Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2023
Institutional positions in Prospect Capital Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 250
- +8 vs. Q4 2022
- Shares held
- 30.5M
- −551.0K (−1.8%) vs. Q4 2022
- Total value
- $203.2M
- −$3.67M (−1.8%) vs. Q4 2022
- New holders
- 38
- 87 more added
- Sold out
- 30
- 61 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 13,981 | $97.3K | 0.00% | −722−4.9% | Reduced |
| PFG Advisors | 14,282 | $99.4K | 0.01% | −335−2.3% | Reduced |
| NinePointTwo Capital | 14,410 | $100.0K | 0.04% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 14,472 | $100.7K | 0.01% | −2,518−14.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 14,554 | $101.3K | 0.00% | +50+0.3% | Added |
| MML Investors Services, LLC | 14,653 | $102.0K | 0.00% | +150+1.0% | Added |
| Girard Partners Ltd. | 15,063 | $104.8K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $105.2K | 0.08% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,180 | $105.7K | 0.00% | −3,612−19.2% | Reduced |
| MAI Capital Management | 15,225 | $106.0K | 0.00% | +2,120+16.2% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $106.5K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,365 | $107.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 15,759 | $109.7K | 0.00% | −13,250−45.7% | Reduced |
| Virtu Financial LLC | 16,119 | $112.0K | 0.01% | +5,848+56.9% | Added |
| State of Wyoming | 16,351 | $113.8K | 0.04% | +16,351 | New |
| Evergreen Capital Management LLC | 16,407 | $115.2K | 0.01% | +16,407 | New |
| EMC Capital Management | 16,677 | $116.0K | 0.10% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 17,413 | $121.2K | 0.06% | +268+1.6% | Added |
| WMG Financial Advisors, LLC | 11,500 | $126.0K | 0.10% | −8,400−42.2% | Reduced |
| Mercer Global Advisors Inc | 18,041 | $126.0K | 0.00% | −7,839−30.3% | Reduced |
| Koshinski Asset Management, Inc. | 18,235 | $126.9K | 0.01% | −2,000−9.9% | Reduced |
| Janney Montgomery Scott LLC | 18,422 | $128.0K | 0.00% | +2,580+16.3% | Added |
| BNP Paribas Arbitrage, SA | 18,517 | $128.9K | 0.00% | +17,459+1,650.2% | Added |
| Inspire Advisors, LLC | 18,587 | $129.4K | 0.03% | +903+5.1% | Added |
| Level Four Advisory Services, LLC | 18,877 | $131.4K | 0.01% | +18,877 | New |
| IFG Advisory, LLC | 19,046 | $132.6K | 0.01% | +10.0% | Added |
| Threadgill Financial, LLC | 19,500 | $135.7K | 0.17% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 20,628 | $144.0K | 0.00% | +16,994+467.6% | Added |
| Stephens Inc | 20,917 | $145.6K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 20,962 | $145.9K | 0.01% | +81+0.4% | Added |
| Davenport & Co LLC | 21,006 | $146.2K | 0.00% | −15,000−41.7% | Reduced |
| Envestnet Asset Management Inc | 21,124 | $147.0K | 0.00% | +5,531+35.5% | Added |
| Strategic Financial Concepts, LLC | 21,133 | $147.1K | 0.06% | +21,133 | New |
| Emerald Mutual Fund Advisers Trust | 21,340 | $148.5K | 0.01% | +21,340 | New |
| IHT Wealth Management, LLC | 21,406 | $149.0K | 0.01% | +21,406 | New |
| Goldman Sachs Group Inc | 21,655 | $150.7K | 0.00% | −2,131−9.0% | Reduced |
| J.W. Cole Advisors, Inc. | 21,695 | $151.0K | 0.01% | +468+2.2% | Added |
| Moloney Securities Asset Management, LLC | 21,743 | $151.3K | 0.03% | +21,743 | New |
| Sunesis Advisors, LLC | 22,246 | $154.8K | 0.11% | +22,246 | New |
| Atria Wealth Solutions, Inc. | 22,177 | $155.7K | 0.00% | −5,000−18.4% | Reduced |
| Dark Forest Capital Management LP | 23,382 | $162.7K | 0.04% | +23,382 | New |
| Independent Financial Group, LLC | 23,870 | $166.1K | 0.01% | 00.0% | Unchanged |
| Heritage Trust Co | 24,585 | $171.1K | 0.03% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 25,529 | $177.7K | 0.26% | +34+0.1% | Added |
| Strategies Wealth Advisors, LLC | 26,213 | $182.4K | 0.04% | +561+2.2% | Added |
| Ausdal Financial Partners, Inc. | 27,006 | $188.0K | 0.03% | +7,274+36.9% | Added |
| JPMorgan Chase & Co | 27,211 | $189.0K | 0.00% | −26,187−49.0% | Reduced |
| BancorpSouth Bank | 28,296 | $196.9K | 0.02% | +718+2.6% | Added |
