Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted in 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- −21 vs. Q2 2024
- Shares held
- 1.98M
- −4.55M (−69.7%) vs. Q2 2024
- Total value
- $43.3M
- −$83.8M (−65.9%) vs. Q2 2024
- New holders
- 5
- 8 more added
- Sold out
- 26
- 20 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Advisory, LLC | 290,263 | $6.04M | 0.80% | −227,423−43.9% | Reduced |
| International Assets Investment Management, LLC | 77,809 | $3.74M | 0.02% | +74,072+1,982.1% | Added |
| Truist Financial Corp | 172,720 | $3.60M | 0.01% | −260,959−60.2% | Reduced |
| Wells Fargo & Company | 144,426 | $3.01M | 0.00% | −40,257−21.8% | Reduced |
| Envestnet Asset Management Inc | 144,221 | $3.00M | 0.00% | −204,488−58.6% | Reduced |
| UBS Group AG | 137,409 | $2.86M | 0.00% | −20,853−13.2% | Reduced |
| Morgan Stanley | 128,472 | $2.67M | 0.00% | −74,716−36.8% | Reduced |
| Raymond James & Associates | 104,136 | $2.17M | 0.00% | −12,198−10.5% | Reduced |
| LPL Financial LLC | 98,927 | $2.06M | 0.00% | −6,142−5.8% | Reduced |
| Chicago Partners Investment Group LLC | 85,062 | $1.80M | 0.06% | +5,672+7.1% | Added |
| Royal Bank of Canada | 86,186 | $1.79M | 0.00% | −1,328−1.5% | Reduced |
| Ameriprise Financial Inc | 48,179 | $1.00M | 0.00% | +7,874+19.5% | Added |
| Stifel Financial Corp | 45,735 | $952.2K | 0.00% | −200,426−81.4% | Reduced |
| Everstar Asset Management, LLC | 39,941 | $831.6K | 0.57% | +39,941 | New |
| E&G Advisors, LP | 37,877 | $788.6K | 0.22% | −350−0.9% | Reduced |
| Advisor Group Holdings, Inc. | 36,936 | $769.0K | 0.00% | −2,153−5.5% | Reduced |
| Sanctuary Advisors, LLC | 37,623 | $765.3K | 0.00% | −464−1.2% | Reduced |
| Bank of America Corp | 33,836 | $704.5K | 0.00% | +9,343+38.1% | Added |
| Kingswood Wealth Advisors, LLC | 27,020 | $554.5K | 0.04% | 00.0% | Unchanged |
| Lido Advisors, LLC | 22,795 | $474.6K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 20,414 | $425.0K | 0.00% | −16,486−44.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 17,352 | $361.3K | 0.02% | −17,053−49.6% | Reduced |
| Wedbush Securities Inc | 16,233 | $338.0K | 0.01% | −1,041−6.0% | Reduced |
| Wealthcare Advisory Partners LLC | 16,196 | $337.2K | 0.01% | −1,857−10.3% | Reduced |
| UMA Financial Services, Inc. | 15,539 | $325.5K | 0.06% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 15,017 | $313.0K | 0.00% | +15,017 | New |
| Daymark Wealth Partners, LLC | 11,391 | $237.2K | 0.01% | −1,557−12.0% | Reduced |
| Kestra Private Wealth Services, LLC | 10,425 | $217.0K | 0.00% | +28+0.3% | Added |
| IHT Wealth Management, LLC | 10,316 | $214.8K | 0.01% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 10,243 | $213.0K | 0.05% | −273−2.6% | Reduced |
| Concord Wealth Partners | 9,819 | $204.4K | 0.03% | +145+1.5% | Added |
| Comerica Bank | 6,790 | $141.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $56.5K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $52.0K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 2,379 | $49.5K | 0.01% | −5,625−70.3% | Reduced |
| Harbour Investments, Inc. | 2,042 | $42.5K | 0.00% | +8+0.4% | Added |
| Principal Securities, Inc. | 1,430 | $29.8K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,228 | $25.6K | 0.00% | +12+1.0% | Added |
| Hobbs Group Advisors, LLC | 1,000 | $20.8K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $20.8K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $16.7K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $14.6K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 700 | $14.6K | 0.00% | +700 | New |
| FNY Investment Advisers, LLC | 600 | $12.0K | 0.01% | +600 | New |
| Tucker Asset Management LLC | 500 | $10.4K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 300 | $6.25K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 195 | $4.06K | 0.00% | +195 | New |
| Salem Investment Counselors Inc | 150 | $3.15K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $21 | 0.00% | – | – |
| FMR LLC | 1 | $21 | 0.00% | 00.0% | Unchanged |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −619,139−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −529,800−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −501,903−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −457,623−100.0% | Sold out |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −450,411−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −236,776−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −173,899−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −141,727−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −87,119−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −85,424−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −66,384−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −60,718−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −55,942−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −35,640−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −24,426−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,288−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −19,665−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −16,445−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −15,735−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −3,540−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −2,114−100.0% | Sold out |
| Opal Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −1,220−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Baldwin Brothers Inc | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |