | +28,272 | New |
| Keebeck Alpha, LP | 28,272 | $171.0K | 0.17% | +28,272 | New |
| Dudley Capital Management, LLC | 28,900 | $174.8K | 0.12% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 29,296 | $177.2K | 0.02% | −1,921−6.2% | Reduced |
| BancorpSouth Bank | 29,720 | $179.8K | 0.02% | +585+2.0% | Added |
| Clear Creek Financial Management, LLC | 29,989 | $181.4K | 0.03% | −2,127−6.6% | Reduced |
| Davenport & Co LLC | 30,006 | $181.5K | 0.00% | +9,000+42.8% | Added |
| Natixis | 32,985 | $199.6K | 0.00% | −1,743−5.0% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 33,936 | $205.3K | 0.02% | +33,936 | New |
| Harbour Investments, Inc. | 34,603 | $209.3K | 0.01% | +2,538+7.9% | Added |
| Kestra Advisory Services, LLC | 34,748 | $210.2K | 0.00% | −9,997−22.3% | Reduced |
| IFG Advisory, LLC | 36,195 | $219.0K | 0.02% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 37,700 | $228.1K | 0.00% | +37,700 | New |
| Spire Wealth Management | 39,900 | $241.4K | 0.01% | +2,161+5.7% | Added |
| Bessemer Group Inc | 40,000 | $242.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 40,163 | $243.0K | 0.23% | −4,325−9.7% | Reduced |
| JPMorgan Chase & Co | 41,678 | $252.2K | 0.00% | −30,399−42.2% | Reduced |
| ProShare Advisors LLC | 41,992 | $254.1K | 0.00% | −7,928−15.9% | Reduced |
| Claro Advisors LLC | 42,390 | $256.5K | 0.06% | 00.0% | Unchanged |
| Next Level Private LLC | 44,015 | $262.3K | 0.17% | +880+2.0% | Added |
| Creative Financial Designs Inc | 45,426 | $274.8K | 0.03% | −100−0.2% | Reduced |
| Avantax Advisory Services, Inc. | 46,332 | $280.3K | 0.00% | +107+0.2% | Added |
| Barrett & Company, Inc. | 47,440 | $287.0K | 0.17% | −19,184−28.8% | Reduced |
| Lodestar Private Asset Management LLC | 50,000 | $302.5K | 0.05% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 50,243 | $304.0K | 0.11% | 00.0% | Unchanged |
| CWM Advisors, LLC | 50,765 | $307.1K | 0.04% | +50,765 | New |
| Thrive Wealth Management, LLC | 51,866 | $313.8K | 0.08% | +118+0.2% | Added |
| HRT Financial LP | 52,939 | $320.0K | 0.00% | −14,261−21.2% | Reduced |
| Roman Butler Fullerton & Co | 54,234 | $321.1K | 0.15% | +1,331+2.5% | Added |
| Blair William & Co | 54,275 | $328.4K | 0.00% | −250.0% | Reduced |
| MidWestOne Financial Group, Inc. | 55,000 | $332.8K | 0.08% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 55,148 | $333.6K | 0.00% | +31,747+135.7% | Added |
| Teamwork Financial Advisors, LLC | 57,636 | $348.7K | 0.06% | +5,318+10.2% | Added |
| Aigen Investment Management, LP | 57,677 | $348.9K | 0.07% | +40,352+232.9% | Added |
| Cetera Investment Advisers | 57,697 | $349.1K | 0.00% | +6,746+13.2% | Added |
| Kathmere Capital Management, LLC | 57,967 | $350.7K | 0.05% | +10,700+22.6% | Added |
| Moloney Securities Asset Management, LLC | 59,355 | $359.1K | 0.06% | +31,009+109.4% | Added |
| Two Sigma Advisers, LP | 60,100 | $363.6K | 0.00% | +60,100 | New |
| Winton Group Ltd | 60,893 | $368.4K | 0.03% | +60,893 | New |
| Guggenheim Capital LLC | 61,768 | $373.7K | 0.00% | +2,464+4.2% | Added |
| Jane Street Group, LLC | 63,544 | $384.4K | 0.00% | −12,790−16.8% | Reduced |
