Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2023
Institutional positions in Prospect Capital Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- −15 vs. Q1 2023
- Shares held
- 32.6M
- +2.19M (+7.2%) vs. Q1 2023
- Total value
- $194.5M
- −$8.50M (−4.2%) vs. Q1 2023
- New holders
- 22
- 93 more added
- Sold out
- 37
- 55 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 15,568 | $96.5K | 0.00% | +388+2.6% | Added |
| Money Concepts Capital Corp | 16,724 | $103.7K | 0.01% | +6,724+67.2% | Added |
| Brinker Capital Investments, LLC | 17,132 | $106.2K | 0.00% | +17,132 | New |
| Orion Portfolio Solutions, LLC | 17,132 | $106.2K | 0.00% | +17,132 | New |
| Aigen Investment Management, LP | 17,325 | $107.4K | 0.02% | +17,325 | New |
| Parallel Advisors, LLC | 17,633 | $109.3K | 0.00% | −26,739−60.3% | Reduced |
| Zimmermann Investment Management & Planning LLC | 17,723 | $109.9K | 0.05% | +310+1.8% | Added |
| Aquatic Capital Management LLC | 17,700 | $110.0K | 0.01% | +17,700 | New |
| WMG Financial Advisors, LLC | 18,100 | $112.2K | 0.08% | +6,600+57.4% | Added |
| Atria Wealth Solutions, Inc. | 18,315 | $113.6K | 0.00% | −3,862−17.4% | Reduced |
| Mercer Global Advisors Inc | 18,629 | $116.0K | 0.00% | +588+3.3% | Added |
| Inspire Advisors, LLC | 18,877 | $117.0K | 0.02% | +290+1.6% | Added |
| D. E. Shaw & Co., Inc. | 18,905 | $117.2K | 0.00% | +18,905 | New |
| Evergreen Capital Management LLC | 19,131 | $118.7K | 0.00% | +2,724+16.6% | Added |
| Threadgill Financial, LLC | 19,500 | $119.0K | 0.14% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 19,246 | $119.3K | 0.01% | +369+2.0% | Added |
| Steward Partners Investment Advisory, LLC | 19,575 | $121.4K | 0.00% | +5,021+34.5% | Added |
| Stephens Inc | 20,917 | $129.7K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 21,006 | $130.2K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 21,057 | $130.6K | 0.00% | +2,540+13.7% | Added |
| Strategic Financial Concepts, LLC | 21,133 | $131.0K | 0.05% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 21,434 | $132.9K | 0.01% | +28+0.1% | Added |
| Regal Investment Advisors LLC | 21,452 | $133.0K | 0.01% | +490+2.3% | Added |
| J.W. Cole Advisors, Inc. | 22,240 | $137.9K | 0.01% | +545+2.5% | Added |
| Goldman Sachs Group Inc | 23,401 | $145.1K | 0.00% | +1,746+8.1% | Added |
| Independent Financial Group, LLC | 23,870 | $148.0K | 0.01% | 00.0% | Unchanged |
| Heritage Trust Co | 24,585 | $152.4K | 0.02% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 25,568 | $158.5K | 0.14% | +39+0.2% | Added |
| Strategies Wealth Advisors, LLC | 26,990 | $167.3K | 0.03% | +777+3.0% | Added |
| Ausdal Financial Partners, Inc. | 27,006 | $167.4K | 0.02% | 00.0% | Unchanged |
| EMC Capital Management | 5,641 | $172.0K | 0.35% | −11,036−66.2% | Reduced |
| Eagle Global Advisors LLC | 27,800 | $172.4K | 0.01% | −28,170−50.3% | Reduced |
| Moloney Securities Asset Management, LLC | 28,346 | $175.7K | 0.03% | +6,603+30.4% | Added |
| Susquehanna International Group, LLP | 28,362 | $175.8K | 0.00% | +28,362 | New |
| Dudley Capital Management, LLC | 28,900 | $179.2K | 0.12% | 00.0% | Unchanged |
| BancorpSouth Bank | 29,135 | $180.6K | 0.02% | +839+3.0% | Added |
| Sunbelt Securities, Inc. | 31,217 | $193.5K | 0.03% | +74+0.2% | Added |
| Harbour Investments, Inc. | 32,065 | $198.8K | 0.01% | +652+2.1% | Added |
| Clear Creek Financial Management, LLC | 32,116 | $199.1K | 0.03% | −9,580−23.0% | Reduced |
| Natixis | 34,728 | $215.3K | 0.00% | −15,293−30.6% | Reduced |
| IFG Advisory, LLC | 36,195 | $224.4K | 0.02% | +17,149+90.0% | Added |
| Spire Wealth Management | 37,739 | $234.0K | 0.01% | +216+0.6% | Added |
| Bessemer Group Inc | 40,000 | $248.0K | 0.00% | 00.0% | Unchanged |
| Claro Advisors LLC | 42,390 | $262.8K | 0.07% | 00.0% | Unchanged |
| Next Level Private LLC | 43,135 | $273.5K | 0.18% | +573+1.3% | Added |
| Vanguard Capital Wealth Advisors | 44,488 | $275.8K | 0.25% | −619−1.4% | Reduced |
| Kestra Advisory Services, LLC | 44,745 | $277.4K | 0.00% | −11,198−20.0% | Reduced |
| Creative Financial Designs Inc | 45,526 | $282.3K | 0.03% | +848+1.9% | Added |
