Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $56.1M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- +7 vs. Q3 2022
- Shares held
- 4.18M
- +532.6K (+14.6%) vs. Q3 2022
- Total value
- $77.6M
- +$10.4M (+15.5%) vs. Q3 2022
- New holders
- 13
- 21 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 3 | $1.43M |
| Q2 2025 | 54 | $56.1M |
| Q1 2025 | 51 | $42.0M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $117.9M |
| Q4 2023 | 73 | $102.2M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.9M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 505,075 | $9.38M | 1.85% | +72,946+16.9% | Added |
| Punch & Associates Investment Management, Inc. | 357,068 | $6.63M | 0.43% | +71,445+25.0% | Added |
| Morgan Stanley | 345,469 | $6.42M | 0.00% | −20,235−5.5% | Reduced |
| Stifel Financial Corp | 302,555 | $5.62M | 0.01% | +21,351+7.6% | Added |
| Truist Financial Corp | 301,362 | $5.60M | 0.01% | +110,133+57.6% | Added |
| Envestnet Asset Management Inc | 230,457 | $4.28M | 0.00% | +79,488+52.7% | Added |
| Raymond James & Associates | 207,113 | $3.85M | 0.00% | +7,681+3.9% | Added |
| UBS Group AG | 199,785 | $3.71M | 0.00% | −28,668−12.5% | Reduced |
| Cohen & Steers, Inc. | 173,899 | $3.23M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 164,453 | $3.06M | 0.00% | +3,238+2.0% | Added |
| Integrated Wealth Concepts LLC | 142,517 | $2.65M | 0.07% | −3,602−2.5% | Reduced |
| Royal Bank of Canada | 142,278 | $2.64M | 0.00% | −15,855−10.0% | Reduced |
| Sit Investment Associates Inc | 139,933 | $2.60M | 0.07% | +123,693+761.7% | Added |
| Chicago Partners Investment Group LLC | 76,989 | $1.56M | 0.10% | −7,469−8.8% | Reduced |
| City of London Investment Management Co Ltd | 70,808 | $1.31M | 0.11% | +8,468+13.6% | Added |
| Janney Montgomery Scott LLC | 65,097 | $1.21M | 0.00% | −3,249−4.8% | Reduced |
| Atlas Wealth LLC | 64,298 | $1.19M | 0.32% | +64,298 | New |
| E&G Advisors, LP | 45,689 | $848.9K | 0.32% | −2,700−5.6% | Reduced |
| LPL Financial LLC | 41,762 | $775.9K | 0.00% | +4,685+12.6% | Added |
| Independent Financial Group, LLC | 38,148 | $708.8K | 0.06% | +724+1.9% | Added |
| CSS LLC | 35,120 | $652.5K | 0.04% | +35,120 | New |
| Steward Partners Investment Advisory, LLC | 33,868 | $629.3K | 0.01% | −57−0.2% | Reduced |
| IHT Wealth Management, LLC | 32,751 | $608.5K | 0.04% | −30,708−48.4% | Reduced |
| Cetera Advisor Networks LLC | 29,964 | $556.7K | 0.00% | +1,027+3.5% | Added |
| Guggenheim Capital LLC | 29,317 | $544.7K | 0.00% | +13,329+83.4% | Added |
| Invesco Ltd. | 28,296 | $525.7K | 0.00% | −22,165−43.9% | Reduced |
| Rivernorth Capital Management, LLC | 26,726 | $496.6K | 0.02% | +8,581+47.3% | Added |
| Wedbush Securities Inc | 24,158 | $449.0K | 0.02% | −3,092−11.3% | Reduced |
| Commonwealth Equity Services, LLC | 23,301 | $432.0K | 0.00% | −4,232−15.4% | Reduced |
| Ameriprise Financial Inc | 23,115 | $429.0K | 0.00% | +514+2.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 22,619 | $420.0K | 0.03% | +22,619 | New |
| Claybrook Capital, LLC | 21,050 | $391.1K | 0.24% | +2,345+12.5% | Added |
| Daymark Wealth Partners, LLC | 18,157 | $337.4K | 0.06% | +18,157 | New |
| Wealthcare Advisory Partners LLC | 17,421 | $323.7K | 0.02% | +5,003+40.3% | Added |
| UMA Financial Services, Inc. | 15,539 | $307.8K | 0.08% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 16,563 | $307.7K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 15,998 | $294.7K | 0.01% | +4,810+43.0% | Added |
| Bank of America Corp | 15,423 | $286.6K | 0.00% | −2,039−11.7% | Reduced |
| RMB Capital Management, LLC | 12,775 | $237.4K | 0.01% | −2,690−17.4% | Reduced |
| Advisor Group Holdings, Inc. | 12,345 | $229.4K | 0.00% | −14,081−53.3% | Reduced |
| Gill Capital Partners, LLC | 11,845 | $220.1K | 0.10% | −25−0.2% | Reduced |
| Kestra Private Wealth Services, LLC | 11,637 | $216.2K | 0.01% | −946−7.5% | Reduced |
| Palogic Value Management, L.P. | 11,500 | $213.7K | 0.11% | +11,500 | New |
| M Holdings Securities, Inc. | 10,048 | $187.0K | 0.02% | +44+0.4% | Added |
| Concord Wealth Partners | 8,796 | $163.4K | 0.05% | +8,796 | New |
| Beacon Capital Management, LLC | 8,025 | $149.1K | 0.05% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 7,513 | $139.6K | 0.01% | +7,513 | New |
| Rocky Mountain Advisers, LLC | 5,500 | $102.0K | 0.06% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 4,755 | $88.3K | 0.01% | +4,755 | New |
| Hollencrest Capital Management | 3,540 | $65.8K | 0.01% | +3,540 | New |
| Elequin Capital LP | 2,838 | $52.7K | 0.01% | +2,838 | New |
| Geneos Wealth Management Inc. | 2,713 | $50.4K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $46.5K | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 2,114 | $39.3K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,000 | $37.2K | 0.00% | +1,000+100.0% | Added |
| High Net Worth Advisory Group LLC | 1,000 | $18.6K | 0.01% | +300+42.9% | Added |
| TCTC Holdings, LLC | 800 | $14.9K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 800 | $14.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.0K | 0.00% | +700 | New |
| Citigroup Inc | 641 | $11.9K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10.1K | 0.00% | – | – |
| Belpointe Asset Management LLC | 410 | $7.62K | 0.00% | +410 | New |
| Northwestern Mutual Wealth Management Co | 286 | $5.31K | 0.00% | −922−76.3% | Reduced |
| Advisory Services Network, LLC | 181 | $3.36K | 0.00% | +181 | New |
| Benjamin F. Edwards & Company, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,099 | $225 | 0.00% | −480−3.8% | Reduced |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −13,842−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −8,672−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −1,412−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Leelyn Smith, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |