Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +1 vs. Q3 2021
- Shares held
- 3.76M
- +415.1K (+12.4%) vs. Q3 2021
- Total value
- $97.3M
- +$14.0M (+16.8%) vs. Q3 2021
- New holders
- 11
- 19 more added
- Sold out
- 10
- 18 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 455,983 | $11.8M | 1.70% | −10,494−2.2% | Reduced |
| Sit Investment Associates Inc | 432,829 | $11.2M | 0.26% | +55,323+14.7% | Added |
| Morgan Stanley | 345,276 | $8.94M | 0.00% | −5,163−1.5% | Reduced |
| Royal Bank of Canada | 252,165 | $6.53M | 0.00% | −8,169−3.1% | Reduced |
| Truist Financial Corp | 198,728 | $5.14M | 0.01% | +88,700+80.6% | Added |
| Wells Fargo & Company | 196,704 | $5.09M | 0.00% | +8,422+4.5% | Added |
| Raymond James & Associates | 183,846 | $4.76M | 0.00% | +3,957+2.2% | Added |
| Cohen & Steers, Inc. | 181,740 | $4.70M | 0.01% | −48,196−21.0% | Reduced |
| Stifel Financial Corp | 174,281 | $4.51M | 0.01% | +147,511+551.0% | Added |
| Envestnet Asset Management Inc | 148,415 | $3.84M | 0.00% | +89,153+150.4% | Added |
| UBS Group AG | 133,561 | $3.46M | 0.00% | −3,611−2.6% | Reduced |
| Integrated Wealth Concepts LLC | 130,825 | $3.39M | 0.10% | +92,276+239.4% | Added |
| Chicago Partners Investment Group LLC | 93,229 | $2.08M | 0.15% | +6,143+7.1% | Added |
| Janney Montgomery Scott LLC | 67,305 | $1.74M | 0.01% | −195−0.3% | Reduced |
| Invesco Ltd. | 65,246 | $1.69M | 0.00% | +10,357+18.9% | Added |
| E&G Advisors, LP | 50,725 | $1.31M | 0.33% | −600−1.2% | Reduced |
| Arete Wealth Advisors, LLC | 49,694 | $1.29M | 0.11% | +49,694 | New |
| IHT Wealth Management, LLC | 49,108 | $1.27M | 0.09% | +7,995+19.4% | Added |
| Ameriprise Financial Inc | 47,295 | $1.22M | 0.00% | −3,691−7.2% | Reduced |
| Guggenheim Capital LLC | 43,832 | $1.13M | 0.01% | +5,435+14.2% | Added |
| Steward Partners Investment Advisory, LLC | 40,038 | $1.04M | 0.02% | −2,996−7.0% | Reduced |
| Commonwealth Equity Services, LLC | 34,313 | $888.0K | 0.00% | +219+0.6% | Added |
| RMB Capital Management, LLC | 32,072 | $830.0K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 27,341 | $708.0K | 0.03% | +177+0.7% | Added |
| Cetera Advisor Networks LLC | 27,150 | $703.0K | 0.01% | +14,525+115.0% | Added |
| LPL Financial LLC | 26,145 | $677.0K | 0.00% | −940−3.5% | Reduced |
| Independent Financial Group, LLC | 24,895 | $644.3K | 0.05% | +24,895 | New |
| UMA Financial Services, Inc. | 24,500 | $628.0K | 0.16% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 24,193 | $627.0K | 0.00% | +3,344+16.0% | Added |
| Bank of America Corp | 23,849 | $617.0K | 0.00% | −4,053−14.5% | Reduced |
| Private Advisor Group, LLC | 22,326 | $578.0K | 0.00% | +125+0.6% | Added |
| Trustcore Financial Services, LLC | 18,388 | $476.0K | 0.05% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 15,350 | $397.0K | 0.02% | +24+0.2% | Added |
| Wagner Wealth Management, LLC | 15,066 | $390.0K | 0.30% | −43−0.3% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $307.0K | 0.14% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 11,754 | $304.0K | 0.00% | −1,300−10.0% | Reduced |
| Brandywine Oak Private Wealth LLC | 10,600 | $274.0K | 0.03% | +10,600 | New |
| Wealthcare Advisory Partners LLC | 10,208 | $264.0K | 0.02% | +10,208 | New |
| GWM Advisors LLC | 9,039 | $234.0K | 0.00% | +9,039 | New |
| National Asset Management, Inc. | 8,161 | $212.0K | 0.01% | −1,219−13.0% | Reduced |
| Concord Wealth Partners | 8,150 | $211.0K | 0.05% | +8,150 | New |
| Sigma Planning Corp | 8,050 | $208.0K | 0.01% | −500−5.8% | Reduced |
| AE Wealth Management LLC | 8,030 | $208.0K | 0.00% | +8,030 | New |
| Lazard Asset Management LLC | – | $181.0K | 0.00% | – | – |
| Rocky Mountain Advisers, LLC | 5,500 | $142.0K | 0.16% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,304 | $111.0K | 0.00% | +1,458+51.2% | Added |
| TSFG, LLC | 1,600 | $41.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,595 | $41.0K | 0.00% | +6+0.4% | Added |
| CoreCap Advisors, LLC | 1,350 | $35.0K | 0.00% | +1,350 | New |
| NEXT Financial Group, Inc | 1,190 | $31.0K | 0.00% | −490−29.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $31.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $28.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $26.0K | 0.00% | −1,808−64.4% | Reduced |
| Huntington National Bank | – | $22.0K | 0.00% | – | – |
| TCTC Holdings, LLC | 800 | $21.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 700 | $18.0K | 0.01% | +700 | New |
| Citigroup Inc | 624 | $16.0K | 0.00% | −1,092−63.6% | Reduced |
| American Portfolios Advisors | 400 | $10.4K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| CWM, LLC | 2 | $0 | 0.00% | +2 | New |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −47,844−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −21,610−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,100−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,092−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −18,701−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −8,219−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −2,280−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −1,302−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |