Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2022
Institutional positions in Prospect Capital Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +2 vs. Q2 2022
- Shares held
- 28.1M
- −1.39M (−4.7%) vs. Q2 2022
- Total value
- $174.7M
- −$31.8M (−15.4%) vs. Q2 2022
- New holders
- 26
- 79 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| KG&L Capital Management,LLC | 15,409 | $96.0K | 0.05% | −2,506−14.0% | Reduced |
| Integrated Advisors Network LLC | 15,906 | $99.0K | 0.01% | +1,725+12.2% | Added |
| Inspire Advisors, LLC | 15,931 | $99.0K | 0.03% | +1,967+14.1% | Added |
| Toroso Investments, LLC | 16,007 | $99.0K | 0.00% | +16,007 | New |
| Carmel Capital Partners, LLC | 16,600 | $103.0K | 0.10% | +5,200+45.6% | Added |
| Zimmermann Investment Management & Planning LLC | 16,882 | $105.0K | 0.07% | +248+1.5% | Added |
| Jane Street Group, LLC | 16,940 | $105.0K | 0.00% | +4,996+41.8% | Added |
| Ausdal Financial Partners, Inc. | 17,100 | $106.0K | 0.02% | +17,100 | New |
| Y-Intercept (Hong Kong) Ltd | 17,343 | $107.5K | 0.01% | +17,343 | New |
| Selective Wealth Management, Inc. | 17,433 | $108.0K | 0.05% | −6,414−26.9% | Reduced |
| Traynor Capital Management, Inc. | 17,423 | $108.0K | 0.02% | +171+1.0% | Added |
| The PNC Financial Services Group, Inc. | 18,436 | $115.0K | 0.00% | +4,330+30.7% | Added |
| LVM Capital Management Ltd | 18,750 | $116.0K | 0.02% | +18,750 | New |
| CIBC Asset Management Inc | 18,817 | $117.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,837 | $117.0K | 0.02% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 19,301 | $120.0K | 0.00% | −621−3.1% | Reduced |
| Threadgill Financial, LLC | 19,500 | $121.0K | 0.12% | 00.0% | Unchanged |
| Stephens Inc | 19,917 | $123.0K | 0.00% | +3,001+17.7% | Added |
| Mercer Global Advisors Inc | 20,206 | $125.0K | 0.00% | +3,043+17.7% | Added |
| United Capital Financial Advisers, LLC | 20,527 | $127.0K | 0.00% | −10,476−33.8% | Reduced |
| Regal Investment Advisors LLC | 20,404 | $127.0K | 0.01% | +1,056+5.5% | Added |
| J.W. Cole Advisors, Inc. | 20,764 | $129.0K | 0.01% | +71+0.3% | Added |
| WMG Financial Advisors, LLC | 21,100 | $130.0K | 0.12% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 21,494 | $133.0K | 0.00% | −6,118−22.2% | Reduced |
| Belpointe Asset Management LLC | 21,748 | $135.0K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 21,800 | $135.0K | 0.01% | +14,000+179.5% | Added |
| Wedbush Securities Inc | 21,865 | $136.0K | 0.01% | +10.0% | Added |
| Independent Financial Group, LLC | 23,870 | $148.0K | 0.01% | −3,165−11.7% | Reduced |
| Kingsview Wealth Management, LLC | 23,860 | $148.0K | 0.01% | +912+4.0% | Added |
| Johnson Midwest Financial, LLC | 25,461 | $158.0K | 0.60% | +30+0.1% | Added |
| Cadence Bank NA | 26,864 | $167.0K | 1.04% | +663+2.5% | Added |
| BancorpSouth Bank | 26,864 | $167.0K | 0.02% | +26,864 | New |
| Measured Wealth Private Client Group, LLC | 27,306 | $169.0K | 0.07% | +27,306 | New |
| Koshinski Asset Management, Inc. | 27,957 | $173.0K | 0.02% | +383+1.4% | Added |
| Atria Wealth Solutions, Inc. | 28,322 | $175.6K | 0.00% | +28,322 | New |
| Private Advisor Group, LLC | 30,053 | $186.0K | 0.00% | +53+0.2% | Added |
| JPMorgan Chase & Co | 31,863 | $197.0K | 0.00% | −204,255−86.5% | Reduced |
| Victory Capital Management Inc | 32,059 | $199.0K | 0.00% | −8,155−20.3% | Reduced |
| Harbour Investments, Inc. | 29,616 | $207.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 34,981 | $217.0K | 0.00% | +4,583+15.1% | Added |
| Clear Creek Financial Management, LLC | 35,784 | $222.0K | 0.05% | +131+0.4% | Added |
| Cetera Investment Advisers | 37,211 | $231.0K | 0.00% | +2,719+7.9% | Added |
| Millennium Management LLC | 37,908 | $235.0K | 0.00% | +37,908 | New |
| Bank of New York Mellon Corp | 38,735 | $240.0K | 0.00% | +15,940+69.9% | Added |
| Creative Financial Designs Inc | 39,142 | $243.0K | 0.04% | +6,670+20.5% | Added |
| Guggenheim Capital LLC | 42,063 | $261.0K | 0.00% | +2,808+7.2% | Added |
| Vanguard Capital Wealth Advisors | 43,479 | $269.0K | 0.33% | −1,504−3.3% | Reduced |
| Natixis | 44,443 | $276.0K | 0.00% | +13,118+41.9% | Added |
| Cetera Advisors LLC | 46,318 | $287.0K | 0.01% | +4,410+10.5% | Added |
| Avantax Advisory Services, Inc. | 46,411 | $288.0K | 0.00% | +11,842+34.3% | Added |
| Kathmere Capital Management, LLC | 47,267 | $293.0K | 0.06% | 00.0% | Unchanged |
| Davenport & Co LLC | 48,006 | $298.0K | 0.00% | −119,060−71.3% | Reduced |
| Teamwork Financial Advisors, LLC | 48,533 | $301.0K | 0.06% | +6,814+16.3% | Added |
| Stifel Financial Corp | 48,778 | $302.0K | 0.00% | +26,689+120.8% | Added |
| Cetera Advisor Networks LLC | 50,123 | $311.0K | 0.00% | +11,913+31.2% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $312.0K | 0.14% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 51,449 | $319.0K | 0.11% | +88+0.2% | Added |
| Wealth Management Solutions, LLC | 52,529 | $326.0K | 0.19% | +1,296+2.5% | Added |
| Blair William & Co | 54,300 | $337.0K | 0.00% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 52,992 | $341.0K | 0.22% | +991+1.9% | Added |
| Virtus ETF Advisers LLC | 57,940 | $359.0K | 0.14% | −21,720−27.3% | Reduced |
| Axxcess Wealth Management, LLC | 58,089 | $360.0K | 0.04% | 00.0% | Unchanged |
| Heritage Trust Co | 58,375 | $362.0K | 0.06% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 58,900 | $365.0K | 0.03% | 00.0% | Unchanged |
| Corsicana & Co. | 60,000 | $372.0K | 0.31% | 00.0% | Unchanged |
| American Portfolios Advisors | 60,524 | $375.3K | 0.02% | −1,074−1.7% | Reduced |
| Kovack Advisors, Inc. | 65,636 | $407.0K | 0.06% | +39,057+146.9% | Added |
| Bank of America Corp | 65,774 | $408.0K | 0.00% | +1,015+1.6% | Added |
| Centaurus Financial, Inc. | 66,086 | $410.0K | 0.04% | −38,487−36.8% | Reduced |
| Bank of Montreal | 57,000 | $412.0K | 0.00% | −3,000−5.0% | Reduced |
| D. E. Shaw & Co., Inc. | 66,544 | $413.0K | 0.00% | −68,131−50.6% | Reduced |
| Kestra Advisory Services, LLC | 67,586 | $419.0K | 0.00% | −2,403−3.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 73,102 | $453.0K | 0.06% | +3,408+4.9% | Added |
| Mackenzie Financial Corp | 73,158 | $454.0K | 0.00% | −25,663−26.0% | Reduced |
| Summit Global Investments | 75,000 | $465.0K | 0.04% | −220.0% | Reduced |
| Eagle Global Advisors LLC | 76,450 | $474.0K | 0.04% | +7,210+10.4% | Added |
| Barrett & Company, Inc. | 68,104 | $476.0K | 0.32% | +68,104 | New |
| Janney Montgomery Scott LLC | 78,524 | $487.0K | 0.00% | −1,697−2.1% | Reduced |
| Royal Bank of Canada | 85,867 | $532.0K | 0.00% | −2,463−2.8% | Reduced |
| GraniteShares Advisors LLC | 92,614 | $574.0K | 0.47% | −1,105−1.2% | Reduced |
| Westwood Holdings Group Inc. | 93,501 | $580.0K | 0.01% | −530−0.6% | Reduced |
| Ameriprise Financial Inc | 93,770 | $581.0K | 0.00% | +14,290+18.0% | Added |
| Merit Financial Group, LLC | 101,073 | $627.0K | 0.03% | −57,997−36.5% | Reduced |
| Sigma Planning Corp | 105,360 | $653.0K | 0.02% | −353−0.3% | Reduced |
| AE Wealth Management LLC | 106,339 | $659.0K | 0.01% | +11,548+12.2% | Added |
| Catalyst Capital Advisors LLC | 109,809 | $681.0K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 111,868 | $694.0K | 0.02% | +564+0.5% | Added |
| Sculati Wealth Management, LLC | 112,778 | $699.0K | 0.41% | +15,416+15.8% | Added |
| SMH Capital Advisors Inc | 115,110 | $714.0K | 1.07% | +10.0% | Added |
| Invesco Ltd. | 115,246 | $715.0K | 0.00% | −12,461−9.8% | Reduced |
| Wells Fargo & Company | 124,693 | $773.0K | 0.00% | −5,695−4.4% | Reduced |
| Alberta Investment Management Corp | 124,900 | $774.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 130,619 | $810.0K | 0.01% | +42,669+48.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 138,100 | $856.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 147,463 | $914.0K | 0.00% | +34,408+30.4% | Added |
| HighTower Advisors, LLC | 164,812 | $1.02M | 0.00% | +34,139+26.1% | Added |
| Arkadios Wealth Advisors | 175,206 | $1.09M | 0.17% | +3,950+2.3% | Added |
| Nissay Asset Management Corp | 180,270 | $1.12M | 0.01% | 00.0% | Unchanged |
| Garner Asset Management Corp | 183,745 | $1.14M | 0.61% | −23,709−11.4% | Reduced |
| Strategic Wealth Advisors Group, LLC | 184,198 | $1.14M | 0.05% | −26,293−12.5% | Reduced |