| Dudley Capital Management, LLC | 28,900 | $201.1K | 0.14% | −4,400−13.2% | Reduced |
| Jane Street Group, LLC | 29,773 | $207.2K | 0.00% | −17,089−36.5% | Reduced |
| Sunbelt Securities, Inc. | 31,143 | $214.6K | 0.03% | −6,938−18.2% | Reduced |
| Harbour Investments, Inc. | 31,413 | $218.6K | 0.01% | +2,759+9.6% | Added |
| Walleye Trading LLC | 32,947 | $229.3K | 0.01% | +15,689+90.9% | Added |
| Measured Wealth Private Client Group, LLC | 34,367 | $239.2K | 0.09% | +3,199+10.3% | Added |
| XTX Topco Ltd | 36,626 | $254.9K | 0.05% | +36,626 | New |
| Cetera Advisors LLC | 37,215 | $259.0K | 0.00% | +3,386+10.0% | Added |
| Spire Wealth Management | 37,523 | $261.2K | 0.01% | +2,421+6.9% | Added |
| Dynamic Technology Lab Private Ltd | 38,223 | $266.0K | 0.02% | +38,223 | New |
| Bessemer Group Inc | 40,000 | $278.0K | 0.00% | +40,000 | New |
| Belpointe Asset Management LLC | 40,258 | $280.2K | 0.02% | +2,962+7.9% | Added |
| Bank of New York Mellon Corp | 40,767 | $283.7K | 0.00% | +4,339+11.9% | Added |
| Clear Creek Financial Management, LLC | 41,696 | $290.2K | 0.06% | −2,985−6.7% | Reduced |
| Claro Advisors LLC | 42,390 | $295.0K | 0.09% | 00.0% | Unchanged |
| Next Level Private LLC | 42,562 | $296.2K | 0.23% | 00.0% | Unchanged |
| Creative Planning | 42,565 | $296.3K | 0.00% | −1,163−2.7% | Reduced |
| Parallel Advisors, LLC | 44,372 | $308.8K | 0.01% | +4,661+11.7% | Added |
| Creative Financial Designs Inc | 44,678 | $311.0K | 0.04% | +2,770+6.6% | Added |
| Vanguard Capital Wealth Advisors | 45,107 | $313.9K | 0.31% | +479+1.1% | Added |
| Cetera Investment Advisers | 45,961 | $319.9K | 0.00% | +6,228+15.7% | Added |
| Prostatis Group LLC | 51,638 | $323.9K | 0.17% | +51,638 | New |
| Kathmere Capital Management, LLC | 47,267 | $329.0K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 48,206 | $335.5K | 0.00% | +1,721+3.7% | Added |
| ProShare Advisors LLC | 49,167 | $342.2K | 0.00% | +49,167 | New |
| Roman Butler Fullerton & Co | 51,618 | $345.8K | 0.17% | −160−0.3% | Reduced |
| Lodestar Private Asset Management LLC | 50,000 | $348.0K | 0.06% | 00.0% | Unchanged |
| Natixis | 50,021 | $348.1K | 0.00% | +845+1.7% | Added |
| Bank of Montreal | 50,000 | $348.5K | 0.00% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 50,145 | $349.0K | 0.06% | −1,579−3.1% | Reduced |
| Berkeley Capital Partners, LLC | 50,243 | $349.7K | 0.13% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 51,638 | $359.4K | 0.09% | +95+0.2% | Added |
| Virtus ETF Advisers LLC | 52,084 | $362.5K | 0.20% | +4,736+10.0% | Added |
| Guggenheim Capital LLC | 54,101 | $376.5K | 0.00% | +5,861+12.1% | Added |
| MidWestOne Financial Group, Inc. | 55,000 | $382.8K | 0.09% | +55,000 | New |
| Wealth Management Solutions, LLC | 55,329 | $385.1K | 0.22% | +1,403+2.6% | Added |
| Kestra Advisory Services, LLC | 55,943 | $389.4K | 0.00% | −13,759−19.7% | Reduced |
| Eagle Global Advisors LLC | 55,970 | $389.6K | 0.03% | −20,380−26.7% | Reduced |
| Blair William & Co | 56,300 | $391.8K | 0.00% | +2,000+3.7% | Added |
| Centaurus Financial, Inc. | 63,286 | $440.0K | 0.04% | −800−1.2% | Reduced |
| Barrett & Company, Inc. | 68,334 | $475.6K | 0.30% | +230+0.3% | Added |
| Garden State Investment Advisory Services LLC | 69,203 | $481.7K | 0.24% | +4,229+6.5% | Added |
| Summit Global Investments | 75,022 | $522.0K | 0.04% | +220.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 78,738 | $548.0K | 0.06% | +250.0% | Added |
| Millennium Management LLC | 80,198 | $558.0K | 0.00% | +80,198 | New |
| Prospera Financial Services Inc | 80,882 | $562.9K | 0.02% | +350.0% | Added |
| Cetera Advisor Networks LLC | 81,748 | $569.0K | 0.00% | +30,025+58.0% | Added |
| Acrisure Capital Management, LLC | 83,906 | $584.0K | 0.59% | +54,950+189.8% | Added |
| Stifel Financial Corp | 86,335 | $600.9K | 0.00% | +8,513+10.9% | Added |
| Royal Bank of Canada | 88,329 | $615.0K | 0.00% | +1,144+1.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 91,712 | $638.3K | 0.00% | −62,760−40.6% | Reduced |
| Ameriprise Financial Inc | 92,070 | $643.9K | 0.00% | −21,768−19.1% | Reduced |