Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +1 vs. Q3 2021
- Shares held
- 3.76M
- +415.1K (+12.4%) vs. Q3 2021
- Total value
- $97.3M
- +$14.0M (+16.8%) vs. Q3 2021
- New holders
- 11
- 19 more added
- Sold out
- 10
- 18 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 13 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| CWM, LLC | 2 | $0 | 0.00% | +2 | New |
| American Portfolios Advisors | 400 | $10.4K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 624 | $16.0K | 0.00% | −1,092−63.6% | Reduced |
| High Net Worth Advisory Group LLC | 700 | $18.0K | 0.01% | +700 | New |
| Rockefeller Capital Management L.P. | 800 | $20.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $21.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $22.0K | 0.00% | – | – |
| Harbour Investments, Inc. | 1,000 | $26.0K | 0.00% | −1,808−64.4% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,100 | $28.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,190 | $31.0K | 0.00% | −490−29.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,200 | $31.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,350 | $35.0K | 0.00% | +1,350 | New |
| TSFG, LLC | 1,600 | $41.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,595 | $41.0K | 0.00% | +6+0.4% | Added |
| Geneos Wealth Management Inc. | 4,304 | $111.0K | 0.00% | +1,458+51.2% | Added |
| Rocky Mountain Advisers, LLC | 5,500 | $142.0K | 0.16% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $181.0K | 0.00% | – | – |
| Sigma Planning Corp | 8,050 | $208.0K | 0.01% | −500−5.8% | Reduced |
| AE Wealth Management LLC | 8,030 | $208.0K | 0.00% | +8,030 | New |
| Concord Wealth Partners | 8,150 | $211.0K | 0.05% | +8,150 | New |
| National Asset Management, Inc. | 8,161 | $212.0K | 0.01% | −1,219−13.0% | Reduced |
| GWM Advisors LLC | 9,039 | $234.0K | 0.00% | +9,039 | New |
| Wealthcare Advisory Partners LLC | 10,208 | $264.0K | 0.02% | +10,208 | New |
| Brandywine Oak Private Wealth LLC | 10,600 | $274.0K | 0.03% | +10,600 | New |
| Baird Financial Group, Inc. | 11,754 | $304.0K | 0.00% | −1,300−10.0% | Reduced |
| Gill Capital Partners, LLC | 11,870 | $307.0K | 0.14% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 15,066 | $390.0K | 0.30% | −43−0.3% | Reduced |
| Kestra Private Wealth Services, LLC | 15,350 | $397.0K | 0.02% | +24+0.2% | Added |
| Trustcore Financial Services, LLC | 18,388 | $476.0K | 0.05% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 22,326 | $578.0K | 0.00% | +125+0.6% | Added |
| Bank of America Corp | 23,849 | $617.0K | 0.00% | −4,053−14.5% | Reduced |
| Advisor Group Holdings, Inc. | 24,193 | $627.0K | 0.00% | +3,344+16.0% | Added |
| UMA Financial Services, Inc. | 24,500 | $628.0K | 0.16% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 24,895 | $644.3K | 0.05% | +24,895 | New |
| LPL Financial LLC | 26,145 | $677.0K | 0.00% | −940−3.5% | Reduced |
| Cetera Advisor Networks LLC | 27,150 | $703.0K | 0.01% | +14,525+115.0% | Added |
| Wedbush Securities Inc | 27,341 | $708.0K | 0.03% | +177+0.7% | Added |
| RMB Capital Management, LLC | 32,072 | $830.0K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 34,313 | $888.0K | 0.00% | +219+0.6% | Added |
| Steward Partners Investment Advisory, LLC | 40,038 | $1.04M | 0.02% | −2,996−7.0% | Reduced |
| Guggenheim Capital LLC | 43,832 | $1.13M | 0.01% | +5,435+14.2% | Added |
| Ameriprise Financial Inc | 47,295 | $1.22M | 0.00% | −3,691−7.2% | Reduced |
| IHT Wealth Management, LLC | 49,108 | $1.27M | 0.09% | +7,995+19.4% | Added |
| Arete Wealth Advisors, LLC | 49,694 | $1.29M | 0.11% | +49,694 | New |
| E&G Advisors, LP | 50,725 | $1.31M | 0.33% | −600−1.2% | Reduced |
| Invesco Ltd. | 65,246 | $1.69M | 0.00% | +10,357+18.9% | Added |
| Janney Montgomery Scott LLC | 67,305 | $1.74M | 0.01% | −195−0.3% | Reduced |
| Chicago Partners Investment Group LLC | 93,229 | $2.08M | 0.15% | +6,143+7.1% | Added |
| Integrated Wealth Concepts LLC | 130,825 | $3.39M | 0.10% | +92,276+239.4% | Added |
| UBS Group AG | 133,561 | $3.46M | 0.00% | −3,611−2.6% | Reduced |
| Envestnet Asset Management Inc | 148,415 | $3.84M | 0.00% | +89,153+150.4% | Added |
| Stifel Financial Corp | 174,281 | $4.51M | 0.01% | +147,511+551.0% | Added |
| Cohen & Steers, Inc. | 181,740 | $4.70M | 0.01% | −48,196−21.0% | Reduced |
| Raymond James & Associates | 183,846 | $4.76M | 0.00% | +3,957+2.2% | Added |
| Wells Fargo & Company | 196,704 | $5.09M | 0.00% | +8,422+4.5% | Added |
| Truist Financial Corp | 198,728 | $5.14M | 0.01% | +88,700+80.6% | Added |
| Royal Bank of Canada | 252,165 | $6.53M | 0.00% | −8,169−3.1% | Reduced |
| Morgan Stanley | 345,276 | $8.94M | 0.00% | −5,163−1.5% | Reduced |
| Sit Investment Associates Inc | 432,829 | $11.2M | 0.26% | +55,323+14.7% | Added |
| Cornerstone Advisory, LLC | 455,983 | $11.8M | 1.70% | −10,494−2.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −47,844−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −21,610−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,100−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,092−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −18,701−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −8,219−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −2,280−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −1,302−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |