Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2022
Institutional positions in Prospect Capital Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +15 vs. Q1 2022
- Shares held
- 29.6M
- +1.50M (+5.4%) vs. Q1 2022
- Total value
- $206.6M
- −$25.5M (−11.0%) vs. Q1 2022
- New holders
- 38
- 88 more added
- Sold out
- 23
- 46 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | −673−99.6% | Reduced |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 57 | $0 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 205 | $1.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 89 | $1.00K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| ACG Wealth | 150 | $1.00K | 0.00% | +150 | New |
| Curi Capital | 200 | $1.00K | 0.00% | +200 | New |
| Citigroup Inc | 260 | $2.00K | 0.00% | −2,103−89.0% | Reduced |
| RE Dickinson Investment Advisors, LLC | 320 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 313 | $2.00K | 0.00% | +8+2.6% | Added |
| Focused Wealth Management, Inc | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, Inc. | 304 | $2.00K | 0.00% | +304 | New |
| Castle Wealth Management LLC | 275 | $2.00K | 0.00% | +275 | New |
| Patriot Financial Group Insurance Agency, LLC | 462 | $3.00K | 0.00% | 00.0% | Unchanged |
| Strategic Asset Management, LLC | 400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 373 | $3.00K | 0.00% | +373 | New |
| Proequities, Inc. | 500 | $4.00K | 0.00% | −1,400−73.7% | Reduced |
| Miller Wealth Advisors, LLC | 700 | $5.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 675 | $5.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 850 | $6.00K | 0.00% | −428−33.5% | Reduced |
| CWM, LLC | 800 | $6.00K | 0.00% | +800 | New |
| Fifth Third Bancorp | 1,000 | $7.00K | 0.00% | −100−9.1% | Reduced |
| Ellevest, Inc. | 1,000 | $7.00K | 0.00% | +23+2.4% | Added |
| Gables Capital Management Inc. | 1,000 | $7.00K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,058 | $7.39K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,310 | $9.00K | 0.00% | +18+1.4% | Added |
| Huntington National Bank | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.0K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,391 | $10.0K | 0.00% | +1,391 | New |
| Cypress Capital Management LLC (WY) | 1,516 | $11.0K | 0.01% | +35+2.4% | Added |
| Beacon Capital Management, LLC | 1,271 | $11.0K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,018 | $14.0K | 0.01% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,108 | $15.0K | 0.01% | +52+2.5% | Added |
| Point72 Hong Kong Ltd | 2,135 | $15.0K | 0.00% | +2,135 | New |
| First Horizon Advisors, Inc. | 2,250 | $16.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,625 | $18.0K | 0.00% | −627−19.3% | Reduced |
| Webster Bank, N. A. | 2,620 | $18.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,646 | $18.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,683 | $19.0K | 0.00% | +2,683 | New |
| Lindbrook Capital, LLC | 2,882 | $20.0K | 0.00% | +111+4.0% | Added |
| Founders Capital Management | 3,000 | $21.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,437 | $23.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 3,321 | $23.2K | 0.00% | +3,321 | New |
| TCI Wealth Advisors, Inc. | 3,400 | $24.0K | 0.00% | +79+2.4% | Added |
| Parallel Advisors, LLC | 3,929 | $27.0K | 0.00% | +490+14.2% | Added |
| Banque Cantonale Vaudoise | 4,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 4,916 | $34.0K | 0.01% | +4,916 | New |
| Private Trust Co NA | 5,014 | $35.0K | 0.01% | +5,014 | New |
| Advocacy Wealth Management Services, LLC | 5,100 | $36.0K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $38.0K | 0.01% | +5,372 | New |
| Asset Dedication, LLC | 5,880 | $41.0K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $42.0K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,800 | $47.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,683 | $54.0K | 0.00% | +6,599+608.8% | Added |
| Aquatic Capital Management LLC | 7,800 | $55.0K | 0.02% | +7,800 | New |
| Shufro Rose & Co LLC | 10,000 | $70.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $70.0K | 0.04% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 10,048 | $70.0K | 0.01% | +10,048 | New |
| Detalus Advisors, LLC | 10,020 | $70.0K | 0.04% | +10,020 | New |
| Commerce Bank | 10,325 | $72.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 10,527 | $73.0K | 0.00% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 10,500 | $73.0K | 0.00% | +10,500 | New |
| Archer Investment Corp | 11,000 | $76.9K | 0.03% | +1,000+10.0% | Added |
| StoneX Group Inc. | 10,984 | $77.2K | 0.01% | +10,984 | New |
| Carmel Capital Partners, LLC | 11,400 | $80.0K | 0.07% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,526 | $80.6K | 0.05% | +97+0.8% | Added |
| Bank Hapoalim BM | 11,700 | $82.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $82.0K | 0.09% | 00.0% | Unchanged |
| Jane Street Group, LLC | 11,944 | $83.0K | 0.00% | −33,357−73.6% | Reduced |
| State of Wyoming | 12,158 | $85.0K | 0.05% | −1,447−10.6% | Reduced |
| BBR Partners, LLC | 12,195 | $85.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $85.0K | 0.02% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,134 | $85.0K | 0.01% | +12,134 | New |
| Ferguson Shapiro LLC | 12,327 | $86.0K | 0.05% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 12,430 | $86.9K | 0.01% | +12,430 | New |
| Highlander Capital Management, LLC | 12,500 | $87.0K | 0.05% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 12,500 | $87.4K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 13,075 | $91.0K | 0.01% | +13,075 | New |
| Oppenheimer & Co Inc | 13,222 | $92.0K | 0.00% | 00.0% | Unchanged |
| National Wealth Management Group, LLC | 13,369 | $93.4K | 0.12% | −15−0.1% | Reduced |
| Rhumbline Advisers | 13,845 | $97.0K | 0.00% | +2,800+25.4% | Added |
| Inspire Advisors, LLC | 13,964 | $98.0K | 0.03% | +2,923+26.5% | Added |
| The PNC Financial Services Group, Inc. | 14,106 | $99.0K | 0.00% | +322+2.3% | Added |
| Integrated Advisors Network LLC | 14,181 | $99.0K | 0.01% | +14,181 | New |
| NinePointTwo Capital | 14,410 | $100.0K | 0.03% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 14,504 | $101.0K | 0.00% | +1,424+10.9% | Added |
| EMC Capital Management | 14,426 | $101.0K | 0.09% | +4,983+52.8% | Added |
| PFG Advisors | 14,591 | $102.0K | 0.01% | +53+0.4% | Added |
| IFG Advisory, LLC | 15,045 | $104.0K | 0.01% | +3,000+24.9% | Added |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $106.0K | 0.09% | +15,111 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $107.0K | 0.04% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 16,101 | $113.0K | 0.01% | +16,101 | New |
| Oxford Financial Group Ltd | 16,300 | $114.0K | 0.02% | +16,300 | New |
| Capital Advisors Wealth Management, LLC | 16,500 | $115.0K | 0.04% | −1,700−9.3% | Reduced |
| Zimmermann Investment Management & Planning LLC | 16,634 | $116.0K | 0.08% | +239+1.5% | Added |