| Two Sigma Investments, LP | 68,466 | $414.2K | 0.00% | +56,464+470.5% | Added |
| Creative Planning | 70,415 | $426.0K | 0.00% | +13,898+24.6% | Added |
| Ameriprise Financial Inc | 71,389 | $431.9K | 0.00% | −7,550−9.6% | Reduced |
| Bank of Montreal | 69,177 | $432.4K | 0.00% | +11,389+19.7% | Added |
| Bank of America Corp | 72,781 | $440.3K | 0.00% | −110,585−60.3% | Reduced |
| Brinker Capital Investments, LLC | 74,083 | $448.2K | 0.01% | +56,951+332.4% | Added |
| Orion Portfolio Solutions, LLC | 74,083 | $448.2K | 0.01% | +56,951+332.4% | Added |
| Summit Global Investments | 75,022 | $454.0K | 0.03% | 00.0% | Unchanged |
| Triumph Capital Management | 77,291 | $472.2K | 0.21% | +2,438+3.3% | Added |
| Bank of New York Mellon Corp | 78,172 | $472.9K | 0.00% | +11,679+17.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $476.4K | 0.05% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 78,948 | $477.6K | 0.02% | +340.0% | Added |
| Atria Wealth Solutions, Inc. | 81,037 | $490.3K | 0.01% | +62,722+342.5% | Added |
| Cetera Advisors LLC | 82,822 | $501.1K | 0.01% | +29,968+56.7% | Added |
| Tactive Advisors, LLC | 83,484 | $505.1K | 0.44% | +83,484 | New |
| Invesco Ltd. | 85,377 | $516.5K | 0.00% | −73,775−46.4% | Reduced |
| Garden State Investment Advisory Services LLC | 85,399 | $516.7K | 0.24% | +4,606+5.7% | Added |
| Sculati Wealth Management, LLC | 86,125 | $521.1K | 0.27% | −30,440−26.1% | Reduced |
| Sigma Planning Corp | 92,839 | $561.7K | 0.02% | +7,006+8.2% | Added |
| Westwood Holdings Group Inc. | 93,246 | $564.0K | 0.01% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 95,140 | $575.6K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 96,810 | $585.7K | 0.00% | +3,510+3.8% | Added |
| SMH Capital Advisors Inc | 100,720 | $609.0K | 1.42% | +10.0% | Added |
| AE Wealth Management LLC | 101,304 | $612.9K | 0.00% | −46,370−31.4% | Reduced |
| The PNC Financial Services Group, Inc. | 111,012 | $671.6K | 0.00% | +95,444+613.1% | Added |
| Royal Bank of Canada | 112,337 | $680.0K | 0.00% | +24,732+28.2% | Added |
| Stifel Financial Corp | 112,898 | $683.0K | 0.00% | +19,138+20.4% | Added |
| Advisory Services Network, LLC | 120,253 | $727.5K | 0.02% | −50.0% | Reduced |
| Alberta Investment Management Corp | 124,900 | $755.6K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 125,325 | $758.0K | 0.00% | −48,539−27.9% | Reduced |
| Arkadios Wealth Advisors | 127,306 | $770.2K | 0.07% | −4,718−3.6% | Reduced |
| Kovack Advisors, Inc. | 127,558 | $771.7K | 0.11% | +2,986+2.4% | Added |
| Virtus ETF Advisers LLC | 131,691 | $796.7K | 0.48% | +74,468+130.1% | Added |
| Dark Forest Capital Management LP | 148,264 | $897.0K | 0.08% | +100,056+207.6% | Added |
| Wells Fargo & Company | 149,901 | $906.9K | 0.00% | +35,508+31.0% | Added |
| HighTower Advisors, LLC | 158,932 | $961.0K | 0.00% | +5,588+3.6% | Added |
| Jump Financial, LLC | 159,400 | $964.4K | 0.04% | +146,815+1,166.6% | Added |
| Garner Asset Management Corp | 163,010 | $986.0K | 0.59% | +200+0.1% | Added |
| KBC Group NV | 172,304 | $1.04M | 0.00% | −715−0.4% | Reduced |