Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- 0 vs. Q2 2023
- Shares held
- 5.49M
- +665.3K (+13.8%) vs. Q2 2023
- Total value
- $94.3M
- +$13.0M (+16.0%) vs. Q2 2023
- New holders
- 7
- 22 more added
- Sold out
- 7
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 641,944 | $11.0M | 1.93% | −2,513−0.4% | Reduced |
| Atlas Wealth LLC | 467,865 | $8.03M | 1.50% | +72,417+18.3% | Added |
| Truist Financial Corp | 415,506 | $7.13M | 0.01% | +97,542+30.7% | Added |
| Punch & Associates Investment Management, Inc. | 386,240 | $6.63M | 0.42% | +3,018+0.8% | Added |
| Sit Investment Associates Inc | 385,211 | $6.61M | 0.18% | +174,429+82.8% | Added |
| Morgan Stanley | 364,141 | $6.25M | 0.00% | +54,645+17.7% | Added |
| Envestnet Asset Management Inc | 342,573 | $5.88M | 0.00% | +108,754+46.5% | Added |
| Stifel Financial Corp | 231,910 | $3.98M | 0.01% | −14,937−6.1% | Reduced |
| Wells Fargo & Company | 199,685 | $3.43M | 0.00% | −13,691−6.4% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $2.99M | 0.01% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 169,728 | $2.91M | 0.15% | +126,952+296.8% | Added |
| UBS Group AG | 164,641 | $2.83M | 0.00% | −7,745−4.5% | Reduced |
| Raymond James & Associates | 154,035 | $2.64M | 0.00% | −12,037−7.2% | Reduced |
| Weiss Asset Management LP | 122,783 | $2.11M | 0.17% | −7,955−6.1% | Reduced |
| LPL Financial LLC | 114,037 | $1.96M | 0.00% | +34,115+42.7% | Added |
| Almitas Capital LLC | 111,076 | $1.91M | 0.91% | +62,020+126.4% | Added |
| Integrated Wealth Concepts LLC | 98,655 | $1.69M | 0.03% | −8,670−8.1% | Reduced |
| Royal Bank of Canada | 98,429 | $1.69M | 0.00% | −11,516−10.5% | Reduced |
| Chicago Partners Investment Group LLC | 73,790 | $1.22M | 0.07% | −2,010−2.7% | Reduced |
| Rockefeller Capital Management L.P. | 70,550 | $1.21M | 0.00% | −535−0.8% | Reduced |
| Janney Montgomery Scott LLC | 67,244 | $1.16M | 0.00% | +375+0.6% | Added |
| Bank of America Corp | 55,764 | $957.5K | 0.00% | +37,886+211.9% | Added |
| Guggenheim Capital LLC | 52,961 | $909.3K | 0.01% | +110.0% | Added |
| Advisor Group Holdings, Inc. | 52,063 | $893.9K | 0.00% | +37,799+265.0% | Added |
| E&G Advisors, LP | 44,977 | $772.2K | 0.28% | −512−1.1% | Reduced |
| Creative Planning | 35,629 | $611.8K | 0.00% | +35,629 | New |
| Hennion & Walsh Asset Management, Inc. | 34,899 | $599.2K | 0.04% | +238+0.7% | Added |
| Ameriprise Financial Inc | 34,571 | $593.6K | 0.00% | −337−1.0% | Reduced |
| Cetera Advisor Networks LLC | 31,020 | $532.6K | 0.00% | −175−0.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 30,582 | $525.1K | 0.01% | −662−2.1% | Reduced |
| Claybrook Capital, LLC | 22,795 | $391.4K | 0.22% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 19,113 | $328.2K | 0.02% | −5,223−21.5% | Reduced |
| Wealthcare Advisory Partners LLC | 18,960 | $325.5K | 0.01% | +588+3.2% | Added |
| Wedbush Securities Inc | 17,177 | $295.0K | 0.01% | −6,690−28.0% | Reduced |
| Arete Wealth Advisors, LLC | 15,485 | $265.9K | 0.05% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,146 | $260.0K | 0.00% | −36−0.2% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $257.3K | 0.07% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 13,659 | $234.5K | 0.01% | +884+6.9% | Added |
| Daymark Wealth Partners, LLC | 12,948 | $222.3K | 0.02% | −4,509−25.8% | Reduced |
| CSS LLC | 12,179 | $209.1K | 0.02% | +67+0.6% | Added |
| Private Advisor Group, LLC | 11,976 | $205.6K | 0.00% | +29+0.2% | Added |
| Gill Capital Partners, LLC | 11,685 | $200.6K | 0.09% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,479 | $197.1K | 0.00% | +850+8.0% | Added |
| Kestra Private Wealth Services, LLC | 11,339 | $194.7K | 0.01% | +11,339 | New |
| Concord Wealth Partners | 9,218 | $158.3K | 0.03% | +155+1.7% | Added |
| Beacon Capital Management, LLC | 8,025 | $134.7K | 0.04% | 00.0% | Unchanged |
| Comerica Bank | 6,240 | $107.1K | 0.00% | +6,240 | New |
| Rocky Mountain Advisers, LLC | 5,500 | $94.4K | 0.05% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 5,203 | $89.3K | 0.00% | +5,203 | New |
| Cary Street Partner Investment Advisory LLC | 4,755 | $81.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $60.8K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $46.6K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $42.9K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $36.3K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,009 | $34.5K | 0.00% | +9+0.4% | Added |
| TD Private Client Wealth LLC | 1,574 | $27.0K | 0.00% | +1,574 | New |
| Allworth Financial LP | 1,153 | $19.8K | 0.00% | −181−13.6% | Reduced |
| AdvisorNet Financial, Inc | 999 | $17.2K | 0.00% | −1−0.1% | Reduced |
| TCTC Holdings, LLC | 800 | $13.7K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $10.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $9.38K | 0.00% | – | – |
| Northwestern Mutual Wealth Management Co | 411 | $7.06K | 0.00% | +117+39.8% | Added |
| Impact Partnership Wealth, LLC | 366 | $6.28K | 0.00% | +366 | New |
| Sunbelt Securities, Inc. | 300 | $5.15K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 200 | $3.43K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 197 | $3.38K | 0.00% | −10,191−98.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 15 | $258 | 0.00% | −1,200−98.8% | Reduced |
| FMR LLC | 1 | $17 | 0.00% | +1 | New |
| Kingswood Wealth Advisors, LLC | 0 | $0 | 0.00% | −29,320−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −17,860−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −15,723−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,013−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |