Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2022
Institutional positions in Prospect Capital Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +15 vs. Q1 2022
- Shares held
- 29.6M
- +1.50M (+5.4%) vs. Q1 2022
- Total value
- $206.6M
- −$25.5M (−11.0%) vs. Q1 2022
- New holders
- 38
- 88 more added
- Sold out
- 23
- 46 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stephens Inc | 16,916 | $118.0K | 0.00% | 00.0% | Unchanged |
| Traynor Capital Management, Inc. | 17,252 | $120.0K | 0.02% | +2,118+14.0% | Added |
| Mercer Global Advisors Inc | 17,163 | $120.0K | 0.00% | +17,163 | New |
| MML Investors Services, LLC | 17,347 | $121.0K | 0.00% | +46+0.3% | Added |
| KG&L Capital Management,LLC | 17,915 | $125.0K | 0.07% | +92+0.5% | Added |
| CIBC Asset Management Inc | 18,817 | $132.0K | 0.00% | −1,377−6.8% | Reduced |
| Sunbelt Securities, Inc. | 18,837 | $132.0K | 0.03% | +6,120+48.1% | Added |
| Regal Investment Advisors LLC | 19,348 | $135.0K | 0.01% | +3,274+20.4% | Added |
| Threadgill Financial, LLC | 19,500 | $136.0K | 0.11% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 19,809 | $138.0K | 0.00% | +18,098+1,057.7% | Added |
| Quantbot Technologies LP | 19,909 | $139.0K | 0.01% | −3,367−14.5% | Reduced |
| Gotham Asset Management, LLC | 19,922 | $139.0K | 0.00% | +1,794+9.9% | Added |
| J.W. Cole Advisors, Inc. | 20,693 | $145.0K | 0.01% | +421+2.1% | Added |
| WMG Financial Advisors, LLC | 21,100 | $146.0K | 0.13% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 21,748 | $152.0K | 0.01% | −1,288−5.6% | Reduced |
| Wedbush Securities Inc | 21,864 | $153.0K | 0.01% | −3,180−12.7% | Reduced |
| Stifel Financial Corp | 22,089 | $154.0K | 0.00% | +1,802+8.9% | Added |
| Bank of New York Mellon Corp | 22,795 | $159.0K | 0.00% | −715−3.0% | Reduced |
| Kingsview Wealth Management, LLC | 22,948 | $160.0K | 0.01% | +7,926+52.8% | Added |
| Selective Wealth Management, Inc. | 23,847 | $167.0K | 0.06% | +2,640+12.4% | Added |
| Geneos Wealth Management Inc. | 23,538 | $168.0K | 0.01% | +475+2.1% | Added |
| Strategies Wealth Advisors, LLC | 24,372 | $170.4K | 0.05% | +599+2.5% | Added |
| Johnson Midwest Financial, LLC | 25,431 | $178.0K | 0.24% | +31+0.1% | Added |
| Cadence Bank NA | 26,201 | $183.0K | 0.06% | +646+2.5% | Added |
| Kovack Advisors, Inc. | 26,579 | $186.0K | 0.02% | +26,579 | New |
| Independent Financial Group, LLC | 27,035 | $189.0K | 0.02% | +2,300+9.3% | Added |
| Marshall Wace, LLP | 27,401 | $192.0K | 0.00% | +27,401 | New |
| Koshinski Asset Management, Inc. | 27,574 | $193.0K | 0.02% | −427−1.5% | Reduced |
| Goldman Sachs Group Inc | 27,612 | $193.0K | 0.00% | +4,888+21.5% | Added |
| Envestnet Asset Management Inc | 29,374 | $205.0K | 0.00% | +29,374 | New |
| Harbour Investments, Inc. | 29,616 | $207.0K | 0.01% | +29,616 | New |
| Private Advisor Group, LLC | 30,000 | $210.0K | 0.00% | −948−3.1% | Reduced |
| Spire Wealth Management | 30,091 | $210.0K | 0.01% | +1,091+3.8% | Added |
| Creative Planning | 30,398 | $212.0K | 0.00% | +13,296+77.7% | Added |
| United Capital Financial Advisers, LLC | 31,003 | $217.0K | 0.00% | −247−0.8% | Reduced |
| Natixis | 31,325 | $218.0K | 0.00% | +31,325 | New |
| Creative Financial Designs Inc | 32,472 | $227.0K | 0.04% | +654+2.1% | Added |
| Cetera Investment Advisers | 34,492 | $241.0K | 0.00% | +1,461+4.4% | Added |
| Avantax Advisory Services, Inc. | 34,569 | $242.0K | 0.00% | +988+2.9% | Added |
| Cipher Capital LP | 35,066 | $245.0K | 0.06% | +35,066 | New |
| Clear Creek Financial Management, LLC | 35,653 | $249.0K | 0.05% | +15,725+78.9% | Added |
| Balyasny Asset Management LLC | 37,261 | $261.0K | 0.00% | +37,261 | New |
| Cetera Advisor Networks LLC | 38,210 | $268.0K | 0.00% | +9,025+30.9% | Added |
| Guggenheim Capital LLC | 39,255 | $274.0K | 0.00% | +1,043+2.7% | Added |
| Greytown Advisors Inc. | 39,600 | $279.0K | 0.16% | −220−0.6% | Reduced |
| Victory Capital Management Inc | 40,214 | $281.0K | 0.00% | −149−0.4% | Reduced |
| Teamwork Financial Advisors, LLC | 41,719 | $292.0K | 0.06% | −5,201−11.1% | Reduced |
| Cetera Advisors LLC | 41,908 | $293.0K | 0.01% | +222+0.5% | Added |
| Vanguard Capital Wealth Advisors | 44,983 | $314.0K | 0.35% | −21,313−32.1% | Reduced |
| Kathmere Capital Management, LLC | 47,267 | $330.0K | 0.06% | +10,928+30.1% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $351.0K | 0.14% | 00.0% | Unchanged |
| Wealth Management Solutions, LLC | 51,233 | $358.0K | 0.20% | +1,264+2.5% | Added |
| Thrive Wealth Management, LLC | 51,361 | $359.0K | 0.13% | +85+0.2% | Added |
| Roman Butler Fullerton & Co | 52,001 | $374.0K | 0.21% | +52,001 | New |
| Blair William & Co | 54,300 | $380.0K | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 58,089 | $406.0K | 0.04% | +8,308+16.7% | Added |
| Heritage Trust Co | 58,375 | $408.0K | 0.07% | +58,375 | New |
| Apollon Wealth Management, LLC | 58,900 | $412.0K | 0.03% | +12,000+25.6% | Added |
| Corsicana & Co. | 60,000 | $419.0K | 0.33% | 00.0% | Unchanged |
| American Portfolios Advisors | 61,598 | $430.6K | 0.02% | +1,055+1.7% | Added |
| Bank of Montreal | 60,000 | $432.0K | 0.00% | −500−0.8% | Reduced |
| Cubist Systematic Strategies, LLC | 63,020 | $441.0K | 0.00% | −43,300−40.7% | Reduced |
| Bank of America Corp | 64,759 | $453.0K | 0.00% | +3,858+6.3% | Added |
| Eagle Global Advisors LLC | 69,240 | $484.0K | 0.04% | −9,250−11.8% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 69,694 | $487.0K | 0.06% | −49−0.1% | Reduced |
| Kestra Advisory Services, LLC | 69,989 | $489.0K | 0.01% | +12,214+21.1% | Added |
| Summit Global Investments | 75,022 | $524.0K | 0.05% | +220.0% | Added |
| Ameriprise Financial Inc | 79,480 | $555.0K | 0.00% | +5,354+7.2% | Added |
| Virtus ETF Advisers LLC | 79,660 | $557.0K | 0.21% | +2,389+3.1% | Added |
| Condor Capital Management | 80,943 | $566.0K | 0.07% | +44,778+123.8% | Added |
| Janney Montgomery Scott LLC | 80,221 | $569.0K | 0.00% | −46,949−36.9% | Reduced |
| KBC Group NV | 82,731 | $578.0K | 0.00% | +645+0.8% | Added |
| Qube Research & Technologies Ltd | 87,950 | $615.0K | 0.00% | +14,140+19.2% | Added |
| Royal Bank of Canada | 88,330 | $617.0K | 0.00% | −49,472−35.9% | Reduced |
| GraniteShares Advisors LLC | 93,719 | $655.0K | 0.48% | +2,703+3.0% | Added |
| Westwood Holdings Group Inc. | 94,031 | $657.0K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 94,791 | $663.0K | 0.01% | −14,238−13.1% | Reduced |
| Sculati Wealth Management, LLC | 97,362 | $681.0K | 0.39% | +32,141+49.3% | Added |
| Mackenzie Financial Corp | 98,821 | $691.0K | 0.00% | −59,233−37.5% | Reduced |
| Centaurus Financial, Inc. | 104,573 | $731.0K | 0.07% | +36,487+53.6% | Added |
| Sigma Planning Corp | 105,713 | $739.0K | 0.03% | −2,289−2.1% | Reduced |
| Catalyst Capital Advisors LLC | 109,809 | $768.0K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 111,304 | $778.0K | 0.03% | +3,082+2.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 113,055 | $790.0K | 0.00% | +14,202+14.4% | Added |
| Allianz Asset Management GmbH | 114,942 | $804.0K | 0.00% | −4,412−3.7% | Reduced |
| SMH Capital Advisors Inc | 115,109 | $805.0K | 1.09% | +10.0% | Added |
| Alberta Investment Management Corp | 124,900 | $873.0K | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 127,707 | $893.0K | 0.00% | −5,471−4.1% | Reduced |
| HighTower Advisors, LLC | 130,673 | $911.0K | 0.00% | +1,388+1.1% | Added |
| Wells Fargo & Company | 130,388 | $911.0K | 0.00% | +16,527+14.5% | Added |
| D. E. Shaw & Co., Inc. | 134,675 | $941.0K | 0.00% | −31,247−18.8% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 138,100 | $968.0K | 0.01% | +138,100 | New |
| Merit Financial Group, LLC | 159,070 | $1.11M | 0.04% | +72,870+84.5% | Added |
| Davenport & Co LLC | 167,066 | $1.17M | 0.01% | +3,600+2.2% | Added |
| Arkadios Wealth Advisors | 171,256 | $1.20M | 0.18% | +30,652+21.8% | Added |
| Nissay Asset Management Corp | 180,270 | $1.26M | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 182,349 | $1.27M | 0.00% | +182,349 | New |
| Truist Financial Corp | 188,390 | $1.32M | 0.00% | +15,029+8.7% | Added |
| Philadelphia Trust Co | 191,600 | $1.34M | 0.14% | +4,000+2.1% | Added |
| Garner Asset Management Corp | 207,454 | $1.45M | 0.64% | +22,709+12.3% | Added |