| Avantax Advisory Services, Inc. | 46,225 | $286.6K | 0.00% | −1,981−4.1% | Reduced |
| Kathmere Capital Management, LLC | 47,267 | $293.1K | 0.05% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 48,208 | $298.9K | 0.03% | +24,826+106.2% | Added |
| ProShare Advisors LLC | 49,920 | $309.5K | 0.00% | +753+1.5% | Added |
| Lodestar Private Asset Management LLC | 50,000 | $310.0K | 0.05% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 50,243 | $311.5K | 0.11% | 00.0% | Unchanged |
| Cetera Investment Advisers | 50,951 | $315.9K | 0.00% | +4,990+10.9% | Added |
| Thrive Wealth Management, LLC | 51,748 | $320.8K | 0.08% | +110+0.2% | Added |
| Teamwork Financial Advisors, LLC | 52,318 | $324.4K | 0.05% | +2,173+4.3% | Added |
| Cetera Advisors LLC | 52,854 | $327.7K | 0.01% | +15,639+42.0% | Added |
| Blair William & Co | 54,300 | $336.7K | 0.00% | −2,000−3.6% | Reduced |
| MidWestOne Financial Group, Inc. | 55,000 | $341.0K | 0.07% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 52,903 | $346.5K | 0.16% | +1,285+2.5% | Added |
| Creative Planning | 56,517 | $350.4K | 0.00% | +13,952+32.8% | Added |
| Virtus ETF Advisers LLC | 57,223 | $354.8K | 0.21% | +5,139+9.9% | Added |
| Bank of Montreal | 57,788 | $362.9K | 0.00% | +7,788+15.6% | Added |
| Guggenheim Capital LLC | 59,304 | $367.7K | 0.00% | +5,203+9.6% | Added |
| Bank of New York Mellon Corp | 66,493 | $412.3K | 0.00% | +25,726+63.1% | Added |
| Barrett & Company, Inc. | 66,624 | $413.1K | 0.24% | −1,710−2.5% | Reduced |
| HRT Financial LP | 67,200 | $416.0K | 0.00% | +67,200 | New |
| Caxton Associates LP | 68,413 | $424.2K | 0.06% | −30,953−31.2% | Reduced |
| JPMorgan Chase & Co | 72,077 | $446.9K | 0.00% | +44,866+164.9% | Added |
| Virtu Financial LLC | 73,343 | $455.0K | 0.03% | +57,224+355.0% | Added |
| Triumph Capital Management | 74,853 | $464.1K | 0.21% | +74,853 | New |
| Summit Global Investments | 75,022 | $465.0K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 76,334 | $473.3K | 0.00% | +46,561+156.4% | Added |
| Mackenzie Financial Corp | 78,083 | $486.5K | 0.00% | −22,941−22.7% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $488.2K | 0.05% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 78,914 | $489.3K | 0.02% | −1,968−2.4% | Reduced |
| Ameriprise Financial Inc | 78,939 | $489.4K | 0.00% | −13,131−14.3% | Reduced |
| Garden State Investment Advisory Services LLC | 80,793 | $500.9K | 0.22% | +11,590+16.7% | Added |
| Sigma Planning Corp | 85,833 | $532.2K | 0.02% | −24,304−22.1% | Reduced |
| Royal Bank of Canada | 87,605 | $542.0K | 0.00% | −724−0.8% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $578.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 93,300 | $578.5K | 0.00% | +1,588+1.7% | Added |
| Stifel Financial Corp | 93,760 | $581.3K | 0.00% | +7,425+8.6% | Added |
| Catalyst Capital Advisors LLC | 95,140 | $589.9K | 0.02% | +95,140 | New |
| SMH Capital Advisors Inc | 100,719 | $624.0K | 1.35% | +10.0% | Added |
| Wells Fargo & Company | 114,393 | $709.2K | 0.00% | +3,055+2.7% | Added |
| Sculati Wealth Management, LLC | 116,565 | $722.7K | 0.36% | −27,610−19.2% | Reduced |
| Advisory Services Network, LLC | 120,258 | $745.6K | 0.02% | −3,545−2.9% | Reduced |
| Kovack Advisors, Inc. | 124,572 | $772.3K | 0.10% | +25,548+25.8% | Added |
| Alberta Investment Management Corp | 124,900 | $774.4K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 132,024 | $818.5K | 0.10% | −5,822−4.2% | Reduced |
| AE Wealth Management LLC | 147,674 | $915.6K | 0.01% | +38,761+35.6% | Added |
| Cetera Advisor Networks LLC | 150,462 | $932.9K | 0.01% | +68,714+84.1% | Added |
| HighTower Advisors, LLC | 153,344 | $951.0K | 0.00% | −9,617−5.9% | Reduced |
| Invesco Ltd. | 159,152 | $986.7K | 0.00% | +36,441+29.7% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 159,258 | $987.0K | 0.02% | +32,343+25.5% | Added |
| Balyasny Asset Management LLC | 160,261 | $993.6K | 0.00% | +150,033+1,466.9% | Added |
| Garner Asset Management Corp | 162,810 | $1.01M | 0.59% | −24,400−13.0% | Reduced |
| Palogic Value Management, L.P. | 171,718 | $1.06M | 0.50% | +6,343+3.8% | Added |